Vault-13

FIRST TR EXCHNG TRADED FD VI FAUG

FT VEST US EQT · ETP · CUSIP 33740F862

124 institutional holders +2 vs Q3 2023
6,213,7076.2m shares reported held*
$252.5mreported value*
8 new 22 added 56 reduced 14 sold out net sold ≈ $85.0m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.64.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 93Q2 23: 114Q3 23: 122Q4 23: 124124Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202393
Q2 2023114
Q3 2023122
Q4 2023124

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 29 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 65 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 68 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 30 bought or addedQ4 23: 70 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222944
Q1 20234239
Q2 20236536
Q3 20236847
Q4 20233070

Biggest buyers

OLD MISSION CAPITAL LLC New +21,387+21.4k
KINGSWOOD WEALTH ADVISORS, LLC Added +18,629+18.6k
Kestra Advisory Services, LLC Added +18,589+18.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +17,202+17.2k
AMERIPRISE FINANCIAL INC New +17,101+17.1k
HARBOUR INVESTMENTS, INC. Added +16,432+16.4k
ROYAL BANK OF CANADA Added +12,774+12.8k
Cetera Advisor Networks LLC Added +10,896+10.9k
CITADEL ADVISORS LLC New +8,058+8.1k
Valmark Advisers, Inc. New +7,283+7.3k

Biggest sellers

Sigma Planning Corp Reduced -662,567-662.6k
Mason & Associates Inc Sold out -510,472-510.5k
CreativeOne Wealth, LLC Reduced -132,286-132.3k
Capital Investment Advisory Services, LLC Reduced -98,334-98.3k
CWM, LLC Reduced -94,127-94.1k
OSAIC HOLDINGS, INC. Reduced -93,340-93.3k
CoreCap Advisors, LLC Reduced -83,574-83.6k
JPMORGAN CHASE & CO Sold out -74,425-74.4k
WINTRUST INVESTMENTS LLC Sold out -62,712-62.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -57,587-57.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -4.7 pts · filed 2026-10-27 66.4% -4.7 pts 16.3m≈ $923.8m 2026-10-27

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 663,689663.7k $27.0m $27.0m 0.05% Reduced -93.3k -93,340
2 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 618,119618.1k $25.1m $25.1m 0.05% Reduced -6.7k -6,653
3 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 359,425359.4k $14.6m $14.6m 0.08% Added +10.9k +10,896
4 MBL Wealth, LLC 1.50% of their portfolio CHARLOTTE, NC 294,596294.6k $12.0m $12.0m 1.50% Reduced -21.0k -21,036
5 Cetera Advisors LLC 0.16% of their portfolio DENVER, CO 283,325283.3k $11.5m $11.5m 0.16% Added +4.9k +4,853
6 Regal Investment Advisors LLC 0.79% of their portfolio KENTWOOD, MI 257,663257.7k $10.5m $10.5m 0.79% Reduced -5.4k -5,386
7 CWM, LLC 0.06% of their portfolio OMAHA, NE 252,507252.5k $10.3m $10.3m 0.06% Reduced -94.1k -94,127
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 246,147246.1k $10.0m $10.0m 0.02% Reduced -30.9k -30,921
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 220,546220.5k $9.0m $9.0m 0.01% Reduced -11.1k -11,126
10 BEACON FINANCIAL GROUP 1.06% of their portfolio DALLAS, TX 214,832214.8k $8.7m $8.7m 1.06% Reduced -4.2k -4,246
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 165,956166.0k $6.7m $6.7m 0.00% Reduced -57.6k -57,587
12 Great Diamond Partners, LLC 1.58% of their portfolio Portland, ME 158,120158.1k $6.4m $6.4m 1.58% Reduced -2.4k -2,393
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 135,986136.0k $5.5m $5.5m 0.02% Reduced -8.3k -8,343
14 Valtinson Bruner Financial Planning LLC 2.06% of their portfolio NEW BRIGHTON, MN 98,65198.7k $4.0m $4.0m 2.06% Reduced -601 -601
15 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 98,05498.1k $4.0m $4.0m 0.02% Added +2.6k +2,618
16 Keystone Wealth Services, LLC 1.28% of their portfolio PALM DESERT, CA 91,77391.8k $3.7m $3.7m 1.28% Added +794 +794
17 Ignite Planners, LLC 1.09% of their portfolio SAN CLEMENTE, CA 90,57290.6k $3.7m $3.7m 1.09% Added +39 +39
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 83,02083.0k $3.4m $3.4m 0.03% Reduced -57.2k -57,151
19 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 73,48973.5k $3.0m $3.0m 0.02% Reduced -6.0k -5,988
20 Integrated Advisors Network LLC 0.17% of their portfolio DALLAS, TX 73,10373.1k $3.0m $3.0m 0.17% Reduced -3.5k -3,490
21 Icon Wealth Advisors, LLC 0.26% of their portfolio HOUSTON, TX 61,73661.7k $2.5m $2.5m 0.26% First filing
22 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 60,80160.8k $2.5m $2.5m 0.02% Reduced -56.3k -56,317
23 Integrity Financial Corp /WA 1.79% of their portfolio JACKSON, WY 60,66160.7k $2.5m $2.5m 1.79% Added +1.9k +1,935
24 REAP Financial Group, LLC 0.71% of their portfolio AUSTIN, TX 59,82259.8k $2.4m $2.4m 0.71% First filing
25 Maltin Wealth Management, Inc. 1.28% of their portfolio RIDGEWOOD, NJ 49,32949.3k $2.0m $2.0m 1.28% Reduced -668 -668
26 Fragasso Financial Advisors Inc 0.18% of their portfolio SEWICKLEY, PA 48,93048.9k $2.0m $2.0m 0.18% Unchanged
27 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 48,47348.5k $2.0m $2.0m 0.08% Added +16.4k +16,432
28 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 47,04947.0k $1.9m $1.9m 0.03% Reduced -415 -415
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 46,50346.5k $1.9m $1.9m 0.00% Added +12.8k +12,774
30 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 45,01445.0k $1.8m $1.8m 0.01% Added +18.6k +18,589
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,92442.9k $1.7m $1.7m 0.00% Added +1.9k +1,899
32 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 41,38841.4k $1.7m $1.7m 0.02% Added +3.1k +3,150
33 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 37,22537.2k $1.5m $1.5m 0.02% Reduced -1.3k -1,321
34 KINGSWOOD WEALTH ADVISORS, LLC 0.16% of their portfolio SAN DIEGO, CA 34,80934.8k $1.4m $1.4m 0.16% Added +18.6k +18,629
35 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 33,20033.2k $1.3m $1.3m 0.05% Unchanged
36 Sloy Dahl & Holst, LLC 0.26% of their portfolio Vancouver, WA 31,12531.1k $1.3m $1.3m 0.26% Reduced -675 -675
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,43930.4k $1.2m $1.2m 0.00% Added +6.1k +6,075
38 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 30,23030.2k $1.2m $1.2m 0.02% Reduced -397 -397
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.09% of their portfolio BIRMINGHAM, AL 29,75929.8k $1.2m $1.2m 0.09% Added +17.2k +17,202
40 FSB PREMIER WEALTH MANAGEMENT, INC. 0.53% of their portfolio WATERLOO, IA 25,91825.9k $1.1m $1.1m 0.53% Unchanged
41 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,70824.7k $1.0m $1.0m 0.01% Reduced -5.4k -5,412
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,76423.8k $965.5k $965.5k 0.00% Reduced -2.1k -2,132
43 Naviter Wealth, LLC 0.19% of their portfolio LITTLE ROCK, AR 22,89922.9k $930.4k $930.4k 0.19% Reduced -2.1k -2,094
44 Epic Trust Investment Advisors, LLC 1.19% of their portfolio RICHLAND, WA 21,78821.8k $885.2k $885.2k 1.19% Unchanged
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,76721.8k $884.4k $884.4k 0.00% Reduced -83 -83
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.21% of their portfolio BLUE BELL, PA 21,61821.6k $878.3k $878.3k 0.21% Added +400 +400
47 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 21,38721.4k $869.0k $869.0k 0.02% New
48 Lion Street Advisors, LLC 0.33% of their portfolio Austin, TX 19,76919.8k $803.2k $803.2k 0.33% Reduced -265 -265
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 19,25519.3k $782.3k $782.3k 0.00% Reduced -37 -37
