Vault-13

FIRST TR EXCHNG TRADED FD VI DEED

TCW SECURITIZED · ETP · CUSIP 33740U109

54 institutional holders -11 vs Q4 2022
3,555,3183.6m shares reported held*
$77.1mreported value*
7 new 16 added 27 reduced 19 sold out net sold ≈ $12.3m (-567.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.69.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 65Q1 23: 5454Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202262
Q4 202265
Q1 202354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 17 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 46 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221749
Q1 20232346

Biggest buyers

GDS Wealth Management New +361,811+361.8k
Darwin Wealth Management, LLC Added +165,975+166.0k
Elevated Capital Advisors, LLC New +58,933+58.9k
Blackhawk Capital Partners, LLC Added +52,859+52.9k
AE Wealth Management LLC Added +30,672+30.7k
Richard W. Paul & Associates, LLC Added +28,331+28.3k
Orion Portfolio Solutions, LLC New +13,102+13.1k
Orion Porfolio Solutions, LLC New +13,102+13.1k
Walkner Condon Financial Advisors LLC Added +11,547+11.5k
CreativeOne Wealth, LLC Added +4,290+4.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -678,513-678.5k
Kestra Advisory Services, LLC Sold out -90,440-90.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -67,416-67.4k
Cerity Partners LLC Reduced -59,743-59.7k
CITADEL ADVISORS LLC Sold out -52,568-52.6k
Raymond James Financial Services Advisors, Inc. Sold out -47,216-47.2k
CONDOR CAPITAL MANAGEMENT Sold out -46,466-46.5k
TELEMUS CAPITAL, LLC Reduced -39,485-39.5k
Boyce & Associates Wealth Consulting, Inc. Sold out -34,215-34.2k
VICTORY CAPITAL MANAGEMENT INC Reduced -22,884-22.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 642,053642.1k $14.0m $14.0m 0.04% Reduced -59.7k -59,743
2 Darwin Wealth Management, LLC 3.55% of their portfolio TAMPA, FL 608,120608.1k $13.1m $13.1m 3.55% Added +166.0k +165,975
3 GDS Wealth Management 1.39% of their portfolio FLOWER MOUND, TX 361,811361.8k $7.9m $7.9m 1.39% New
4 Walkner Condon Financial Advisors LLC 1.93% of their portfolio MADISON, WI 316,937316.9k $6.9m $6.9m 1.93% Added +11.5k +11,547
5 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 113,685113.7k $2.5m $2.5m 0.00% Reduced -22.9k -22,884
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 109,130109.1k $2.4m $2.4m 0.00% Added +387 +387
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 108,417108.4k $2.4m $2.4m 0.00% Reduced -18.3k -18,312
8 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 98,38698.4k $2.1m $2.1m 0.01% Added +30.7k +30,672
9 Richard W. Paul & Associates, LLC 0.96% of their portfolio NOVI, MI 95,96396.0k $2.1m $2.1m 0.96% Added +28.3k +28,331
10 Blackhawk Capital Partners, LLC 1.39% of their portfolio THIENSVILLE, WI 87,25387.3k $1.9m $1.9m 1.39% Added +52.9k +52,859
11 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 80,29680.3k $1.7m $1.7m 0.03% Added +3.6k +3,577
12 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 75,61075.6k $1.6m $1.6m 0.09% Reduced -3.8k -3,839
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 75,00875.0k $1.6m $1.6m 0.00% Reduced -678.5k -678,513
14 Elevated Capital Advisors, LLC 0.46% of their portfolio SANDY, UT 58,93358.9k $1.3m $1.3m 0.46% New
15 Cambridge Advisors Inc. 0.32% of their portfolio OMAHA, NE 57,46557.5k $1.2m $1.2m 0.32% Added +119 +119
16 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 55,56955.6k $1.2m $1.2m 0.02% Added +2.6k +2,644
17 Chicago Partners Investment Group LLC 0.07% of their portfolio CHICAGO, IL 53,91553.9k $1.2m $1.2m 0.07% Added +241 +241
18 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 50,08050.1k $1.1m $1.1m 0.12% Reduced -10.2k -10,189
19 ALTFEST L J & CO INC 0.16% of their portfolio NEW YORK, NY 45,90245.9k $997.0k $997.0k 0.16% Reduced -14.6k -14,559
