Vault-13

FIRST TR EXCH TRADED FD III FUMB

ULTRA SHT DUR MU · ETP · CUSIP 33740J104

85 institutional holders -3 vs Q1 2026
8,137,9668.1m shares reported held*
$163.2mreported value*
5 new 35 added 26 reduced 11 sold out net sold ≈ $466.1k (-23.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.06.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 83Q1 23: 89Q2 23: 88Q3 23: 90Q4 23: 95Q1 24: 81Q2 24: 82Q3 24: 79Q4 24: 88Q1 25: 84Q2 25: 88Q3 25: 94Q4 25: 88Q1 26: 88Q2 26: 8585Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202278
Q4 202283
Q1 202389
Q2 202388
Q3 202390
Q4 202395
Q1 202481
Q2 202482
Q3 202479
Q4 202488
Q1 202584
Q2 202588
Q3 202594
Q4 202588
Q1 202688
Q2 202685

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 35 bought or addedQ3 24: 40 cut or sold outQ4 24: 43 bought or addedQ4 24: 32 cut or sold outQ4 24Q1 25: 37 bought or addedQ1 25: 41 cut or sold outQ2 25: 45 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 51 bought or addedQ3 25: 29 cut or sold outQ4 25: 35 bought or addedQ4 25: 53 cut or sold outQ4 25Q1 26: 50 bought or addedQ1 26: 37 cut or sold outQ2 26: 40 bought or addedQ2 26: 37 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243540
Q4 20244332
Q1 20253741
Q2 20254534
Q3 20255129
Q4 20253553
Q1 20265037
Q2 20264037

Biggest buyers

GSG Advisors LLC Added +501,234+501.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +354,856+354.9k
OSAIC HOLDINGS, INC. Added +162,246+162.2k
MORGAN STANLEY Added +117,030+117.0k
Cambridge Investment Research Advisors, Inc. Added +94,728+94.7k
White Wing Wealth Management New +79,877+79.9k
RAYMOND JAMES FINANCIAL INC Added +61,009+61.0k
WELLS FARGO & COMPANY/MN Added +20,275+20.3k
GOLDMAN SACHS GROUP INC Added +20,124+20.1k
HRT FINANCIAL LP New +19,121+19.1k

