Vault-13

FIRST TR EXCHNG TRADED FD VI UCON

TCW UNCONSTRAI · ETP · CUSIP 33740F888

186 institutional holders +2 vs Q4 2022
52,434,21952.4m shares reported held*
$1.3bnreported value*
27 new 67 added 81 reduced 25 sold out net bought ≈ $67.6m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.13.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 184Q1 23: 186186Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022184
Q1 2023186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 97 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 106 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229782
Q1 202394106

Biggest buyers

JANE STREET GROUP, LLC Added +2,373,669+2.4m
HARBOUR INVESTMENTS, INC. Added +802,295+802.3k
BANK OF MONTREAL /CAN/ New +421,026+421.0k
JPMORGAN CHASE & CO Added +408,096+408.1k
RiverTree Advisors, LLC New +366,066+366.1k
LPL Financial LLC Added +311,648+311.6k
WINTRUST INVESTMENTS LLC New +311,362+311.4k
Cyndeo Wealth Partners, LLC Added +291,195+291.2k
OSAIC HOLDINGS, INC. Added +251,254+251.3k
BANK OF AMERICA CORP /DE/ Added +248,332+248.3k

Biggest sellers

CFO4Life Group, LLC Reduced -1,049,253-1.0m
ROYAL BANK OF CANADA Reduced -741,364-741.4k
Baird Financial Group, Inc. Reduced -505,770-505.8k
HBK Sorce Advisory LLC Reduced -386,451-386.5k
Tolleson Wealth Management, Inc. Reduced -310,380-310.4k
COLONY GROUP LLC Reduced -229,232-229.2k
Mattern Wealth Management LLC Reduced -191,349-191.3k
TRUIST FINANCIAL CORP Reduced -164,912-164.9k
StoneX Group Inc. Reduced -158,127-158.1k
Daniels&Tansey,LLP Sold out -143,352-143.4k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 5,605,0425.6m $135.7m $135.7m 0.11% Added +311.6k +311,648
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,423,0065.4m $131.3m $131.3m 0.01% Reduced -139.9k -139,939
3 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 2,593,7812.6m $62.8m $62.8m 0.11% Added +2.4m +2,373,669
4 HARBOUR INVESTMENTS, INC. 2.62% of their portfolio MADISON, WI 1,982,4952.0m $48.0m $48.0m 2.62% Added +802.3k +802,295
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,958,7892.0m $47.4m $47.4m 0.01% Added +248.3k +248,332
6 Pine Valley Investments Ltd Liability Co 5.17% of their portfolio MARLTON, NJ 1,377,5591.4m $33.8m $33.8m 5.17% First filing
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,325,5111.3m $32.1m $32.1m 0.01% Added +71.5k +71,536
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,259,6221.3m $30.5m $30.5m 0.01% Reduced -741.4k -741,364
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,137,5431.1m $27.5m $27.5m 0.01% Reduced -120.1k -120,132
10 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,050,0901.1m $25.4m $25.4m 0.05% Added +251.3k +251,254
11 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 946,334946.3k $22.9m $22.9m 0.15% Added +198.2k +198,246
12 Larson Financial Group LLC 2.44% of their portfolio ST LOUIS, MO 928,539928.5k $22.5m $22.5m 2.44% Added +104.8k +104,846
13 Visionary Wealth Advisors 1.83% of their portfolio O'FALLON, IL 891,164891.2k $21.6m $21.6m 1.83% Reduced -138.0k -138,032
14 Stratos Wealth Advisors, LLC 1.56% of their portfolio BEACHWOOD, OH 837,328837.3k $20.3m $20.3m 1.56% Added +86.9k +86,856
15 Csenge Advisory Group 1.18% of their portfolio CLEARWATER, FL 676,865676.9k $16.4m $16.4m 1.18% Added +156.1k +156,135
16 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 661,090661.1k $16.0m $16.0m 0.15% Reduced -41.8k -41,807
17 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 655,505655.5k $15.9m $15.9m 0.03% Reduced -78.5k -78,531
18 JANICZEK WEALTH MANAGEMENT, LLC 4.19% of their portfolio DENVER, CO 609,256609.3k $14.8m $14.8m 4.19% Reduced -20.2k -20,204
19 Bensler, LLC 2.95% of their portfolio Bellevue, WA 603,644603.6k $14.6m $14.6m 2.95% Added +101.8k +101,756
20 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 598,985599.0k $14.5m $14.5m 0.03% Added +95.2k +95,203
21 Darwin Wealth Management, LLC 3.87% of their portfolio TAMPA, FL 590,112590.1k $14.3m $14.3m 3.87% Reduced -17.0k -17,018
22 EdgeRock Capital LLC 7.33% of their portfolio DENVER, CO 590,024590.0k $14.3m $14.3m 7.33% Added +180.6k +180,614
23 Cyndeo Wealth Partners, LLC 1.52% of their portfolio ST. PETERSBURG, FL 583,510583.5k $14.1m $14.1m 1.52% Added +291.2k +291,195
24 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 573,568573.6k $13.9m $13.9m 0.02% Reduced -164.9k -164,912
25 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 545,914545.9k $13.2m $13.2m 0.02% Reduced -94.9k -94,903
26 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 489,208489.2k $11.8m $11.8m 0.06% Added +51.6k +51,584
27 Great Point Wealth Advisors, LLC 3.70% of their portfolio BOSTON, MA 481,956482.0k $11.7m $11.7m 3.70% Reduced -10.7k -10,717
28 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 479,099479.1k $11.6m $11.6m 0.10% Reduced -6.6k -6,551
29 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 453,137453.1k $11.0m $11.0m 0.08% Added +23.2k +23,197
30 CREATIVE FINANCIAL DESIGNS INC /ADV 1.42% of their portfolio KOKOMO, IN 448,832448.8k $10.9m $10.9m 1.42% Added +375 +375
31 Financial Advocates Investment Management 0.81% of their portfolio OLYMPIA, WA 438,902438.9k $10.6m $10.6m 0.81% Added +53.9k +53,926
32 Octavia Wealth Advisors, LLC 2.36% of their portfolio CINCINNATI, OH 433,645433.6k $10.5m $10.5m 2.36% Added +54.8k +54,849
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 421,026421.0k $10.2m $10.2m 0.00% New
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 411,933411.9k $10.0m $10.0m 0.00% Added +408.1k +408,096
35 Arkadios Wealth Advisors 1.16% of their portfolio ATLANTA, GA 402,032402.0k $9.7m $9.7m 1.16% Added +5.3k +5,281
36 Mariner, LLC 0.03% of their portfolio Overland Park, KS 387,527387.5k $9.4m $9.4m 0.03% Added +25.8k +25,805
37 Pitti Group Wealth Management, LLC 10.26% of their portfolio VICTOR, NY 379,496379.5k $9.2m $9.2m 10.26% Reduced -3.9k -3,855
38 RiverTree Advisors, LLC 6.38% of their portfolio WINTER PARK, FL 366,066366.1k $8.9m $8.9m 6.38% New
39 Sigma Planning Corp 0.29% of their portfolio ANN ARBOR, MI 359,887359.9k $8.7m $8.7m 0.29% Reduced -22.8k -22,833
40 VICUS CAPITAL 0.93% of their portfolio STATE COLLEGE, PA 359,118359.1k $8.7m $8.7m 0.93% Reduced -2.1k -2,109
41 HBK Sorce Advisory LLC 0.39% of their portfolio ERIE, PA 350,237350.2k $8.5m $8.5m 0.39% Reduced -386.5k -386,451
42 COLONY GROUP LLC 0.13% of their portfolio Boston, MA 349,943349.9k $8.5m $8.5m 0.13% Reduced -229.2k -229,232
43 Quantitative Advantage, LLC 1.23% of their portfolio MINNETONKA, MN 349,121349.1k $8.5m $8.5m 1.23% Reduced -15.0k -14,997
44 Lee Financial Group Hawaii, Inc. 8.42% of their portfolio HONOLULU, HI 337,879337.9k $8.2m $8.2m 8.42% Added +16.2k +16,200
45 Rehmann Capital Advisory Group 0.73% of their portfolio LANSING, MI 318,504318.5k $7.7m $7.7m 0.73% Added +59.0k +58,980
46 Regal Investment Advisors LLC 0.68% of their portfolio KENTWOOD, MI 318,228318.2k $7.7m $7.7m 0.68% Added +160.9k +160,873
47 WINTRUST INVESTMENTS LLC 1.02% of their portfolio CHICAGO, IL 311,362311.4k $7.5m $7.5m 1.02% New
48 Walkner Condon Financial Advisors LLC 2.01% of their portfolio MADISON, WI 295,599295.6k $7.2m $7.2m 2.01% Reduced -21.5k -21,493
49 Apollon Wealth Management, LLC 0.44% of their portfolio MOUNT PLEASANT, SC 294,086294.1k $7.1m $7.1m 0.44% Added +39.2k +39,246
50 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 292,148292.1k $7.1m $7.1m 0.11% Added +154.7k +154,728
51 Dynamic Advisor Solutions LLC 0.39% of their portfolio PHOENIX, AZ 276,826276.8k $6.7m $6.7m 0.39% Added +131.1k +131,142
52 Chicago Partners Investment Group LLC 0.39% of their portfolio CHICAGO, IL 273,679273.7k $6.7m $6.7m 0.39% Added +8.1k +8,132
53 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 273,127273.1k $6.6m $6.6m 0.03% Reduced -17.7k -17,654
54 Connectus Wealth, LLC 0.16% of their portfolio CINCINNATI, OH 268,912268.9k $6.5m $6.5m 0.16% Reduced -60.0k -60,013
55 STEPHENS INC /AR/ 0.12% of their portfolio LITTLE ROCK, AR 260,677260.7k $6.3m $6.3m 0.12% Reduced -20.2k -20,162
56 Tolleson Wealth Management, Inc. 1.61% of their portfolio DALLAS, TX 256,409256.4k $6.2m $6.2m 1.61% Reduced -310.4k -310,380
57 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 254,533254.5k $6.2m $6.2m 0.04% Added +12.9k +12,929
58 Madison Asset Management, LLC 0.08% of their portfolio MADISON, WI 224,085224.1k $5.4m $5.4m 0.08% Reduced -3.6k -3,567
59 Mutual Advisors, LLC 0.21% of their portfolio OMAHA, NE 211,640211.6k $5.1m $5.1m 0.21% Added +18.5k +18,508
60 Mach-1 Financial Group, LLC 0.38% of their portfolio Rogers, AR 208,778208.8k $229.8k $229.8k 0.38% Added +32.9k +32,945
61 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 206,613206.6k $5.0m $5.0m 0.09% Reduced -1.3k -1,300
62 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 204,925204.9k $5.0m $5.0m 0.01% Reduced -388 -388
63 Simplicity Solutions, LLC 0.11% of their portfolio MINNEAPOLIS, MN 180,236180.2k $4.4m $4.4m 0.11% New
64 Bleakley Financial Group, LLC 0.15% of their portfolio PARSIPPANY, NJ 180,236180.2k $4.4m $4.4m 0.15% Added +20.5k +20,534
65 Geneos Wealth Management Inc. 0.26% of their portfolio ENGLEWOOD, CO 177,775177.8k $4.3m $4.3m 0.26% Reduced -42.9k -42,884
66 Elevated Capital Advisors, LLC 1.51% of their portfolio SANDY, UT 174,606174.6k $4.2m $4.2m 1.51% Added +2.9k +2,886
67 Etesian Wealth Advisors, Inc. 2.72% of their portfolio West Linn, OR 168,870168.9k $4.1m $4.1m 2.72% Added +23.6k +23,568
68 Western Wealth Management, LLC 0.38% of their portfolio GOLDEN, CO 168,630168.6k $4.1m $4.1m 0.38% Added +32.7k +32,710
69 FLOW TRADERS U.S. LLC 0.15% of their portfolio NEW YORK, NY 154,346154.3k $3.7m $3.7m 0.15% Reduced -36.5k -36,472
70 Snowden Capital Advisors LLC 0.14% of their portfolio New York, NY 150,421150.4k $3.6m $3.6m 0.14% Added +10.9k +10,880
71 Fi3 FINANCIAL ADVISORS, LLC 1.92% of their portfolio INDIANAPOLIS, IN 148,986149.0k $3.6m $3.6m 1.92% Reduced -48.5k -48,491
72 O'Connor Financial Group LLC 2.70% of their portfolio QUINCY, IL 148,340148.3k $3.6m $3.6m 2.70% First filing