20 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 35,47935.5k $768.0k $768.0k 0.09% Reduced -19.9k -19,898
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 33,25733.3k $722.0k $722.0k 0.00% Reduced -3.5k -3,523
22 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 32,42132.4k $704.2k $704.2k 0.02% Reduced -10.2k -10,249
23 Root Financial Partners, LLC 0.40% of their portfolio ENCINITAS, CA 25,82525.8k $560.9k $560.9k 0.40% First filing
24 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 24,62524.6k $534.9k $534.9k 0.02% Reduced -77 -77
25 WealthOne, LLC 0.21% of their portfolio ALBANY, NY 24,46724.5k $531.4k $531.4k 0.21% Reduced -10.4k -10,376
26 Barber Financial Group, Inc. 0.09% of their portfolio LENEXA, KS 22,27222.3k $483.8k $483.8k 0.09% Reduced -10 -10
27 Strategic Financial Partners, Ltd. 0.29% of their portfolio Bend, OR 22,01222.0k $478.1k $478.1k 0.29% Reduced -811 -811
28 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 19,42119.4k $419.5k $419.5k 0.02% Reduced -1.2k -1,154
29 TELEMUS CAPITAL, LLC 0.04% of their portfolio Southfield, MI 18,63218.6k $404.7k $404.7k 0.04% Reduced -39.5k -39,485
30 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 18,56918.6k $403.3k $403.3k 0.01% Added +10 +10
31 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 18,52218.5k $402.3k $402.3k 0.05% Reduced -372 -372
32 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 16,79716.8k $364.8k $364.8k 0.01% Reduced -1.9k -1,883
33 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 14,55514.6k $316.0k $316.0k 0.02% Added +4.3k +4,290
34 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 14,53514.5k $315.7k $315.7k 0.01% Reduced -120 -120
35 CHIRON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio TALLAHASSEE, FL 13,91413.9k $302.2k $302.2k 0.21% Reduced -248 -248
36 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 13,10213.1k $284.6k $284.6k 0.00% New
37 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 13,10213.1k $284.6k $284.6k 0.00% New
38 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 12,01812.0k $261.0k $261.0k 0.02% Added +3.2k +3,152
39 AlphaMark Advisors, LLC 0.10% of their portfolio FT. WRIGHT, KY 10,28410.3k $223.0k $223.0k 0.10% Reduced -3.1k -3,100
40 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 9,5779.6k $208.0k $208.0k 0.03% Reduced -91 -91
41 Castleview Partners, LLC 0.18% of their portfolio DALLAS, TX 9,4829.5k $205.9k $205.9k 0.18% Added +30 +30
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,3989.4k $204.1k $204.1k 0.00% Reduced -3.1k -3,147
43 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 7,7567.8k $168.5k $168.5k 0.00% Reduced -967 -967
44 GUARDIAN WEALTH ADVISORS, LLC / NC 0.03% of their portfolio RALEIGH, NC 7,7567.8k $168.5k $168.5k 0.03% Reduced -961 -961
45 ICA Group Wealth Management, LLC 0.04% of their portfolio DENVER, CO 6,7936.8k $147.5k $147.5k 0.04% Reduced -650 -650
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,2054.2k $91.3k $91.3k 0.00% Added +1.7k +1,700
47 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 944944 $21.0k $21.0k 0.00% Unchanged
48 Wagner Wealth Management, LLC 0.00% of their portfolio GREENVILLE, SC 440440 $9.6k $9.6k 0.00% Unchanged
49 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 243243 $5.3k $5.3k 0.00% Added +143 +143
50 Mach-1 Financial Group, LLC 0.01% of their portfolio Rogers, AR 193193 $4.2k $4.2k 0.01% New
51 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 140140 $3.0k $3.0k 0.00% New
52 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4747 $1.0k $1.0k 0.00% Reduced -79 -79
53 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $44 $44 0.00% New
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged