Vault-13

FIRST TR EXCHNG TRADED FD VI GAUG

FT VEST US EQT · ETP · CUSIP 33740U653

80 institutional holders +2 vs Q3 2024
3,690,1853.7m shares reported held*
$130.2mreported value*
8 new 15 added 19 reduced 8 sold out net sold ≈ $8.7m (-246.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($518.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.27.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 23: 30Q4 23: 44Q1 24: 46Q2 24: 53Q3 24: 78Q4 24: 8080Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202330
Q4 202344
Q1 202446
Q2 202453
Q3 202478
Q4 202480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 28 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 60 bought or addedQ3 24: 17 cut or sold outQ3 24Q4 24: 23 bought or addedQ4 24: 27 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023288
Q1 20241823
Q2 20241621
Q3 20246017
Q4 20242327

Biggest buyers

Synergy Asset Management, LLC Added +72,451+72.5k
OLD MISSION CAPITAL LLC New +29,495+29.5k
Brookstone Capital Management Added +17,319+17.3k
LPL Financial LLC Added +13,021+13.0k
WOLVERINE TRADING, LLC New +8,595+8.6k
GOLDMAN SACHS GROUP INC New +7,953+8.0k
Focus Partners Wealth Added +6,000+6.0k
THOROUGHBRED FINANCIAL SERVICES, LLC New +5,741+5.7k
BARCLAYS PLC Added +4,975+5.0k
FOUNDERS FINANCIAL SECURITIES LLC Added +4,595+4.6k

Biggest sellers

MILESTONE ASSET MANAGEMENT, LLC Reduced -169,732-169.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -81,717-81.7k
JANE STREET GROUP, LLC Reduced -46,597-46.6k
MAI Capital Management Reduced -40,200-40.2k
Bouchey Financial Group, Ltd. Sold out -14,774-14.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,612-13.6k
Cetera Investment Advisers Reduced -13,143-13.1k
AVANTAX ADVISORY SERVICES, INC. Sold out -8,786-8.8k
Janney Montgomery Scott LLC Sold out -8,293-8.3k
Kestra Advisory Services, LLC Reduced -7,083-7.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-10-19 22.1% -1.2 pts 2.2m≈ $91.3m 2026-10-19

