Vault-13

FIRST TR EXCHNG TRADED FD VI DDEC

FT VEST U.S. · ETP · CUSIP 33740U406

58 institutional holders -2 vs Q2 2023
4,215,5164.2m shares reported held*
$141.5mreported value*
6 new 11 added 27 reduced 9 sold out net sold ≈ $20.7m (-616.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.57.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 62Q1 23: 65Q2 23: 60Q3 23: 5858Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202248
Q4 202262
Q1 202365
Q2 202360
Q3 202358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 35 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 36 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223527
Q1 20233133
Q2 20231735
Q3 20231736

Biggest buyers

OLD MISSION CAPITAL LLC New +46,538+46.5k
OSAIC HOLDINGS, INC. Added +24,212+24.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,230+22.2k
CITADEL ADVISORS LLC New +15,621+15.6k
Navalign, LLC New +11,311+11.3k
LPL Financial LLC Added +11,132+11.1k
Cetera Advisors LLC Added +10,670+10.7k
WealthPlan Investment Management, LLC Added +5,376+5.4k
MinichMacGregor Wealth Management, LLC Added +2,136+2.1k
Hartford Financial Management Inc. New +1,754+1.8k

Biggest sellers

OPPENHEIMER & CO INC Sold out -447,632-447.6k
Kestra Advisory Services, LLC Reduced -61,517-61.5k
IFP Advisors, Inc Reduced -42,444-42.4k
KCS Wealth Advisory Reduced -15,041-15.0k
Janney Montgomery Scott LLC Sold out -14,429-14.4k
Ignite Planners, LLC Reduced -13,673-13.7k
Mutual Advisors, LLC Reduced -13,214-13.2k
SYNOVUS FINANCIAL CORP Sold out -12,807-12.8k
SPINNAKER TRUST Reduced -12,093-12.1k
Sigma Planning Corp Sold out -11,540-11.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.3 pts · filed 2026-10-22 41.6% +4.3 pts 3.7m≈ $174.0m 2026-10-22

