Vault-13

FIRST TR EXCHNG TRADED FD VI FDEC

FT VEST UQ EQT · ETP · CUSIP 33740U505

116 institutional holders -24 vs Q2 2024
4,786,1704.8m shares reported held*
$208.8mreported value*
7 new 17 added 52 reduced 32 sold out net sold ≈ $129.0m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.63.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 57Q4 22: 66Q1 23: 80Q2 23: 78Q3 23: 70Q4 23: 122Q1 24: 116Q2 24: 140Q3 24: 116116Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202257
Q4 202266
Q1 202380
Q2 202378
Q3 202370
Q4 2023122
Q1 2024116
Q2 2024140
Q3 2024116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 18 cut or sold outQ1 23: 48 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 39 cut or sold outQ3 23: 4 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 16 cut or sold outQ1 24: 55 bought or addedQ1 24: 49 cut or sold outQ1 24Q2 24: 52 bought or addedQ2 24: 50 cut or sold outQ3 24: 24 bought or addedQ3 24: 84 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225218
Q1 20234823
Q2 20232239
Q3 2023452
Q4 20238716
Q1 20245549
Q2 20245250
Q3 20242484

Biggest buyers

LPL Financial LLC Added +102,786+102.8k
ASSETMARK, INC Added +45,800+45.8k
GOLDMAN SACHS GROUP INC New +25,000+25.0k
UBS Group AG Added +18,496+18.5k
ARBOR CAPITAL MANAGEMENT INC /ADV Added +11,753+11.8k
Bullseye Investment Management, LLC Added +11,298+11.3k
Signal Advisors Wealth, LLC New +5,601+5.6k
Encompass More Asset Management New +4,720+4.7k
&PARTNERS Added +4,142+4.1k
FOUNDERS FINANCIAL SECURITIES LLC Added +3,796+3.8k

Biggest sellers

WELLS FARGO & COMPANY/MN Sold out -982,540-982.5k
Astor Investment Management LLC Sold out -467,802-467.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -399,823-399.8k
Atria Investments, Inc Sold out -147,219-147.2k
Sigma Planning Corp Reduced -122,681-122.7k
CENTRAL VALLEY ADVISORS, LLC Sold out -118,980-119.0k
Legacy Capital Group California, Inc. Sold out -100,275-100.3k
Sowell Financial Services LLC Sold out -94,382-94.4k
MML INVESTORS SERVICES, LLC Reduced -61,398-61.4k
AE Wealth Management LLC Reduced -48,566-48.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.4 pts · filed 2026-10-27 67.7% +4.4 pts 16.0m≈ $872.7m 2026-10-27

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sigma Planning Corp 0.57% of their portfolio ANN ARBOR, MI 425,053425.1k $18.6m $18.6m 0.57% Reduced -122.7k -122,681
2 CWM, LLC 0.06% of their portfolio OMAHA, NE 337,517337.5k $14.8m $14.8m 0.06% Reduced -15.5k -15,487
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 304,335304.3k $13.3m $13.3m 0.02% Reduced -46.3k -46,324
4 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 256,632256.6k $11.2m $11.2m 0.01% Reduced -6.8k -6,759
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 220,344220.3k $9.6m $9.6m 0.02% Reduced -25.9k -25,905
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 199,570199.6k $8.7m $8.7m 0.00% Added +102.8k +102,786
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 192,272192.3k $8.4m $8.4m 0.00% Reduced -399.8k -399,823
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 178,191178.2k $7.8m $7.8m 0.01% Reduced -13.5k -13,495
9 Schulz Wealth, LTD. 5.38% of their portfolio MANSFIELD, TX 158,964159.0k $7.0m $7.0m 5.38% Reduced -757 -757
10 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 157,054157.1k $6.9m $6.9m 0.02% Reduced -9.9k -9,932
11 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 155,467155.5k $6.8m $6.8m 0.02% Reduced -61.4k -61,398
12 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 152,882152.9k $6.7m $6.7m 0.02% Reduced -707 -707
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 121,259121.3k $5.3m $5.3m 0.01% Reduced -23.2k -23,166
14 Heck Capital Advisors, LLC 0.58% of their portfolio Rhinelander, WI 115,017115.0k $5.0m $5.0m 0.58% Reduced -2.7k -2,746
15 Global Retirement Partners, LLC 0.14% of their portfolio San Rafael, CA 107,017107.0k $4.7m $4.7m 0.14% Reduced -8.5k -8,460
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 95,42195.4k $4.2m $4.2m 0.00% Reduced -1.3k -1,347
17 Bullseye Investment Management, LLC 1.88% of their portfolio CINCINNATI, OH 86,61186.6k $3.2m $3.2m 1.88% Added +11.3k +11,298
18 REAP Financial Group, LLC 0.81% of their portfolio AUSTIN, TX 75,28375.3k $3.3m $3.3m 0.81% Reduced -546 -546
19 Keystone Wealth Services, LLC 0.89% of their portfolio PALM DESERT, CA 73,18073.2k $3.2m $3.2m 0.89% Reduced -145 -145
20 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 69,15269.2k $3.0m $3.0m 0.01% Added +45.8k +45,800
21 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 67,00967.0k $2.9m $2.9m 0.04% Reduced -521 -521
22 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 63,78763.8k $2.7m $2.7m 0.06% Unchanged
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 56,20056.2k $2.5m $2.5m 0.01% Reduced -21.8k -21,844
24 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 54,51754.5k $2.4m $2.4m 0.02% Reduced -48.6k -48,566
25 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 42,58642.6k $1.9m $1.9m 0.01% Reduced -28.9k -28,891
26 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 35,81935.8k $1.6m $1.6m 0.05% Reduced -3.3k -3,267
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 34,21734.2k $1.5m $1.5m 0.00% Reduced -3.7k -3,719
28 McKinley Carter Wealth Services, Inc. 0.08% of their portfolio WHEELING, WV 30,71630.7k $1.3m $1.3m 0.08% Added +1.2k +1,170
29 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 29,97830.0k $1.3m $1.3m 0.01% Added +68 +68
30 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 29,55329.6k $1.3m $1.3m 0.06% Reduced -1.9k -1,850
31 McCarthy & Cox 0.48% of their portfolio MARYSVILLE, OH 28,36828.4k $1.2m $1.2m 0.48% Unchanged
32 Harvest Investment Services, LLC 0.37% of their portfolio Oakbrook Terrace, IL 26,56926.6k $1.2m $1.2m 0.37% Reduced -837 -837
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $1.1m $1.1m 0.00% New
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,50924.5k $1.1m $1.1m 0.00% Reduced -27.7k -27,712
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,20224.2k $1.1m $1.1m 0.00% Added +18.5k +18,496
36 ARBOR CAPITAL MANAGEMENT INC /ADV 0.95% of their portfolio ANCHORAGE, AK 23,31823.3k $1.0m $1.0m 0.95% Added +11.8k +11,753
37 Integrity Financial Corp /WA 0.60% of their portfolio JACKSON, WY 23,24823.2k $1.0m $1.0m 0.60% Reduced -1.3k -1,268
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,34022.3k $978.1k $978.1k 0.00% Added +814 +814
39 Faithward Advisors, LLC 0.17% of their portfolio LANCASTER, PA 22,12422.1k $968.6k $968.6k 0.17% Reduced -345 -345
40 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 21,48121.5k $956.4k $956.4k 0.01% Reduced -5.1k -5,083
41 Tanglewood Legacy Advisors, LLC 0.41% of their portfolio HOUSTON, TX 21,19121.2k $927.8k $927.8k 0.41% Unchanged
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,28820.3k $888.2k $888.2k 0.00% Reduced -10.1k -10,103
43 Valtinson Bruner Financial Planning LLC 0.30% of their portfolio NEW BRIGHTON, MN 19,68919.7k $862.0k $862.0k 0.30% Unchanged
44 Catalina Capital Group, LLC 0.29% of their portfolio Torrance, CA 19,65719.7k $860.6k $860.6k 0.29% Unchanged
45 FWG Investments, LLC. 0.74% of their portfolio LEXINGTON, KY 19,63419.6k $859.6k $859.6k 0.74% Reduced -15.4k -15,389
46 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 19,28919.3k $844.5k $844.5k 0.03% Reduced -12.1k -12,140
47 BlueChip Wealth Advisors LLC 0.44% of their portfolio Milton, GA 19,20019.2k $840.6k $840.6k 0.44% Unchanged
48 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,19019.2k $840.2k $840.2k 0.01% Reduced -1.0k -1,012
49 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 18,32718.3k $802.4k $802.4k 0.00% Unchanged
