Vault-13

FIRST TR EXCHNG TRADED FD VI LDSF

LOW DUR STRTGC · ETP · CUSIP 33740F870

53 institutional holders -6 vs Q2 2024
4,445,7594.4m shares reported held*
$85.1mreported value*
3 new 14 added 20 reduced 9 sold out net sold ≈ $31.2m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.13.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 60Q4 22: 62Q1 23: 64Q2 23: 59Q3 23: 61Q4 23: 69Q1 24: 56Q2 24: 59Q3 24: 5353Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202260
Q4 202262
Q1 202364
Q2 202359
Q3 202361
Q4 202369
Q1 202456
Q2 202459
Q3 202453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 36 cut or sold outQ1 23: 24 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 31 cut or sold outQ3 23: 22 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 33 cut or sold outQ1 24: 20 bought or addedQ1 24: 35 cut or sold outQ1 24Q2 24: 22 bought or addedQ2 24: 24 cut or sold outQ3 24: 17 bought or addedQ3 24: 29 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221836
Q1 20232432
Q2 20232431
Q3 20232230
Q4 20231933
Q1 20242035
Q2 20242224
Q3 20241729

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +327,461+327.5k
Cedrus LLC Added +65,677+65.7k
Sanctuary Advisors, LLC Added +44,572+44.6k
MML INVESTORS SERVICES, LLC Added +32,275+32.3k
JPMORGAN CHASE & CO New +15,280+15.3k
AXXCESS WEALTH MANAGEMENT, LLC Added +11,355+11.4k
UBS Group AG New +10,316+10.3k
Capital Asset Advisory Services LLC Added +9,789+9.8k
RAYMOND JAMES & ASSOCIATES Added +7,424+7.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,806+3.8k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -1,702,311-1.7m
JANE STREET GROUP, LLC Reduced -72,787-72.8k
ROYAL BANK OF CANADA Reduced -67,713-67.7k
Steward Partners Investment Advisory, LLC Sold out -51,277-51.3k
Kraft, Davis & Associates, LLC Reduced -49,489-49.5k
LPL Financial LLC Reduced -40,240-40.2k
OSAIC HOLDINGS, INC. Reduced -37,322-37.3k
Ameritas Advisory Services, LLC Sold out -26,275-26.3k
Private Advisor Group, LLC Reduced -22,647-22.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,723-15.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Arax Advisory Partners 13G · institution new · filed 2025-02-06 9.5% new 643.0k≈ $12.2m 2025-02-06

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 703,422703.4k $13.5m $13.5m 0.01% Reduced -1.7m -1,702,311
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 527,672527.7k $10.1m $10.1m 0.00% Reduced -40.2k -40,240
3 Cedrus LLC 3.64% of their portfolio Littleton, CO 512,084512.1k $9.8m $9.8m 3.64% Added +65.7k +65,677
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 366,615366.6k $7.0m $7.0m 0.00% Added +327.5k +327,461
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 309,693309.7k $5.9m $5.9m 0.00% Reduced -67.7k -67,713
6 Capital Asset Advisory Services LLC 0.29% of their portfolio Williamston, MI 300,165300.2k $5.7m $5.7m 0.29% Added +9.8k +9,789
7 AXXCESS WEALTH MANAGEMENT, LLC 0.15% of their portfolio CARLSBAD, CA 299,813299.8k $5.7m $5.7m 0.15% Added +11.4k +11,355
8 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 166,795166.8k $3.2m $3.2m 0.01% Added +32.3k +32,275
9 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 152,900152.9k $2.9m $2.9m 0.02% Added +44.6k +44,572
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 131,825131.8k $2.5m $2.5m 0.01% Reduced -5.6k -5,613
11 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 87,40587.4k $1.7m $1.7m 0.01% Reduced -9.9k -9,864
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 84,54684.5k $1.6m $1.6m 0.00% Added +3.8k +3,806
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 77,31577.3k $1.5m $1.5m 0.00% Added +7.4k +7,424
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 70,92370.9k $1.4m $1.4m 0.00% Reduced -37.3k -37,322
15 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 63,04363.0k $1.2m $1.2m 0.03% Added +91 +91
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 62,23562.2k $1.2m $1.2m 0.00% Reduced -12.9k -12,896
17 Proactive Wealth Strategies LLC 0.43% of their portfolio MARIETTA, GA 40,63340.6k $779.0k $779.0k 0.43% First filing
18 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 40,22740.2k $760.2k $760.2k 0.02% Unchanged
19 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 39,70239.7k $760.7k $760.7k 0.02% Reduced -643 -643
20 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 35,07035.1k $671.9k $671.9k 0.00% Reduced -22.6k -22,647
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,50734.5k $661.2k $661.2k 0.00% Reduced -72.8k -72,787
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,98633.0k $632.0k $632.0k 0.00% Reduced -88 -88
23 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 30,74730.7k $589.1k $589.1k 0.01% Reduced -3.9k -3,856
24 1776 Wealth LLC 0.26% of their portfolio ATLANTA, GA 30,00030.0k $574.8k $574.8k 0.26% Unchanged
25 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 22,92222.9k $439.2k $439.2k 0.01% Unchanged
26 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 19,68019.7k $377.1k $377.1k 0.02% Reduced -79 -79
27 FinTrust Capital Advisors, LLC 0.06% of their portfolio Greenville, SC 19,04619.0k $364.9k $364.9k 0.06% Unchanged
28 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 18,62018.6k $356.8k $356.8k 0.02% Reduced -4.4k -4,448
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 16,66616.7k $319.3k $319.3k 0.03% Added +1.9k +1,858
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,28015.3k $292.8k $292.8k 0.00% New
31 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 14,98915.0k $287.2k $287.2k 0.03% Unchanged
32 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 14,82114.8k $284.0k $284.0k 0.00% Unchanged
33 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 13,73813.7k $263.2k $263.2k 0.02% Reduced -225 -225
34 Kraft, Davis & Associates, LLC 0.07% of their portfolio St. Louis, MO 12,69512.7k $239.2k $239.2k 0.07% Reduced -49.5k -49,489
35 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 11,88511.9k $227.7k $227.7k 0.00% Reduced -54 -54
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,23011.2k $215.2k $215.2k 0.00% Added +635 +635
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,49810.5k $201.1k $201.1k 0.00% Reduced -5.1k -5,076
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,31610.3k $197.7k $197.7k 0.00% New
39 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 7,0007.0k $134.1k $134.1k 0.02% Unchanged
40 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,8185.8k $111.0k $111.0k 0.00% Reduced -93 -93
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,0385.0k $96.5k $96.5k 0.00% Added +3.6k +3,614
42 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,9404.9k $94.7k $94.7k 0.00% Unchanged
43 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,5403.5k $67.8k $67.8k 0.01% Reduced -980 -980
44 Tidemark, LLC 0.02% of their portfolio SAN DIEGO, CA 2,9222.9k $56.0k $56.0k 0.02% Unchanged
45 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 2,2002.2k $42.2k $42.2k 0.00% Unchanged
46 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 1,0481.0k $20.1k $20.1k 0.00% Unchanged
47 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $3.8k $3.8k 0.00% Added +80 +80
48 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 179179 $3.4k $3.4k 0.00% Added +2 +2
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 160160 $3.1k $3.1k 0.00% Unchanged
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $50 $50 0.00% New
51 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 22 $36 $36 0.00% Unchanged
52 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 11 $20 $20 0.00% Unchanged
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $5 $5 0.00% Unchanged