73 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 148,080148.1k $3.6m $3.6m 0.01% Reduced -505.8k -505,770
74 Ameritas Advisory Services, LLC 0.18% of their portfolio Lincoln, NE 144,237144.2k $3.5m $3.5m 0.18% Added +104.4k +104,401
75 Ellenbecker Investment Group 0.86% of their portfolio WAUKESHA, WI 130,716130.7k $3.2m $3.2m 0.86% Added +2.3k +2,323
76 Certified Advisory Corp 0.53% of their portfolio ALTAMONTE SPRINGS, FL 122,557122.6k $3.0m $3.0m 0.53% Added +5.3k +5,256
77 Financial Futures Ltd Liability Co. 2.46% of their portfolio BRIELLE, NJ 120,842120.8k $2.9m $2.9m 2.46% Added +51.2k +51,214
78 BlackDiamond Wealth Management, LLC 2.77% of their portfolio NEW YORK, NY 110,347110.3k $2.7m $2.7m 2.77% Reduced -85.4k -85,411
79 StoneX Group Inc. 0.29% of their portfolio NEW YORK, NY 108,007108.0k $2.6m $2.6m 0.29% Reduced -158.1k -158,127
80 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.09% of their portfolio NORFOLK, VA 102,863102.9k $2.5m $2.5m 0.09% Reduced -13.0k -13,024
81 Boyce & Associates Wealth Consulting, Inc. 4.22% of their portfolio CEDAR PARK, TX 96,76896.8k $2.4m $2.4m 4.22% Reduced -16.5k -16,548
82 MBE Wealth Management, LLC 1.36% of their portfolio TOMAH, WI 95,30795.3k $2.3m $2.3m 1.36% Reduced -17.0k -17,017
83 Northwest Capital Management Inc 1.11% of their portfolio Lake Oswego, OR 94,75194.8k $2.3m $2.3m 1.11% Reduced -13.6k -13,614
84 Crumly & Associates Inc. 0.97% of their portfolio SPRINGFIELD, IL 92,18992.2k $2.2m $2.2m 0.97% Added +20.3k +20,272
85 Bridgewater Advisors Inc. 0.48% of their portfolio NEW YORK, NY 90,36990.4k $2.2m $2.2m 0.48% Reduced -45.5k -45,522
86 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 83,46283.5k $2.0m $2.0m 0.00% New
87 PFG Advisors 0.16% of their portfolio Phoenix, AZ 78,93378.9k $1.9m $1.9m 0.16% Added +68.7k +68,657
88 WESPAC Advisors, LLC 1.72% of their portfolio ORINDA, CA 75,55975.6k $1.8m $1.8m 1.72% Added +12.6k +12,567
89 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 72,31372.3k $1.8m $1.8m 0.04% Added +63.5k +63,519
90 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 72,00072.0k $1.7m $1.7m 0.00% New
91 Braun-Bostich & Associates Inc. 4.09% of their portfolio CANONSBURG, PA 71,37971.4k $1.7m $1.7m 4.09% Reduced -18.8k -18,816
92 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 68,96569.0k $1.7m $1.7m 0.08% Reduced -85.1k -85,078
93 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 68,28568.3k $1.7m $1.7m 0.06% Added +13.4k +13,356
94 Richard W. Paul & Associates, LLC 0.76% of their portfolio NOVI, MI 67,77467.8k $1.6m $1.6m 0.76% Added +933 +933
95 Bridgeworth, LLC 0.21% of their portfolio BIRMINGHAM, AL 67,48267.5k $1.6m $1.6m 0.21% Reduced -5.2k -5,231
96 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 65,33765.3k $1.6m $1.6m 0.02% Reduced -402 -402
97 Authentikos Wealth Advisory, LLC 1.55% of their portfolio MORGAN HILL, CA 63,67163.7k $1.5m $1.5m 1.55% First filing
98 AdvisorNet Financial, Inc 0.13% of their portfolio MINNETONKA, MN 59,89459.9k $1.5m $1.5m 0.13% Added +8.0k +8,018
99 Virtue Capital Management, LLC 0.24% of their portfolio BRENTWOOD, TN 59,04959.0k $1.4m $1.4m 0.24% Reduced -32.3k -32,328
100 EWG Elevate Inc. 0.61% of their portfolio ROSEVILLE, CA 58,87758.9k $1.4m $1.4m 0.61% Reduced -491 -491