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,21119.2k $781.0k $781.0k 0.00% Reduced -36 -36
51 1776 Wealth LLC 0.38% of their portfolio ATLANTA, GA 18,62018.6k $756.5k $756.5k 0.38% Unchanged
52 FWG Investments, LLC. 0.91% of their portfolio LEXINGTON, KY 18,11318.1k $735.9k $735.9k 0.91% First filing
53 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 17,52317.5k $712.0k $712.0k 0.03% Reduced -2.1k -2,119
54 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 17,23517.2k $700.3k $700.3k 0.06% Reduced -3.5k -3,535
55 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 17,16617.2k $689.4k $689.4k 0.09% Unchanged
56 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,10117.1k $694.8k $694.8k 0.00% New
57 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 16,84616.8k $684.5k $684.5k 0.09% Added +214 +214
58 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 16,41216.4k $666.8k $666.8k 0.05% Reduced -662.6k -662,567
59 Aurora Private Wealth, Inc. 0.63% of their portfolio ROCKAWAY, NJ 16,40616.4k $667.0k $667.0k 0.63% Reduced -2.2k -2,177
60 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 14,23514.2k $578.4k $578.4k 0.03% Reduced -1.8k -1,817
61 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 14,06814.1k $571.6k $571.6k 0.07% Unchanged
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,74713.7k $558.5k $558.5k 0.00% Reduced -254 -254
63 McKinley Carter Wealth Services, Inc. 0.04% of their portfolio WHEELING, WV 13,52113.5k $549.4k $549.4k 0.04% Unchanged
64 Onyx Bridge Wealth Group LLC 0.11% of their portfolio TARRYTOWN, NY 13,51813.5k $549.2k $549.2k 0.11% Reduced -52 -52
65 Tanglewood Legacy Advisors, LLC 0.30% of their portfolio HOUSTON, TX 13,41213.4k $544.9k $544.9k 0.30% Added +534 +534
66 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 12,62612.6k $512.0k $512.0k 0.05% Reduced -1.3k -1,294
67 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 11,24411.2k $456.8k $456.8k 0.05% Added +3.1k +3,146
68 Gerber Kawasaki Wealth & Investment Management 0.03% of their portfolio SANTA MONICA, CA 11,23011.2k $456.3k $456.3k 0.03% Added +520 +520
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,99111.0k $446.6k $446.6k 0.00% Unchanged
70 First Heartland Consultants, Inc. 0.05% of their portfolio LAKE ST. LOUIS, MO 10,98811.0k $446.0k $446.0k 0.05% Reduced -24 -24
71 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,98811.0k $446.4k $446.4k 0.00% Reduced -2.2k -2,181
72 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 10,71710.7k $435.4k $435.4k 0.01% Unchanged
73 EPG Wealth Management LLC 0.11% of their portfolio ATLANTA, GA 10,34510.3k $429.8k $429.8k 0.11% Unchanged
74 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,30610.3k $418.7k $418.7k 0.01% Unchanged
75 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,26510.3k $417.1k $417.1k 0.00% Added +1.7k +1,723
76 Cambridge Advisors Inc. 0.10% of their portfolio OMAHA, NE 10,00010.0k $406.3k $406.3k 0.10% Unchanged
77 BCGM Wealth Management, LLC 0.17% of their portfolio LAFAYETTE, IN 10,00010.0k $406.3k $406.3k 0.17% Unchanged
78 ARBOR CAPITAL MANAGEMENT INC /ADV 0.29% of their portfolio ANCHORAGE, AK 9,6989.7k $389.8k $389.8k 0.29% Reduced -472 -472
79 Octavia Wealth Advisors, LLC 0.07% of their portfolio CINCINNATI, OH 9,6379.6k $391.6k $391.6k 0.07% Unchanged
80 Clear Point Advisors Inc. 0.34% of their portfolio MELVILLE, NY 9,4659.5k $384.6k $384.6k 0.34% First filing
81 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 9,4339.4k $383.3k $383.3k 0.01% Reduced -1.2k -1,200
82 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 9,1339.1k $382.2k $382.2k 0.02% Reduced -12.2k -12,181
83 Signal Advisors Wealth, LLC 0.13% of their portfolio DETROIT, MI 9,0359.0k $367.1k $367.1k 0.13% First filing
84 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 8,7258.7k $354.5k $354.5k 0.01% Reduced -4.0k -4,000
85 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 8,4008.4k $340.5k $340.5k 0.00% Reduced -216 -216
86 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 8,4008.4k $340.5k $340.5k 0.00% Reduced -216 -216
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,0588.1k $327.4k $327.4k 0.00% New
88 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 8,0428.0k $326.7k $326.7k 0.03% Reduced -1.1k -1,109
89 Glen Eagle Advisors, LLC 0.07% of their portfolio KINGSTON, NJ 8,0308.0k $326.3k $326.3k 0.07% Unchanged
90 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 7,9117.9k $321.0k $321.0k 0.02% Reduced -132.3k -132,286
91 Schulz Wealth, LTD. 0.31% of their portfolio MANSFIELD, TX 7,8677.9k $319.6k $319.6k 0.31% First filing
92 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 7,4447.4k $302.0k $302.0k 0.06% Reduced -204 -204
93 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 7,2837.3k $295.9k $295.9k 0.01% New
94 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 7,2377.2k $294.0k $294.0k 0.01% Added +1.2k +1,200
95 Cypress Wealth Services, LLC 0.07% of their portfolio PALM DESERT, CA 7,2117.2k $293.0k $293.0k 0.07% Unchanged
96 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 7,1457.1k $290.3k $290.3k 0.03% Unchanged
97 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 6,8156.8k $276.9k $276.9k 0.06% Reduced -1.1k -1,100
98 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 6,7186.7k $273.0k $273.0k 0.01% Unchanged
99 Cypress Capital, LLC 0.08% of their portfolio FRANKLIN, TN 6,5306.5k $265.3k $265.3k 0.08% Unchanged
100 Beacon Financial Advisory LLC 0.13% of their portfolio CLEVELAND, OH 6,4756.5k $263.1k $263.1k 0.13% Unchanged