Vault-13

FIRST TR EXCHNG TRADED FD VI DAUG

FT VEST U.S. · ETP · CUSIP 33740F854

90 institutional holders -2 vs Q2 2023
6,881,0696.9m shares reported held*
$228.0mreported value*
12 new 19 added 45 reduced 17 sold out net sold ≈ $62.8m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.14.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 69Q4 22: 85Q1 23: 89Q2 23: 92Q3 23: 9090Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202269
Q4 202285
Q1 202389
Q2 202392
Q3 202390

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 40 bought or addedQ2 23: 48 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 62 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224823
Q1 20234337
Q2 20234048
Q3 20233162

Biggest buyers

OPPENHEIMER & CO INC New +562,231+562.2k
TRUIST FINANCIAL CORP Added +139,634+139.6k
ENVESTNET ASSET MANAGEMENT INC Added +78,886+78.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +53,314+53.3k
Spire Wealth Management Added +27,318+27.3k
RAYMOND JAMES & ASSOCIATES Added +17,185+17.2k
AXXCESS WEALTH MANAGEMENT, LLC New +16,637+16.6k
Ameritas Advisory Services, LLC Added +15,823+15.8k
ROYAL BANK OF CANADA Added +15,569+15.6k
EPG Wealth Management LLC Added +12,115+12.1k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -1,271,563-1.3m
AE Wealth Management LLC Reduced -314,268-314.3k
IFP Advisors, Inc Reduced -184,900-184.9k
CreativeOne Wealth, LLC Sold out -145,424-145.4k
Cambridge Investment Research Advisors, Inc. Reduced -133,044-133.0k
Triumph Capital Management Sold out -127,692-127.7k
Clear Creek Financial Management, LLC Sold out -95,340-95.3k
SlateStone Wealth, LLC Sold out -81,160-81.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -77,151-77.2k
JANE STREET GROUP, LLC Reduced -51,291-51.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -3.2 pts · filed 2026-10-22 40.5% -3.2 pts 3.7m≈ $175.0m 2026-10-22