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SPINNAKER TRUST 4.67% of their portfolio PORTLAND, ME 1,846,1381.8m $62.0m $62.0m 4.67% Reduced -12.1k -12,093
2 TOWNSQUARE CAPITAL LLC 0.15% of their portfolio Lehi, UT 247,210247.2k $8.3m $8.3m 0.15% Reduced -9.5k -9,472
3 Mutual Advisors, LLC 0.31% of their portfolio OMAHA, NE 232,885232.9k $7.8m $7.8m 0.31% Reduced -13.2k -13,214
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 187,397187.4k $6.3m $6.3m 0.01% Reduced -5.0k -5,048
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 172,184172.2k $5.8m $5.8m 0.00% Added +11.1k +11,132
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 130,410130.4k $4.4m $4.4m 0.01% Added +24.2k +24,212
7 Sowell Financial Services LLC 0.22% of their portfolio NORTH LITTLE ROCK, AR 103,879103.9k $3.5m $3.5m 0.22% Reduced -4.1k -4,053
8 CreativeOne Wealth, LLC 0.21% of their portfolio OVERLAND PARK, KS 86,74386.7k $2.9m $2.9m 0.21% Reduced -8.0k -7,970
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 76,88276.9k $2.6m $2.6m 0.00% Reduced -11.1k -11,094
10 Global Retirement Partners, LLC 0.11% of their portfolio San Rafael, CA 67,30567.3k $2.2m $2.2m 0.11% Reduced -652 -652
11 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 65,30065.3k $2.2m $2.2m 0.06% Unchanged
12 GUARDIAN WEALTH ADVISORS, LLC / NC 0.37% of their portfolio RALEIGH, NC 65,30065.3k $2.2m $2.2m 0.37% Unchanged
13 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 62,51162.5k $2.1m $2.1m 0.11% Reduced -240 -240
14 MinichMacGregor Wealth Management, LLC 0.64% of their portfolio Saratoga Springs, NY 57,78557.8k $1.9m $1.9m 0.64% Added +2.1k +2,136
15 Strategic Blueprint, LLC 0.17% of their portfolio ATLANTA, GA 54,42654.4k $1.8m $1.8m 0.17% Reduced -6.3k -6,310
16 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 46,53846.5k $1.6m $1.6m 0.05% New
17 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 42,00042.0k $1.4m $1.4m 0.02% Reduced -719 -719
18 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 41,76041.8k $1.4m $1.4m 0.02% Added +10.7k +10,670
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 41,34241.3k $1.4m $1.4m 0.01% Reduced -10.1k -10,102
20 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 40,03340.0k $1.3m $1.3m 0.01% Reduced -1.8k -1,804
21 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 37,10037.1k $1.2m $1.2m 0.01% Added +681 +681
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,05737.1k $1.2m $1.2m 0.00% Added +22.2k +22,230
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,18333.2k $1.1m $1.1m 0.01% Reduced -61.5k -61,517
24 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,87732.9k $1.1m $1.1m 0.01% Reduced -5.6k -5,555
25 Glen Eagle Advisors, LLC 0.25% of their portfolio KINGSTON, NJ 32,09432.1k $1.1m $1.1m 0.25% Added +599 +599
26 Tanglewood Legacy Advisors, LLC 0.64% of their portfolio HOUSTON, TX 31,99432.0k $1.1m $1.1m 0.64% Unchanged
27 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 30,68430.7k $1.0m $1.0m 0.05% Reduced -42.4k -42,444
28 WORLD EQUITY GROUP, INC. 0.17% of their portfolio SCHAUMBURG, IL 23,78923.8k $798.6k $798.6k 0.17% Reduced -3.6k -3,555
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,75623.8k $797.5k $797.5k 0.00% Added +1.6k +1,632
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 22,46922.5k $754.3k $754.3k 0.06% Reduced -1.9k -1,881
31 Integrity Financial Corp /WA 0.57% of their portfolio JACKSON, WY 22,31922.3k $749.2k $749.2k 0.57% Reduced -807 -807
32 Sage Capital Advisors,llc 0.26% of their portfolio SIOUX FALLS, SD 20,73720.7k $696.1k $696.1k 0.26% Added +1.1k +1,095
33 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 18,32518.3k $615.2k $615.2k 0.07% Reduced -1.6k -1,565
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,74616.7k $562.0k $562.0k 0.00% Reduced -10.5k -10,473
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,27016.3k $546.2k $546.2k 0.00% Reduced -6.0k -6,033
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,62115.6k $524.4k $524.4k 0.00% New
37 KCS Wealth Advisory 0.22% of their portfolio LOS ANGELES, CA 15,22515.2k $511.1k $511.1k 0.22% Reduced -15.0k -15,041
38 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 13,52013.5k $455.8k $455.8k 0.02% Added +1.3k +1,315
39 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 11,46311.5k $384.8k $384.8k 0.01% Unchanged
40 Navalign, LLC 0.14% of their portfolio ENCINO, CA 11,31111.3k $379.7k $379.7k 0.14% New
41 SOA Wealth Advisors, LLC. 0.09% of their portfolio NEW YORK, NY 10,77810.8k $361.8k $361.8k 0.09% Reduced -20 -20
42 Grant Street Asset Management, Inc. 0.14% of their portfolio CANONSBURG, PA 10,05010.1k $337.4k $337.4k 0.14% Unchanged
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,8459.8k $330.5k $330.5k 0.00% Unchanged
44 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 9,8249.8k $329.8k $329.8k 0.05% Unchanged
45 Ignite Planners, LLC 0.09% of their portfolio SAN CLEMENTE, CA 8,8698.9k $296.0k $296.0k 0.09% Reduced -13.7k -13,673
46 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 8,4008.4k $282.0k $282.0k 0.02% Unchanged
47 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 7,3987.4k $248.4k $248.4k 0.04% Added +5.4k +5,376
48 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,8994.9k $164.5k $164.5k 0.00% Unchanged
49 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,3523.4k $112.0k $112.0k 0.01% First filing
50 Hartford Financial Management Inc. 0.02% of their portfolio WEST HARTFORD, CT 1,7541.8k $58.9k $58.9k 0.02% New
51 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3651.4k $45.8k $45.8k 0.00% Reduced -890 -890
52 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 1,3131.3k $44.1k $44.1k 0.01% Unchanged
53 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 822822 $27.6k $27.6k 0.00% Unchanged
54 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 790790 $26.5k $26.5k 0.01% New
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 740740 $24.8k $24.8k 0.00% Reduced -5.3k -5,338
56 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 400400 $13.4k $13.4k 0.00% Unchanged
57 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 250250 $8.4k $8.4k 0.00% Unchanged
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9999 $3.3k $3.3k 0.00% New