Vault-13

FIRST TR EXCHNG TRADED FD VI DEED

TCW SECURITIZED · ETP · CUSIP 33740U109

39 institutional holders -8 vs Q2 2023
2,476,7402.5m shares reported held*
$49.4mreported value*
3 new 14 added 14 reduced 11 sold out net sold ≈ $8.3m (-415.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.96.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 65Q1 23: 54Q2 23: 47Q3 23: 3939Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202262
Q4 202265
Q1 202354
Q2 202347
Q3 202339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 17 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 25 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221749
Q1 20232346
Q2 20232231
Q3 20231725

Biggest buyers

JANE STREET GROUP, LLC Added +175,720+175.7k
GDS Wealth Management Added +49,355+49.4k
CITADEL ADVISORS LLC New +35,871+35.9k
Equitable Holdings, Inc. Added +13,819+13.8k
Advisor Resource Council Added +11,806+11.8k
GeoWealth Management, LLC Added +5,988+6.0k
ALTFEST L J & CO INC Added +3,920+3.9k
Elevated Capital Advisors, LLC Added +2,942+2.9k
UBS Group AG New +2,595+2.6k
ASSETMARK, INC New +673+673

Biggest sellers

Blackhawk Capital Partners, LLC Sold out -110,642-110.6k
AE Wealth Management LLC Sold out -99,348-99.3k
Richard W. Paul & Associates, LLC Reduced -95,822-95.8k
OSAIC HOLDINGS, INC. Reduced -93,089-93.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -84,055-84.1k
Cambridge Advisors Inc. Sold out -57,594-57.6k
VICTORY CAPITAL MANAGEMENT INC Sold out -43,166-43.2k
Cerity Partners LLC Reduced -30,211-30.2k
Sigma Planning Corp Sold out -24,508-24.5k
LPL Financial LLC Reduced -17,740-17.7k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Darwin Wealth Management, LLC 3.26% of their portfolio TAMPA, FL 606,988607.0k $12.1m $12.1m 3.26% Reduced -8.0k -8,029
2 GDS Wealth Management 1.40% of their portfolio FLOWER MOUND, TX 447,078447.1k $8.9m $8.9m 1.40% Added +49.4k +49,355
3 Walkner Condon Financial Advisors LLC 1.72% of their portfolio MADISON, WI 325,076325.1k $6.5m $6.5m 1.72% Reduced -426 -426
4 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 221,807221.8k $4.4m $4.4m 0.01% Added +175.7k +175,720
5 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 96,92196.9k $1.9m $1.9m 0.03% Added +13.8k +13,819
6 Elevated Capital Advisors, LLC 0.55% of their portfolio SANDY, UT 80,80680.8k $1.6m $1.6m 0.55% Added +2.9k +2,942
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 78,75978.8k $1.6m $1.6m 0.00% Reduced -17.7k -17,740
8 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 77,43377.4k $1.5m $1.5m 0.08% Reduced -2.2k -2,248
9 ALTFEST L J & CO INC 0.18% of their portfolio NEW YORK, NY 57,19557.2k $1.1m $1.1m 0.18% Added +3.9k +3,920
10 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 56,88156.9k $1.1m $1.1m 0.06% Added +336 +336
11 Advisor Resource Council 0.68% of their portfolio DALLAS, TX 51,79751.8k $1.0m $1.0m 0.68% Added +11.8k +11,806
12 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 50,00050.0k $998.7k $998.7k 0.11% Reduced -2 -2
13 GeoWealth Management, LLC 0.10% of their portfolio CHICAGO, IL 45,56645.6k $910.0k $910.0k 0.10% Added +6.0k +5,988
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,87135.9k $716.5k $716.5k 0.00% New
15 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 29,78329.8k $595.0k $595.0k 0.00% Reduced -30.2k -30,211
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,47728.5k $569.0k $569.0k 0.00% Added +288 +288
17 Root Financial Partners, LLC 0.24% of their portfolio ENCINITAS, CA 22,99723.0k $459.3k $459.3k 0.24% Added +5 +5
18 Strategic Financial Partners, Ltd. 0.27% of their portfolio Bend, OR 22,25422.3k $444.5k $444.5k 0.27% Added +160 +160
19 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 18,13018.1k $362.1k $362.1k 0.01% Added +12 +12
20 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 16,70116.7k $333.6k $333.6k 0.03% Reduced -1.7k -1,696
21 TELEMUS CAPITAL, LLC 0.03% of their portfolio Southfield, MI 15,77415.8k $315.1k $315.1k 0.03% Added +219 +219
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,40713.4k $267.8k $267.8k 0.00% Reduced -93.1k -93,089
23 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 13,10213.1k $261.7k $261.7k 0.00% Unchanged
24 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 13,10213.1k $261.7k $261.7k 0.00% Unchanged
25 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 12,53112.5k $250.2k $250.2k 0.01% Added +69 +69
26 WealthOne, LLC 0.10% of their portfolio ALBANY, NY 11,83811.8k $236.5k $236.5k 0.10% Reduced -2.5k -2,451
27 AlphaMark Advisors, LLC 0.06% of their portfolio FT. WRIGHT, KY 7,3837.4k $147.0k $147.0k 0.06% Reduced -1.5k -1,470
28 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 5,9025.9k $117.9k $117.9k 0.00% Reduced -1.6k -1,619
29 GUARDIAN WEALTH ADVISORS, LLC / NC 0.02% of their portfolio RALEIGH, NC 5,9025.9k $117.9k $117.9k 0.02% Reduced -1.6k -1,619
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5952.6k $51.8k $51.8k 0.00% New
31 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 1,5411.5k $30.8k $30.8k 0.01% Reduced -95.8k -95,822
32 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 1,5181.5k $30.3k $30.3k 0.01% Unchanged
33 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 673673 $13.4k $13.4k 0.00% New
34 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 440440 $8.8k $8.8k 0.00% Unchanged
35 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 306306 $6.1k $6.1k 0.00% Reduced -1 -1
36 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 115115 $2.3k $2.3k 0.00% Unchanged
37 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 8282 $1.7k $1.7k 0.00% Unchanged
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 99 $172 $172 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged