Vault-13

FIRST TR EXCH TRADED FD III FUMB

ULTRA SHT DUR MU · ETP · CUSIP 33740J104

88 institutional holders -1 vs Q1 2023
9,634,7779.6m shares reported held*
$192.5mreported value*
14 new 26 added 32 reduced 14 sold out net sold ≈ $41.5m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.98. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 78Q4 22: 83Q1 23: 89Q2 23: 8888Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202278
Q4 202283
Q1 202389
Q2 202388

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 46 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224435
Q1 20234441
Q2 20234046

Biggest buyers

JANE STREET GROUP, LLC Added +370,339+370.3k
ROYAL BANK OF CANADA Added +95,367+95.4k
Naviter Wealth, LLC New +86,818+86.8k
Visionary Wealth Advisors New +59,932+59.9k
Westside Investment Management, Inc. New +50,000+50.0k
STEPHENS INC /AR/ New +35,516+35.5k
CITADEL ADVISORS LLC New +26,265+26.3k
Csenge Advisory Group New +25,000+25.0k
Thrivent Financial for Lutherans New +22,763+22.8k
Kestra Advisory Services, LLC Added +21,304+21.3k

Biggest sellers

HighTower Advisors, LLC Reduced -1,004,823-1.0m
Stratos Wealth Partners, LTD. Sold out -328,339-328.3k
LPL Financial LLC Reduced -314,321-314.3k
RAYMOND JAMES & ASSOCIATES Reduced -218,565-218.6k
MORGAN STANLEY Reduced -194,757-194.8k
FLOW TRADERS U.S. LLC Reduced -138,830-138.8k
Kovack Advisors, Inc. Reduced -70,000-70.0k
Raymond James Financial Services Advisors, Inc. Reduced -66,737-66.7k
Fiduciary Alliance LLC Reduced -65,904-65.9k
HARBOUR INVESTMENTS, INC. Reduced -58,720-58.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,276,3091.3m $25.5m $25.5m 0.00% Reduced -194.8k -194,757
2 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 1,135,5611.1m $22.7m $22.7m 0.09% First filing
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 962,389962.4k $19.2m $19.2m 0.01% Reduced -314.3k -314,321
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 600,831600.8k $12.0m $12.0m 0.02% Added +370.3k +370,339
5 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 518,497518.5k $10.4m $10.4m 0.02% Reduced -66.7k -66,737
6 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 449,838449.8k $9.0m $9.0m 0.10% Added +1.3k +1,337
7 Atlas Private Wealth Management, LLC 3.97% of their portfolio ALBANY, NY 376,976377.0k $7.5m $7.5m 3.97% Added +18.0k +18,007
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 359,654359.7k $7.2m $7.2m 0.00% Added +95.4k +95,367
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 349,456349.5k $7.0m $7.0m 0.01% Added +21.1k +21,140
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 243,189243.2k $4.9m $4.9m 0.01% Reduced -41.4k -41,379
11 Mainsail Financial Group, LLC 3.89% of their portfolio BELLEVUE, WA 207,541207.5k $4.1m $4.1m 3.89% Reduced -21.4k -21,401
12 Nilsine Partners, LLC 0.55% of their portfolio GREENWOOD VILLAGE, CO 187,624187.6k $3.7m $3.7m 0.55% Reduced -7.0k -6,985
13 INSPIRION WEALTH ADVISORS, LLC 0.71% of their portfolio LIBERTYVILLE, IL 185,967186.0k $3.7m $3.7m 0.71% Reduced -8.5k -8,510
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 154,496154.5k $3.1m $3.1m 0.00% Reduced -46.8k -46,826
15 J.W. COLE ADVISORS, INC. 0.20% of their portfolio TAMPA, FL 142,886142.9k $2.9m $2.9m 0.20% Reduced -12.8k -12,778
16 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 136,889136.9k $2.7m $2.7m 0.05% Added +2.0k +2,009
17 Eldridge Investment Advisors, Inc. 0.81% of their portfolio MANCHESTER, NH 123,892123.9k $2.5m $2.5m 0.81% Reduced -57.2k -57,204
18 Gladstone Institutional Advisory LLC 0.15% of their portfolio Bedminster, NJ 120,235120.2k $2.4m $2.4m 0.15% Added +319 +319
19 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 101,319101.3k $2.0m $2.0m 0.02% Added +21.3k +21,304
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 87,83387.8k $1.8m $1.8m 0.01% Reduced -6.8k -6,759
21 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 87,29287.3k $1.7m $1.7m 0.02% Reduced -9.0k -8,956
22 Naviter Wealth, LLC 0.44% of their portfolio LITTLE ROCK, AR 86,81886.8k $1.7m $1.7m 0.44% New
23 Ashton Thomas Private Wealth, LLC 0.12% of their portfolio SCOTTSDALE, AZ 80,58580.6k $1.6m $1.6m 0.12% Reduced -22.5k -22,477
24 Mattern Wealth Management LLC 0.45% of their portfolio LAWRENCE, KS 77,81677.8k $1.6m $1.6m 0.45% Unchanged
25 JAMES INVESTMENT RESEARCH, INC. 0.18% of their portfolio ALPHA, OH 69,97470.0k $1.4m $1.4m 0.18% Reduced -4.1k -4,094
26 MCDONALD PARTNERS LLC 0.43% of their portfolio CLEVELAND, OH 69,90069.9k $1.4m $1.4m 0.43% Added +2.4k +2,350
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,09367.1k $1.3m $1.3m 0.00% Reduced -29.3k -29,276
28 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 63,10563.1k $1.3m $1.3m 0.05% Reduced -138.8k -138,830
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,54460.5k $1.2m $1.2m 0.00% Reduced -218.6k -218,565
30 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 59,93259.9k $1.2m $1.2m 0.10% New
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 57,41057.4k $1.1m $1.1m 0.00% Reduced -1.0m -1,004,823
32 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 57,20957.2k $1.1m $1.1m 0.03% Unchanged
33 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 57,20957.2k $1.1m $1.1m 0.04% Unchanged
34 Westside Investment Management, Inc. 0.28% of their portfolio SANTA MONICA, CA 50,00050.0k $999.0k $999.0k 0.28% New
35 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 49,13149.1k $981.6k $981.6k 0.01% Unchanged
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,90647.9k $957.0k $957.0k 0.00% Reduced -26.1k -26,121
37 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 47,84747.8k $956.0k $956.0k 0.03% Added +1.5k +1,487
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,99945.0k $899.1k $899.1k 0.00% Added +14.0k +13,980
39 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 37,70037.7k $753.2k $753.2k 0.01% Added +475 +475
40 TITLEIST ASSET MANAGEMENT, LLC 0.16% of their portfolio SAN ANTONIO, TX 35,55135.6k $710.3k $710.3k 0.16% Added +1.1k +1,059
41 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 35,51635.5k $709.6k $709.6k 0.01% New
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 34,04534.0k $680.2k $680.2k 0.02% Reduced -49.6k -49,597
43 TRUST CO OF OKLAHOMA 0.21% of their portfolio TULSA, OK 28,84128.8k $576.2k $576.2k 0.21% Unchanged
44 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 28,53628.5k $570.2k $570.2k 0.04% Added +5.7k +5,718
45 Occidental Asset Management, LLC 0.12% of their portfolio Burlingame, CA 26,28826.3k $525.2k $525.2k 0.12% Added +7.4k +7,402
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,26526.3k $524.8k $524.8k 0.00% New
47 Insight Inv LLC 0.54% of their portfolio EL SEGUNDO, CA 26,17026.2k $522.9k $522.9k 0.54% Unchanged
48 CHILTON CAPITAL MANAGEMENT LLC 0.03% of their portfolio HOUSTON, TX 25,01825.0k $499.9k $499.9k 0.03% Unchanged
49 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 25,00025.0k $499.5k $499.5k 0.03% New
50 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,77924.8k $495.1k $495.1k 0.01% Added +581 +581
51 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.31% of their portfolio JUPITER, FL 24,21924.2k $483.9k $483.9k 0.31% Added +10.9k +10,917
52 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 23,96724.0k $478.9k $478.9k 0.05% Reduced -300 -300
