Vault-13

FIRST TR EXCHNG TRADED FD VI FDEC

FT VEST UQ EQT · ETP · CUSIP 33740U505

70 institutional holders -8 vs Q2 2023
2,254,9492.3m shares reported held*
$79.4mreported value*
0 new 4 added 42 reduced 10 sold out net sold ≈ $20.1m (-570.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.19.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 57Q4 22: 66Q1 23: 80Q2 23: 78Q3 23: 7070Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202257
Q4 202266
Q1 202380
Q2 202378
Q3 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 52 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225218
Q1 20234823
Q2 20232239
Q3 2023452

Biggest buyers

NewEdge Advisors, LLC Added +6,771+6.8k
LPL Financial LLC Added +6,340+6.3k
AE Wealth Management LLC Added +674+674
FLAGSTAR SECURITIES, INC Added +74+74

Biggest sellers

Legacy CG, LLC Sold out -264,961-265.0k
OSAIC HOLDINGS, INC. Reduced -45,960-46.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -38,417-38.4k
CreativeOne Wealth, LLC Sold out -37,528-37.5k
Cetera Advisors LLC Reduced -22,401-22.4k
RAYMOND JAMES & ASSOCIATES Reduced -22,309-22.3k
Naviter Wealth, LLC Reduced -19,773-19.8k
JPMORGAN CHASE & CO Sold out -10,885-10.9k
TRUIST FINANCIAL CORP Reduced -10,659-10.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,005-10.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.4 pts · filed 2026-10-27 67.7% +4.4 pts 16.0m≈ $872.7m 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Heck Capital Advisors, LLC 1.69% of their portfolio Rhinelander, WI 259,405259.4k $9.1m $9.1m 1.69% Reduced -152 -152
2 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 182,277182.3k $6.4m $6.4m 0.01% Reduced -10.7k -10,659
3 CWM, LLC 0.04% of their portfolio OMAHA, NE 176,536176.5k $6.2m $6.2m 0.04% Reduced -1.5k -1,538
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 172,607172.6k $6.1m $6.1m 0.01% Reduced -7.9k -7,940
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 162,476162.5k $5.7m $5.7m 0.01% Reduced -46.0k -45,960
6 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 119,411119.4k $4.2m $4.2m 0.02% Reduced -3.8k -3,752
7 Keystone Wealth Services, LLC 1.03% of their portfolio PALM DESERT, CA 77,05677.1k $2.7m $2.7m 1.03% Reduced -250 -250
8 Global Retirement Partners, LLC 0.11% of their portfolio San Rafael, CA 63,79763.8k $2.2m $2.2m 0.11% Reduced -673 -673
9 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 63,58863.6k $2.2m $2.2m 0.02% Reduced -962 -962
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 56,44456.4k $2.0m $2.0m 0.00% Unchanged
11 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 55,42155.4k $2.0m $2.0m 0.03% Reduced -22.4k -22,401
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 43,59943.6k $1.5m $1.5m 0.00% Reduced -38.4k -38,417
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,89942.9k $1.5m $1.5m 0.00% Reduced -22.3k -22,309
14 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 40,98941.0k $1.4m $1.4m 0.01% Added +674 +674
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,38334.4k $1.2m $1.2m 0.00% Added +6.3k +6,340
16 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 32,40032.4k $1.1m $1.1m 0.01% Reduced -732 -732
17 McKinley Carter Wealth Services, Inc. 0.08% of their portfolio WHEELING, WV 29,24129.2k $1.0m $1.0m 0.08% Unchanged
18 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 27,55627.6k $969.7k $969.7k 0.00% Unchanged
19 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 26,65726.7k $938.1k $938.1k 0.01% Reduced -6.2k -6,197
20 Truadvice, LLC 0.34% of their portfolio SARASOTA, FL 24,32024.3k $879.0k $879.0k 0.34% Unchanged
21 Valtinson Bruner Financial Planning LLC 0.47% of their portfolio NEW BRIGHTON, MN 24,30124.3k $855.2k $855.2k 0.47% Reduced -150 -150
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,28223.3k $819.0k $819.0k 0.00% Reduced -6.6k -6,646
23 Paragon Capital Management Ltd 0.18% of their portfolio DENVER, CO 23,22223.2k $817.2k $817.2k 0.18% Unchanged
24 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 22,27422.3k $783.8k $783.8k 0.01% Reduced -2.7k -2,690
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,21021.2k $746.0k $746.0k 0.00% Reduced -5.1k -5,053
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,79020.8k $731.6k $731.6k 0.00% Reduced -60 -60
27 Integrity Financial Corp /WA 0.54% of their portfolio JACKSON, WY 20,46420.5k $720.1k $720.1k 0.54% Reduced -915 -915
28 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 19,48819.5k $685.8k $685.8k 0.01% Reduced -2.4k -2,407
