Vault-13

FIRST TR EXCHNG TRADED FD VI GAUG

FT VEST US EQT · ETP · CUSIP 33740U653

78 institutional holders +25 vs Q2 2024
3,767,4843.8m shares reported held*
$131.0mreported value*
30 new 30 added 12 reduced 5 sold out net bought ≈ $76.3m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($416.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.77.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 23: 30Q4 23: 44Q1 24: 46Q2 24: 53Q3 24: 7878Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 202330
Q4 202344
Q1 202446
Q2 202453
Q3 202478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 28 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 21 cut or sold outQ2 24Q3 24: 60 bought or addedQ3 24: 17 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023288
Q1 20241823
Q2 20241621
Q3 20246017

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +554,979+555.0k
Raymond James Financial Services Advisors, Inc. Added +504,328+504.3k
RAYMOND JAMES & ASSOCIATES Added +196,736+196.7k
MILESTONE ASSET MANAGEMENT, LLC Added +191,442+191.4k
ROYAL BANK OF CANADA New +154,818+154.8k
Americana Partners, LLC Added +136,712+136.7k
Kestra Advisory Services, LLC Added +133,291+133.3k
MAI Capital Management New +99,942+99.9k
OSAIC HOLDINGS, INC. Added +42,812+42.8k
Schulz Wealth, LTD. Added +40,602+40.6k

Biggest sellers

Synergy Asset Management, LLC Reduced -183,849-183.8k
WEALTHGARDEN F.S. LLC Reduced -55,517-55.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,000-28.0k
JPMORGAN CHASE & CO Reduced -17,592-17.6k
OLD MISSION CAPITAL LLC Sold out -17,410-17.4k
MGO ONE SEVEN LLC Sold out -15,747-15.7k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -8,143-8.1k
Financial Network Wealth Advisors LLC Sold out -6,567-6.6k
Insight Advisors, LLC/ PA Reduced -4,555-4.6k
UBS Group AG Reduced -3,352-3.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-10-19 22.1% -1.2 pts 2.2m≈ $91.3m 2026-10-19