50 1776 Wealth LLC 0.36% of their portfolio ATLANTA, GA 18,22418.2k $797.9k $797.9k 0.36% Unchanged
51 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.15% of their portfolio BLUE BELL, PA 17,54917.5k $768.3k $768.3k 0.15% Reduced -406 -406
52 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 17,21017.2k $753.5k $753.5k 0.01% Added +1.3k +1,340
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,12817.1k $749.9k $749.9k 0.00% Reduced -5.5k -5,501
54 DHJJ Financial Advisors, Ltd. 0.29% of their portfolio NAPERVILLE, IL 16,77616.8k $734.5k $734.5k 0.29% Reduced -425 -425
55 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 14,53214.5k $636.0k $636.0k 0.03% Reduced -38.7k -38,671
56 TFB Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 11,42411.4k $500.2k $500.2k 0.15% Added +1.3k +1,251
57 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,45510.5k $457.7k $457.7k 0.01% Added +200 +200
58 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 10,43210.4k $456.7k $456.7k 0.02% Added +1.0k +1,003
59 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 9,9309.9k $434.8k $434.8k 0.01% Unchanged
60 Pitti Group Wealth Management, LLC 0.41% of their portfolio VICTOR, NY 9,7269.7k $379.2k $379.2k 0.41% Unchanged
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 9,6279.6k $421.5k $421.5k 0.03% Unchanged
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,2269.2k $403.0k $403.0k 0.00% Unchanged
63 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 9,1829.2k $402.0k $402.0k 0.04% Added +3.8k +3,796
64 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 9,0969.1k $398.2k $398.2k 0.00% Unchanged
65 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 9,0709.1k $396.1k $396.1k 0.01% Reduced -3.0k -3,000
66 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 9,0009.0k $393.2k $393.2k 0.03% Reduced -1.7k -1,748
67 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 8,8708.9k $388.3k $388.3k 0.01% Added +4.1k +4,142
68 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,6888.7k $380.4k $380.4k 0.00% Reduced -6.2k -6,200
69 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,5638.6k $376.8k $376.8k 0.01% Reduced -2.6k -2,565
70 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 8,3628.4k $366.0k $366.0k 0.01% Reduced -3.5k -3,487
71 Financial Network Wealth Advisors LLC 0.30% of their portfolio MURRAY, UT 8,2648.3k $361.8k $361.8k 0.30% Reduced -750 -750
72 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 8,2198.2k $359.8k $359.8k 0.04% Unchanged
73 SWMG, LLC 0.15% of their portfolio FORT WORTH, TX 8,1138.1k $360.6k $360.6k 0.15% Unchanged
74 Paragon Capital Management Ltd 0.07% of their portfolio DENVER, CO 7,8027.8k $341.6k $341.6k 0.07% Unchanged
75 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,7777.8k $340.5k $340.5k 0.01% Unchanged
76 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 7,7097.7k $337.5k $337.5k 0.01% Unchanged
77 Share Andrew L. 0.22% of their portfolio MANCHESTER, NH 7,6507.7k $334.9k $334.9k 0.22% Unchanged
78 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.06% of their portfolio Reston, VA 7,6367.6k $334.3k $334.3k 0.06% Reduced -461 -461
79 Avidian Wealth Enterprises, LLC 0.01% of their portfolio Houston, TX 6,5986.6k $288.9k $288.9k 0.01% Unchanged
80 Prosperity Consulting Group, LLC 0.02% of their portfolio OWINGS MILLS, MD 6,5516.6k $286.8k $286.8k 0.02% Added +1.1k +1,106
81 FLAGSTAR SECURITIES, INC 0.07% of their portfolio New York, NY 6,5376.5k $286.2k $286.2k 0.07% Unchanged
82 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 6,2826.3k $275.0k $275.0k 0.01% Unchanged
83 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 6,2356.2k $273.0k $273.0k 0.01% Unchanged
84 Plotkin Financial Advisors, LLC 0.16% of their portfolio CHEVY CHASE, MD 6,1436.1k $268.9k $268.9k 0.16% Reduced -1.3k -1,277
85 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 6,1146.1k $267.7k $267.7k 0.02% Unchanged
86 SOA Wealth Advisors, LLC. 0.05% of their portfolio NEW YORK, NY 6,0226.0k $263.6k $263.6k 0.05% Unchanged
87 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 5,9976.0k $262.6k $262.6k 0.01% Unchanged
88 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,8755.9k $257.2k $257.2k 0.00% Unchanged
89 Aurora Private Wealth, Inc. 0.19% of their portfolio ROCKAWAY, NJ 5,6705.7k $248.0k $248.0k 0.19% Reduced -193 -193
90 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 5,6525.7k $247.0k $247.0k 0.02% Reduced -1.6k -1,610
91 Signal Advisors Wealth, LLC 0.04% of their portfolio DETROIT, MI 5,6015.6k $245.2k $245.2k 0.04% New
92 Clear Creek Financial Management, LLC 0.03% of their portfolio SILVERDALE, WA 5,3165.3k $232.7k $232.7k 0.03% Unchanged
93 Savvy Advisors, Inc. 0.05% of their portfolio NEW YORK, NY 5,2305.2k $229.0k $229.0k 0.05% Unchanged
94 Cerro Pacific Wealth Advisors LLC 0.08% of their portfolio San Luis Obispo, CA 5,2245.2k $222.3k $222.3k 0.08% Unchanged
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,7244.7k $206.8k $206.8k 0.00% Reduced -4.5k -4,457
96 Encompass More Asset Management 0.08% of their portfolio Danville, CA 4,7204.7k $206.6k $206.6k 0.08% New
97 Archer Investment Corp 0.05% of their portfolio Carmel, IN 4,0434.0k $177.0k $177.0k 0.05% Unchanged
98 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,4883.5k $152.0k $152.0k 0.01% Reduced -528 -528
99 Cornerstone Planning Group LLC 0.04% of their portfolio FAIRFIELD, NJ 3,4383.4k $151.5k $151.5k 0.04% Unchanged
100 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 3,3683.4k $147.4k $147.4k 0.01% Unchanged