Biggest sellers

XML Financial, LLC Reduced -514,406-514.4k
LPL Financial LLC Reduced -227,067-227.1k
Gateway Wealth Partners, LLC Reduced -151,033-151.0k
Thomas J. Herzfeld Advisors, Inc. Sold out -109,973-110.0k
JPMORGAN CHASE & CO Reduced -104,261-104.3k
Independent Advisor Alliance Sold out -66,445-66.4k
OLD MISSION CAPITAL LLC Sold out -54,794-54.8k
CITADEL ADVISORS LLC Sold out -41,537-41.5k
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC Reduced -39,905-39.9k
JANE STREET GROUP, LLC Reduced -39,062-39.1k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 778,240778.2k $15.6m $15.6m 0.00% Added +117.0k +117,030
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 669,696669.7k $13.4m $13.4m 0.00% Added +20.3k +20,275
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 652,475652.5k $13.1m $13.1m 0.00% Reduced -227.1k -227,067
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 646,309646.3k $13.0m $13.0m 0.02% Added +354.9k +354,856
5 GSG Advisors LLC 2.29% of their portfolio MOUNT LAUREL, NJ 517,719517.7k $10.4m $10.4m 2.29% Added +501.2k +501,234
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 348,015348.0k $7.0m $7.0m 0.00% Added +2.0k +2,016
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 344,084344.1k $6.9m $6.9m 0.01% Added +162.2k +162,246
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 337,934337.9k $6.8m $6.8m 0.00% Added +61.0k +61,009
9 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 256,610256.6k $5.1m $5.1m 0.02% Reduced -16.9k -16,896
10 VAQUERO PRIVATE WEALTH, LTD 0.98% of their portfolio DALLAS, TX 237,797237.8k $4.8m $4.8m 0.98% First filing
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 229,246229.2k $4.6m $4.6m 0.00% Added +17.1k +17,053
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 186,876186.9k $3.7m $3.7m 0.00% Added +94.7k +94,728
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 171,091171.1k $3.4m $3.4m 0.00% Reduced -104.3k -104,261
14 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 158,631158.6k $3.2m $3.2m 0.05% Added +5.0k +4,997
15 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 157,770157.8k $3.2m $3.2m 0.03% Added +9.0k +9,028
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 141,231141.2k $2.8m $2.8m 0.01% Added +16.7k +16,651
17 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 125,283125.3k $2.5m $2.5m 0.00% Reduced -5.1k -5,111
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 124,370124.4k $2.5m $2.5m 0.00% Unchanged
19 Gateway Wealth Partners, LLC 0.13% of their portfolio APPLETON, WI 109,033109.0k $2.2m $2.2m 0.13% Reduced -151.0k -151,033
20 Insight Inv LLC 1.03% of their portfolio EL SEGUNDO, CA 108,495108.5k $2.2m $2.2m 1.03% Reduced -450 -450
21 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 99,68699.7k $2.0m $2.0m 0.00% Added +7.5k +7,536
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 94,74094.7k $1.9m $1.9m 0.00% Reduced -15.4k -15,426
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 89,30489.3k $1.8m $1.8m 0.00% Reduced -2.6k -2,627
24 CAPITAL FINANCIAL GROUP INC\CO\ /ADV 0.87% of their portfolio LITTLETON, CO 82,43182.4k $1.7m $1.7m 0.87% Added +1.5k +1,490
25 White Wing Wealth Management 0.84% of their portfolio THE WODLANDS, TX 79,87779.9k $1.6m $1.6m 0.84% New
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,47379.5k $1.6m $1.6m 0.00% Reduced -14.5k -14,519
27 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 69,07369.1k $1.4m $1.4m 0.01% Added +4.0k +4,025
28 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 66,50466.5k $1.3m $1.3m 0.01% Added +14.9k +14,943
29 Mainsail Financial Group, LLC 0.43% of their portfolio BELLEVUE, WA 62,54062.5k $1.3m $1.3m 0.43% Reduced -32.8k -32,754
30 Rothschild Wealth LLC 0.10% of their portfolio OAK BROOK, IL 62,52462.5k $1.3m $1.3m 0.10% Unchanged
31 STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC 0.80% of their portfolio SPOKANE, WA 59,54859.5k $1.2m $1.2m 0.80% Reduced -39.9k -39,905
32 WealthBridge Capital Management, LLC 0.23% of their portfolio WESTERVILLE, OH 57,27457.3k $1.1m $1.1m 0.23% Added +2.5k +2,509
33 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 55,03255.0k $1.1m $1.1m 0.02% Unchanged
34 INSPIRION WEALTH ADVISORS, LLC 0.11% of their portfolio LIBERTYVILLE, IL 48,88248.9k $980.3k $980.3k 0.11% Reduced -5.0k -5,000
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 45,90745.9k $920.7k $920.7k 0.01% Added +1.3k +1,337
36 JAMES INVESTMENT RESEARCH, INC. 0.09% of their portfolio ALPHA, OH 45,57145.6k $913.9k $913.9k 0.09% Unchanged
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,65144.7k $895.5k $895.5k 0.00% Added +20.1k +20,124
38 MCDONALD PARTNERS LLC 0.21% of their portfolio CLEVELAND, OH 42,50042.5k $852.3k $852.3k 0.21% Unchanged
39 Occidental Asset Management, LLC 0.08% of their portfolio Burlingame, CA 41,52641.5k $832.8k $832.8k 0.08% Added +16.4k +16,381