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 599,867599.9k $20.9m $20.9m 0.03% Added +555.0k +554,979
2 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 570,578570.6k $19.8m $19.8m 0.03% Added +504.3k +504,328
3 MILESTONE ASSET MANAGEMENT, LLC 2.42% of their portfolio PITTSBURGH, PA 309,957310.0k $10.8m $10.8m 2.42% Added +191.4k +191,442
4 Americana Partners, LLC 0.61% of their portfolio Houston, TX 258,049258.0k $9.0m $9.0m 0.61% Added +136.7k +136,712
5 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 232,512232.5k $8.1m $8.1m 0.04% Added +133.3k +133,291
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 217,783217.8k $7.6m $7.6m 0.00% Added +196.7k +196,736
7 INDEPENDENT FINANCIAL GROUP, LLC 0.23% of their portfolio SAN DIEGO, CA 179,415179.4k $6.2m $6.2m 0.23% Reduced -8.1k -8,143
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 154,818154.8k $5.4m $5.4m 0.00% New
9 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 120,789120.8k $4.2m $4.2m 0.06% Added +30.3k +30,334
10 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 99,94299.9k $3.5m $3.5m 0.03% New
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 83,17083.2k $2.9m $2.9m 0.01% Added +42.8k +42,812
12 Synergy Asset Management, LLC 0.40% of their portfolio VANCOUVER, WA 75,04875.0k $2.6m $2.6m 0.40% Reduced -183.8k -183,849
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 70,80570.8k $2.5m $2.5m 0.01% Added +5.2k +5,197
14 CITY HOLDING CO 0.32% of their portfolio CHARLESTON, WV 66,55066.5k $2.3m $2.3m 0.32% Added +18.0k +18,000
15 Tanglewood Legacy Advisors, LLC 0.93% of their portfolio HOUSTON, TX 60,37460.4k $2.1m $2.1m 0.93% Added +30.4k +30,436
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 57,22357.2k $2.0m $2.0m 0.00% Added +37.7k +37,700
17 Schulz Wealth, LTD. 1.27% of their portfolio MANSFIELD, TX 47,15747.2k $1.6m $1.6m 1.27% Added +40.6k +40,602
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,21842.2k $1.5m $1.5m 0.00% Added +34.7k +34,712
19 SILVER OAK SECURITIES, INCORPORATED 0.13% of their portfolio JACKSON, TN 35,17035.2k $1.2m $1.2m 0.13% New
20 Chris Bulman Inc 0.80% of their portfolio ROSEVILLE, CA 33,87533.9k $1.2m $1.2m 0.80% Reduced -1.4k -1,368
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,42123.4k $814.0k $814.0k 0.00% Added +14.8k +14,844
22 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 22,64822.6k $787.0k $787.0k 0.05% Added +16.1k +16,134
23 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 22,16622.2k $783.1k $783.1k 0.00% Added +11.8k +11,810
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 18,58518.6k $646.2k $646.2k 0.01% New
25 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 16,84116.8k $585.6k $585.6k 0.01% New
26 UPTICK PARTNERS, LLC 0.23% of their portfolio NACOGDOCHES, TX 15,73615.7k $547.1k $547.1k 0.23% Added +7.5k +7,486
27 Bouchey Financial Group, Ltd. 0.05% of their portfolio TROY, NY 14,77414.8k $513.7k $513.7k 0.05% New
28 Keystone Wealth Services, LLC 0.14% of their portfolio PALM DESERT, CA 14,70614.7k $511.3k $511.3k 0.14% Added +1.6k +1,605
29 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 14,09114.1k $489.9k $489.9k 0.01% Added +7.5k +7,524
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,61213.6k $473.3k $473.3k 0.00% New
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,61213.6k $473.3k $473.3k 0.00% Reduced -28.0k -28,000
32 Darwin Wealth Management, LLC 0.13% of their portfolio TAMPA, FL 13,13513.1k $456.7k $456.7k 0.13% Unchanged
33 Anfield Capital Management, LLC 0.17% of their portfolio IRVINE, CA 12,86812.9k $447.4k $447.4k 0.17% Added +575 +575
34 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 12,24912.2k $427.1k $427.1k 0.01% Added +4.4k +4,399
35 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 11,73011.7k $407.9k $407.9k 0.04% New
36 Horizon Investments, LLC 0.01% of their portfolio Charlotte, NC 10,09310.1k $350.9k $350.9k 0.01% New
37 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 9,3199.3k $324.0k $324.0k 0.13% New
38 Mayfair Advisory Group, LLC 0.20% of their portfolio BIRMINGHAM, AL 9,1239.1k $316.3k $316.3k 0.20% New
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 8,9739.0k $312.0k $312.0k 0.02% New
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,8838.9k $308.9k $308.9k 0.00% New
41 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,7868.8k $305.5k $305.5k 0.00% Reduced -1.8k -1,789
42 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 8,5428.5k $297.0k $297.0k 0.01% New
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,2938.3k $288.0k $288.0k 0.00% New
44 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,1868.2k $284.6k $284.6k 0.01% Added +7.7k +7,686
45 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 8,1758.2k $284.2k $284.2k 0.01% New
46 CROSSPOINT FINANCIAL, LLC 0.96% of their portfolio TUSTIN, CA 8,0008.0k $278.2k $278.2k 0.96% New
47 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 7,4897.5k $260.4k $260.4k 0.05% Reduced -289 -289
48 Madrona Financial Services, LLC 0.07% of their portfolio EVERETT, WA 7,3087.3k $254.1k $254.1k 0.07% New
49 Archer Investment Corp 0.07% of their portfolio Carmel, IN 7,1967.2k $250.2k $250.2k 0.07% New
50 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,1067.1k $246.5k $246.5k 0.01% Added +733 +733
51 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 7,1067.1k $247.1k $247.1k 0.01% New
52 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,0067.0k $243.6k $243.6k 0.00% Unchanged
53 Insight Advisors, LLC/ PA 0.04% of their portfolio Newtown, PA 6,8806.9k $239.2k $239.2k 0.04% Reduced -4.6k -4,555
54 Prosperity Consulting Group, LLC 0.02% of their portfolio OWINGS MILLS, MD 6,7376.7k $234.2k $234.2k 0.02% New
55 WEALTHGARDEN F.S. LLC 0.22% of their portfolio EL SEGUNDO, CA 6,5066.5k $226.2k $226.2k 0.22% Reduced -55.5k -55,517
56 MACROVIEW INVESTMENT MANAGEMENT LLC 0.22% of their portfolio BETHESDA, MD 6,5006.5k $226.0k $226.0k 0.22% New
57 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,3276.3k $220.0k $220.0k 0.00% New
58 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,2216.2k $216.3k $216.3k 0.01% Added +435 +435
59 Diligent Investors, LLC 0.05% of their portfolio REDLANDS, CA 6,1806.2k $214.9k $214.9k 0.05% New
60 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 6,0006.0k $208.6k $208.6k 0.00% Unchanged
61 Integrity Financial Corp /WA 0.12% of their portfolio JACKSON, WY 5,9105.9k $205.5k $205.5k 0.12% Added +3.0k +3,029
62 REAP Financial Group, LLC 0.04% of their portfolio AUSTIN, TX 4,3754.4k $152.1k $152.1k 0.04% New
63 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,3683.4k $117.1k $117.1k 0.05% Added +1.2k +1,168
64 HAZLETT, BURT & WATSON, INC. 0.04% of their portfolio WHEELING, WV 2,3752.4k $83.0k $83.0k 0.04% Reduced -40 -40
65 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2,2812.3k $79.0k $79.0k 0.00% New
66 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 2,0582.1k $71.6k $71.6k 0.01% New
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8201.8k $63.3k $63.3k 0.00% Reduced -17.6k -17,592
68 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 1,7701.8k $61.5k $61.5k 0.01% New
69 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,6491.6k $57.3k $57.3k 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,4651.5k $50.9k $50.9k 0.00% Added +1.5k +1,465
71 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,4101.4k $49.0k $49.0k 0.00% Reduced -150 -150
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,3661.4k $47.5k $47.5k 0.00% Reduced -3.4k -3,352
73 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1401.1k $39.6k $39.6k 0.00% Added +575 +575
74 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,1351.1k $39.5k $39.5k 0.00% New
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 470470 $16.3k $16.3k 0.00% New
76 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 367367 $13.0k $13.0k 0.01% Added +11 +11
77 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 8888 $3.1k $3.1k 0.00% Unchanged
78 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1616 $556 $556 0.00% Unchanged