53 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 23,08823.1k $461.3k $461.3k 0.06% Added +85 +85
54 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 22,76322.8k $454.0k $454.0k 0.00% New
55 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 22,74222.7k $453.9k $453.9k 0.08% Unchanged
56 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 20,02720.0k $400.0k $400.0k 0.01% Reduced -10.3k -10,288
57 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 18,38218.4k $367.3k $367.3k 0.01% New
58 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 17,50017.5k $349.6k $349.6k 0.04% Reduced -70.0k -70,000
59 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 16,76716.8k $335.0k $335.0k 0.01% Added +4.8k +4,842
60 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 16,47216.5k $329.0k $329.0k 0.01% Unchanged
61 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 16,47016.5k $329.1k $329.1k 0.01% Unchanged
62 Security Financial Services, INC. 0.09% of their portfolio Fort Wayne, IN 15,33215.3k $306.3k $306.3k 0.09% Reduced -3.7k -3,726
63 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,83314.8k $296.4k $296.4k 0.00% New
64 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 14,28814.3k $285.5k $285.5k 0.01% Reduced -228 -228
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,97814.0k $279.3k $279.3k 0.00% Added +7.3k +7,260
66 WealthBridge Capital Management, LLC 0.11% of their portfolio WESTERVILLE, OH 13,85513.9k $276.8k $276.8k 0.11% Added +41 +41
67 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 12,94312.9k $258.5k $258.5k 0.03% Reduced -5.3k -5,287
68 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,53412.5k $250.4k $250.4k 0.01% Reduced -58.7k -58,720
69 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 12,40012.4k $247.8k $247.8k 0.03% Unchanged
70 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 12,08012.1k $241.4k $241.4k 0.02% New
71 Walkner Condon Financial Advisors LLC 0.06% of their portfolio MADISON, WI 11,73611.7k $234.5k $234.5k 0.06% New
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,11111.1k $222.0k $222.0k 0.00% Reduced -33 -33
73 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 10,00010.0k $199.8k $199.8k 0.03% Unchanged
74 SUTTON PLACE INVESTORS LLC 0.28% of their portfolio ARMONK, NY 10,00010.0k $199.8k $199.8k 0.28% Reduced -500 -500
75 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,1008.1k $161.8k $161.8k 0.01% Added +419 +419
76 PFS Partners, LLC 0.13% of their portfolio MINE HILL, NJ 7,8417.8k $156.7k $156.7k 0.13% Reduced -931 -931
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,8736.9k $137.3k $137.3k 0.01% Added +759 +759
78 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3,0003.0k $60.0k $60.0k 0.00% Added +1.5k +1,500
79 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 2,2802.3k $45.5k $45.5k 0.01% New
80 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,9371.9k $38.7k $38.7k 0.00% New
81 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,8631.9k $37.2k $37.2k 0.00% Reduced -50 -50
82 Castleview Partners, LLC 0.03% of their portfolio DALLAS, TX 1,8491.8k $36.9k $36.9k 0.03% Added +849 +849
83 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,6291.6k $32.5k $32.5k 0.00% Unchanged
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0291.0k $21.0k $21.0k 0.00% Added +5 +5
85 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 505505 $10.0k $10.0k 0.00% Unchanged
86 Fiduciary Alliance LLC 0.00% of their portfolio GREENVILLE, SC 334334 $6.7k $6.7k 0.00% Reduced -65.9k -65,904
87 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 188188 $3.8k $3.8k 0.00% Unchanged
88 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $20 $20 0.00% New