40 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 39,88739.9k $799.9k $799.9k 0.00% Reduced -3.4k -3,437
41 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 35,74235.7k $716.8k $716.8k 0.02% Added +4.8k +4,840
42 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 35,42735.4k $710.5k $710.5k 0.02% Added +5.9k +5,890
43 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 28,57128.6k $573.0k $573.0k 0.01% Added +7.0k +7,036
44 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 27,97528.0k $561.0k $561.0k 0.03% Added +250 +250
45 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 26,41126.4k $529.7k $529.7k 0.00% Added +344 +344
46 Norris Financial Group, LLC 0.20% of their portfolio GREENVILLE, SC 24,71524.7k $495.7k $495.7k 0.20% Reduced -2.5k -2,450
47 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 23,51323.5k $471.6k $471.6k 0.00% Added +758 +758
48 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 22,38422.4k $448.9k $448.9k 0.01% Reduced -2.5k -2,500
49 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 20,51520.5k $411.4k $411.4k 0.01% Added +1.1k +1,140
50 Keating Financial Advisory Services, Inc. 0.05% of their portfolio MANHATTAN, KS 20,14820.1k $404.1k $404.1k 0.05% Added +3.0k +3,019
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 19,86419.9k $398.4k $398.4k 0.00% Added +4.2k +4,170
52 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 19,50019.5k $391.1k $391.1k 0.02% Reduced -3.0k -3,000
53 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 19,12119.1k $383.0k $383.0k 0.00% New
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,03119.0k $381.7k $381.7k 0.00% Reduced -39.1k -39,062
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,86018.9k $378.2k $378.2k 0.00% Reduced -13 -13
56 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 18,73618.7k $375.8k $375.8k 0.01% Added +6.6k +6,635
57 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 16,97217.0k $340.4k $340.4k 0.00% Unchanged
58 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 15,69115.7k $315.0k $315.0k 0.01% Reduced -3.3k -3,321
59 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 14,75114.8k $295.8k $295.8k 0.01% New
60 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 14,29414.3k $286.6k $286.6k 0.00% Unchanged
61 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 14,07914.1k $282.4k $282.4k 0.00% Unchanged
62 Advyzon Investment Management, LLC 0.02% of their portfolio LISLE, IL 13,45213.5k $269.8k $269.8k 0.02% Reduced -1.3k -1,270
63 XML Financial, LLC 0.02% of their portfolio BETHESDA, MD 11,61811.6k $233.0k $233.0k 0.02% Reduced -514.4k -514,406
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,04611.0k $221.5k $221.5k 0.00% Added +809 +809
65 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 10,50910.5k $210.8k $210.8k 0.00% Reduced -255 -255
66 COMPASS FINANCIAL MANAGEMENT LLC 0.02% of their portfolio TAMPA, FL 9,1119.1k $182.7k $182.7k 0.02% First filing
67 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 7,8947.9k $158.3k $158.3k 0.00% Added +1.8k +1,849
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,6007.6k $152.4k $152.4k 0.00% Reduced -2.5k -2,500
69 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6,9456.9k $139.3k $139.3k 0.00% Reduced -2.5k -2,549
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,7636.8k $135.6k $135.6k 0.00% Added +739 +739
71 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 6,1576.2k $123.5k $123.5k 0.01% Unchanged
72 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 4,0044.0k $80.3k $80.3k 0.00% New
73 Tidemark, LLC 0.02% of their portfolio SAN DIEGO, CA 4,0004.0k $80.2k $80.2k 0.02% Unchanged
74 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,8212.8k $56.6k $56.6k 0.00% Unchanged
75 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 2,6892.7k $53.9k $53.9k 0.00% New
76 CX Institutional 0.00% of their portfolio AUBURN, IN 2,3472.3k $47.0k $47.0k 0.00% Added +16 +16
77 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 1,6181.6k $32.5k $32.5k 0.00% Reduced -17 -17
78 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5521.6k $31.1k $31.1k 0.00% Added +541 +541
79 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2001.2k $24.1k $24.1k 0.00% First filing
80 IMG Wealth Management, Inc. 0.01% of their portfolio JACKSONVILLE, FL 769769 $15.4k $15.4k 0.01% Reduced -1.9k -1,943
81 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 505505 $10.1k $10.1k 0.00% Unchanged
82 VIMA LLC 0.01% of their portfolio TROY, MI 436436 $8.7k $8.7k 0.01% First filing
83 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 385385 $7.7k $7.7k 0.00% Unchanged
84 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 231231 $4.6k $4.6k 0.00% Unchanged
85 REAP Financial Group, LLC 0.00% of their portfolio AUSTIN, TX 179179 $3.6k $3.6k 0.00% Unchanged