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 703,778703.8k $24.8m $24.8m 0.01% First filing
2 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 518,150518.1k $18.3m $18.3m 0.03% Reduced -81.7k -81,717
3 Americana Partners, LLC 0.36% of their portfolio Houston, TX 252,089252.1k $8.9m $8.9m 0.36% Reduced -6.0k -5,960
4 Wood Tarver Financial Group, LLC 2.86% of their portfolio BOISE, ID 242,916242.9k $8.6m $8.6m 2.86% First filing
5 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 225,429225.4k $8.0m $8.0m 0.04% Reduced -7.1k -7,083
6 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 178,680178.7k $6.3m $6.3m 0.21% Reduced -735 -735
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,038150.0k $5.3m $5.3m 0.00% Reduced -4.8k -4,780
8 Synergy Asset Management, LLC 0.40% of their portfolio VANCOUVER, WA 147,499147.5k $5.2m $5.2m 0.40% Added +72.5k +72,451
9 MILESTONE ASSET MANAGEMENT, LLC 1.09% of their portfolio PITTSBURGH, PA 140,225140.2k $4.9m $4.9m 1.09% Reduced -169.7k -169,732
10 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 118,689118.7k $4.2m $4.2m 0.06% Reduced -2.1k -2,100
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 85,34285.3k $3.0m $3.0m 0.01% Added +2.2k +2,172
12 CITY HOLDING CO 0.34% of their portfolio CHARLESTON, WV 67,10067.1k $2.4m $2.4m 0.34% Added +550 +550
13 Tanglewood Legacy Advisors, LLC 0.91% of their portfolio HOUSTON, TX 60,02460.0k $2.1m $2.1m 0.91% Reduced -350 -350
14 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 59,74259.7k $2.1m $2.1m 0.02% Reduced -40.2k -40,200
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 57,66257.7k $2.0m $2.0m 0.00% Reduced -13.1k -13,143
16 Schulz Wealth, LTD. 1.28% of their portfolio MANSFIELD, TX 47,15747.2k $1.7m $1.7m 1.28% Unchanged
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,14444.1k $1.6m $1.6m 0.00% Added +1.9k +1,926
18 SILVER OAK SECURITIES, INCORPORATED 0.12% of their portfolio JACKSON, TN 35,17035.2k $1.2m $1.2m 0.12% Unchanged
19 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 34,16034.2k $1.2m $1.2m 0.02% Added +17.3k +17,319
20 Chris Bulman Inc 0.74% of their portfolio ROSEVILLE, CA 32,90632.9k $1.2m $1.2m 0.74% Reduced -969 -969
21 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 29,49529.5k $1.0m $1.0m 0.02% New
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,42123.4k $826.0k $826.0k 0.00% Unchanged
23 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 22,64822.6k $799.0k $799.0k 0.05% Unchanged
24 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 22,16622.2k $795.2k $795.2k 0.01% Unchanged
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,02720.0k $706.5k $706.5k 0.00% Added +13.0k +13,021
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 18,28518.3k $645.1k $645.1k 0.01% Reduced -300 -300
27 FOUNDERS FINANCIAL SECURITIES LLC 0.05% of their portfolio TOWSON, MD 16,32516.3k $575.9k $575.9k 0.05% Added +4.6k +4,595
28 UPTICK PARTNERS, LLC 0.20% of their portfolio NACOGDOCHES, TX 15,73615.7k $555.2k $555.2k 0.20% Unchanged
29 Keystone Wealth Services, LLC 0.14% of their portfolio PALM DESERT, CA 14,70614.7k $518.8k $518.8k 0.14% Unchanged
30 Horizon Investments, LLC 0.01% of their portfolio Charlotte, NC 13,67113.7k $482.3k $482.3k 0.01% Added +3.6k +3,578
31 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 13,54213.5k $477.8k $477.8k 0.01% Reduced -549 -549
32 Darwin Wealth Management, LLC 0.16% of their portfolio TAMPA, FL 13,13513.1k $463.4k $463.4k 0.16% Unchanged
33 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,07113.1k $461.1k $461.1k 0.00% Reduced -541 -541
34 Anfield Capital Management, LLC 0.16% of their portfolio IRVINE, CA 12,86812.9k $454.0k $454.0k 0.16% Unchanged
35 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 12,24912.2k $434.9k $434.9k 0.01% Unchanged
36 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 12,00012.0k $423.4k $423.4k 0.00% Added +6.0k +6,000
37 Grantvest Financial Group LLC 0.44% of their portfolio MATAWAN, NJ 11,24711.2k $396.8k $396.8k 0.44% First filing
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,62610.6k $374.9k $374.9k 0.00% Reduced -46.6k -46,597
39 IMG Wealth Management, Inc. 0.33% of their portfolio JACKSONVILLE, FL 9,96810.0k $351.7k $351.7k 0.33% First filing
40 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 9,3199.3k $328.8k $328.8k 0.13% Unchanged
41 Mayfair Advisory Group, LLC 0.19% of their portfolio BIRMINGHAM, AL 9,1239.1k $321.9k $321.9k 0.19% Unchanged
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 8,9739.0k $316.6k $316.6k 0.02% Unchanged
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,8838.9k $313.4k $313.4k 0.00% Unchanged
44 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,5958.6k $304.0k $304.0k 0.01% New
45 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,4508.4k $298.1k $298.1k 0.01% Reduced -92 -92
46 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,1868.2k $288.8k $288.8k 0.01% Unchanged
47 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 8,1758.2k $288.4k $288.4k 0.01% Unchanged
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,9538.0k $280.6k $280.6k 0.00% New
49 Prosperity Consulting Group, LLC 0.02% of their portfolio OWINGS MILLS, MD 7,5367.5k $265.9k $265.9k 0.02% Added +799 +799
50 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,3987.4k $261.0k $261.0k 0.01% Added +1.2k +1,177
51 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 7,3787.4k $260.3k $260.3k 0.05% Reduced -111 -111
52 Madrona Financial Services, LLC 0.07% of their portfolio EVERETT, WA 7,3087.3k $257.8k $257.8k 0.07% Unchanged
53 Archer Investment Corp 0.07% of their portfolio Carmel, IN 7,1967.2k $253.9k $253.9k 0.07% Unchanged
54 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,1067.1k $250.7k $250.7k 0.01% Unchanged
55 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 7,1067.1k $250.7k $250.7k 0.01% Unchanged
56 WEALTHGARDEN F.S. LLC 0.21% of their portfolio EL SEGUNDO, CA 6,5066.5k $229.5k $229.5k 0.21% Unchanged
57 MACROVIEW INVESTMENT MANAGEMENT LLC 0.23% of their portfolio BETHESDA, MD 6,5006.5k $229.3k $229.3k 0.23% Unchanged
58 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,3276.3k $223.2k $223.2k 0.00% Unchanged
59 Diligent Investors, LLC 0.05% of their portfolio REDLANDS, CA 6,1806.2k $218.0k $218.0k 0.05% Unchanged
60 THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio BRENTWOOD, TN 5,7415.7k $202.0k $202.0k 0.01% New
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,4455.4k $192.1k $192.1k 0.00% Added +5.0k +4,975
62 REAP Financial Group, LLC 0.04% of their portfolio AUSTIN, TX 4,3754.4k $154.3k $154.3k 0.04% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,3374.3k $153.0k $153.0k 0.00% Added +2.9k +2,927
64 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,3683.4k $118.8k $118.8k 0.05% Unchanged
65 Financial Network Wealth Advisors LLC 0.21% of their portfolio MURRAY, UT 3,1953.2k $112.7k $112.7k 0.21% New
66 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,1353.1k $110.6k $110.6k 0.00% New
67 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,2812.3k $80.0k $80.0k 0.00% Unchanged
68 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,0582.1k $72.6k $72.6k 0.01% Unchanged
69 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,7701.8k $62.6k $62.6k 0.01% Unchanged
70 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,6491.6k $58.2k $58.2k 0.00% Unchanged
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5581.6k $55.9k $55.9k 0.00% Added +93 +93
72 HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio WHEELING, WV 1,3751.4k $49.0k $49.0k 0.02% Reduced -1.0k -1,000
73 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1401.1k $40.2k $40.2k 0.00% Unchanged
74 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,1351.1k $40.0k $40.0k 0.00% Unchanged
75 Topsail Wealth Management, LLC 0.01% of their portfolio CHARLOTTE, NC 700700 $24.7k $24.7k 0.01% First filing
76 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 685685 $24.2k $24.2k 0.00% New
77 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 368368 $13.0k $13.0k 0.01% Added +1 +1
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 132132 $4.7k $4.7k 0.00% Reduced -1.7k -1,688
79 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 8888 $3.1k $3.1k 0.00% Unchanged
80 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 7575 $2.6k $2.6k 0.00% New