29 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,48419.5k $685.6k $685.6k 0.00% Reduced -4.1k -4,104
30 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 18,95219.0k $666.9k $666.9k 0.06% Unchanged
31 Tanglewood Legacy Advisors, LLC 0.39% of their portfolio HOUSTON, TX 18,59818.6k $654.5k $654.5k 0.39% Reduced -57 -57
32 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,59618.6k $654.4k $654.4k 0.01% Added +6.8k +6,771
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,79417.8k $626.2k $626.2k 0.01% Unchanged
34 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 17,75617.8k $624.8k $624.8k 0.03% Reduced -5.1k -5,052
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,30415.3k $539.0k $539.0k 0.00% Reduced -365 -365
36 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 14,93014.9k $525.4k $525.4k 0.02% Reduced -2.0k -1,975
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 14,22014.2k $500.4k $500.4k 0.02% Reduced -1.5k -1,460
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,39913.4k $471.5k $471.5k 0.00% Reduced -10.0k -10,005
39 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 11,75311.8k $413.6k $413.6k 0.04% Reduced -1.5k -1,530
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.11% of their portfolio BLUE BELL, PA 11,55211.6k $406.5k $406.5k 0.11% Unchanged
41 Fragasso Financial Advisors Inc 0.04% of their portfolio SEWICKLEY, PA 11,50511.5k $404.9k $404.9k 0.04% Unchanged
42 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 11,47811.5k $403.9k $403.9k 0.06% Reduced -579 -579
43 Pitti Group Wealth Management, LLC 0.43% of their portfolio VICTOR, NY 10,72810.7k $377.5k $377.5k 0.43% Reduced -450 -450
44 1776 Wealth LLC 0.18% of their portfolio ATLANTA, GA 9,6509.7k $339.6k $339.6k 0.18% Unchanged
45 FLAGSTAR SECURITIES, INC 0.13% of their portfolio New York, NY 9,5889.6k $337.4k $337.4k 0.13% Added +74 +74
46 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 9,5229.5k $335.1k $335.1k 0.09% Reduced -889 -889
47 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.06% of their portfolio Reston, VA 9,3539.4k $329.1k $329.1k 0.06% Reduced -122 -122
48 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 9,1809.2k $323.0k $323.0k 0.02% Unchanged
49 DHJJ Financial Advisors, Ltd. 0.16% of their portfolio NAPERVILLE, IL 8,9769.0k $315.9k $315.9k 0.16% Unchanged
50 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 8,8658.9k $312.0k $312.0k 0.02% Unchanged
51 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 8,7958.8k $310.9k $310.9k 0.02% Reduced -505 -505
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,6558.7k $304.0k $304.0k 0.00% Unchanged
53 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,1157.1k $250.4k $250.4k 0.00% Reduced -319 -319
54 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 7,1157.1k $250.4k $250.4k 0.00% First filing
55 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 6,4546.5k $227.1k $227.1k 0.13% Reduced -1.2k -1,158
56 Prosperity Consulting Group, LLC 0.10% of their portfolio OWINGS MILLS, MD 6,4286.4k $226.2k $226.2k 0.10% Unchanged
57 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 6,2826.3k $221.1k $221.1k 0.01% Unchanged
58 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 6,2826.3k $221.1k $221.1k 0.01% Unchanged
59 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 5,9976.0k $211.0k $211.0k 0.01% Reduced -400 -400
60 SOA Wealth Advisors, LLC. 0.05% of their portfolio NEW YORK, NY 5,8275.8k $205.1k $205.1k 0.05% Unchanged
61 Naviter Wealth, LLC 0.05% of their portfolio LITTLE ROCK, AR 5,7595.8k $202.7k $202.7k 0.05% Reduced -19.8k -19,773
62 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,7374.7k $166.7k $166.7k 0.01% Reduced -4.7k -4,737
63 Archer Investment Corp 0.06% of their portfolio Carmel, IN 4,6554.7k $163.8k $163.8k 0.06% Unchanged
64 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,7923.8k $133.0k $133.0k 0.01% First filing
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,4913.5k $122.8k $122.8k 0.01% Reduced -1.6k -1,563
66 Wagner Wealth Management, LLC 0.04% of their portfolio GREENVILLE, SC 3,0003.0k $105.6k $105.6k 0.04% Reduced -9 -9
67 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,5001.5k $52.8k $52.8k 0.00% Unchanged
68 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,1001.1k $38.7k $38.7k 0.00% Reduced -1.2k -1,175
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 496496 $17.5k $17.5k 0.00% Unchanged
70 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 193193 $6.8k $6.8k 0.01% Unchanged