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 1,196,1371.2m $39.6m $39.6m 0.08% Reduced -77.2k -77,151
2 OPPENHEIMER & CO INC 0.38% of their portfolio NEW YORK, NY 562,231562.2k $18.6m $18.6m 0.38% New
3 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 393,314393.3k $13.0m $13.0m 0.08% Reduced -17.0k -17,036
4 Hartford Financial Management Inc. 2.75% of their portfolio WEST HARTFORD, CT 325,888325.9k $10.8m $10.8m 2.75% Reduced -6.3k -6,344
5 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 311,182311.2k $10.3m $10.3m 0.06% Reduced -314.3k -314,268
6 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 288,701288.7k $9.6m $9.6m 0.02% Reduced -25.0k -24,972
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 271,153271.2k $9.0m $9.0m 0.01% Reduced -1.3m -1,271,563
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 263,013263.0k $8.7m $8.7m 0.00% Added +78.9k +78,886
9 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 218,538218.5k $7.2m $7.2m 0.03% Reduced -133.0k -133,044
10 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 201,751201.8k $6.7m $6.7m 0.01% Added +139.6k +139,634
11 IFP Advisors, Inc 0.28% of their portfolio TAMPA, FL 189,688189.7k $6.3m $6.3m 0.28% Reduced -184.9k -184,900
12 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 186,983187.0k $6.2m $6.2m 0.02% Reduced -654 -654
13 Prosperity Consulting Group, LLC 2.44% of their portfolio OWINGS MILLS, MD 160,542160.5k $5.3m $5.3m 2.44% Reduced -996 -996
14 BEACON FINANCIAL GROUP 0.66% of their portfolio DALLAS, TX 131,234131.2k $4.6m $4.6m 0.66% Unchanged
15 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 130,734130.7k $4.3m $4.3m 0.04% Reduced -22.9k -22,865
16 Truadvice, LLC 1.53% of their portfolio SARASOTA, FL 115,740115.7k $3.9m $3.9m 1.53% Reduced -1.8k -1,846
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 96,69096.7k $3.2m $3.2m 0.01% Reduced -47.7k -47,656
18 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 96,20896.2k $3.2m $3.2m 0.07% Reduced -21.7k -21,734
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 92,56492.6k $3.1m $3.1m 0.00% Reduced -31.3k -31,275
20 Mariner, LLC 0.01% of their portfolio Overland Park, KS 91,89891.9k $3.0m $3.0m 0.01% Reduced -509 -509
21 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 85,58485.6k $2.8m $2.8m 0.05% Reduced -4.2k -4,228
22 CWM, LLC 0.02% of their portfolio OMAHA, NE 82,74582.7k $2.7m $2.7m 0.02% Added +3.6k +3,582
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 76,96077.0k $2.5m $2.5m 0.00% Added +17.2k +17,185
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,56871.6k $2.4m $2.4m 0.00% Added +53.3k +53,314
25 Advance Capital Management, Inc. 0.20% of their portfolio SOUTHFIELD, MI 65,01965.0k $2.2m $2.2m 0.20% Reduced -18.0k -17,977
26 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 59,30759.3k $2.0m $2.0m 0.10% Added +6.3k +6,280
27 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 54,71354.7k $1.8m $1.8m 0.02% Reduced -6.5k -6,452
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 52,92452.9k $1.8m $1.8m 0.00% Added +15.6k +15,569
29 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 50,27750.3k $1.7m $1.7m 0.06% Reduced -40.4k -40,448
30 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 49,96450.0k $1.7m $1.7m 0.02% Reduced -7.2k -7,150
31 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 47,12647.1k $1.6m $1.6m 0.06% Reduced -2.0k -1,982
32 Ignite Planners, LLC 0.42% of their portfolio SAN CLEMENTE, CA 41,63241.6k $1.4m $1.4m 0.42% Reduced -7.1k -7,087
33 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 40,83840.8k $1.4m $1.4m 0.02% Reduced -4.4k -4,414
34 Camelot Portfolios, LLC 1.29% of their portfolio Maumee, OH 40,64540.6k $1.3m $1.3m 1.29% Reduced -7.0k -6,976
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,65035.6k $1.2m $1.2m 0.00% Reduced -51.3k -51,291
36 Pinnacle Wealth Planning Services, Inc. 0.19% of their portfolio MANSFIELD, OH 35,48135.5k $1.2m $1.2m 0.19% Reduced -13.3k -13,301
37 Commonwealth Financial Services, LLC 0.34% of their portfolio VIENNA, WV 34,49134.5k $1.1m $1.1m 0.34% First filing
38 TriaGen Wealth Management LLC 0.57% of their portfolio Calabasas, CA 33,65533.7k $1.1m $1.1m 0.57% Added +1.8k +1,764
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.09% of their portfolio BIRMINGHAM, AL 33,63933.6k $1.1m $1.1m 0.09% Reduced -1.4k -1,391
40 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 33,15633.2k $1.1m $1.1m 0.04% Added +27.3k +27,318
41 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 32,05132.1k $1.1m $1.1m 0.05% Added +15.8k +15,823
42 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 27,94827.9k $924.8k $924.8k 0.09% Added +11.2k +11,234
43 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 27,69027.7k $916.3k $916.3k 0.10% Added +3.3k +3,342
44 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 24,46924.5k $809.7k $809.7k 0.01% Reduced -4.9k -4,859
45 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,93223.9k $791.9k $791.9k 0.01% Reduced -775 -775
46 Sage Capital Advisors,llc 0.27% of their portfolio SIOUX FALLS, SD 22,50022.5k $744.5k $744.5k 0.27% Reduced -9.6k -9,641
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 22,03722.0k $729.2k $729.2k 0.02% Added +1.4k +1,378
48 Integrated Advisors Network LLC 0.04% of their portfolio DALLAS, TX 20,21620.2k $669.0k $669.0k 0.04% Reduced -468 -468
49 Sunbelt Securities, Inc. 0.08% of their portfolio HOUSTON, TX 16,86716.9k $558.1k $558.1k 0.08% Added +1.5k +1,486
50 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 16,63716.6k $550.5k $550.5k 0.02% New
51 Capital Asset Advisory Services LLC 0.04% of their portfolio Williamston, MI 16,27316.3k $544.5k $544.5k 0.04% Reduced -989 -989
52 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,45015.4k $511.2k $511.2k 0.01% Reduced -675 -675
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,50514.5k $480.0k $480.0k 0.00% Added +3.6k +3,612
54 Integrity Financial Corp /WA 0.36% of their portfolio JACKSON, WY 14,29914.3k $473.2k $473.2k 0.36% Added +3.9k +3,879
55 EPG Wealth Management LLC 0.14% of their portfolio ATLANTA, GA 14,11514.1k $467.1k $467.1k 0.14% Added +12.1k +12,115
56 Ifrah Financial Services, Inc. 0.14% of their portfolio Little Rock, AR 14,05314.1k $465.0k $465.0k 0.14% Reduced -67 -67
57 ARBOR CAPITAL MANAGEMENT INC /ADV 0.34% of their portfolio ANCHORAGE, AK 11,56311.6k $380.8k $380.8k 0.34% Reduced -1.6k -1,579
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,47511.5k $379.7k $379.7k 0.00% New
59 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 11,27711.3k $373.2k $373.2k 0.02% Reduced -13.7k -13,729
60 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,30110.3k $340.9k $340.9k 0.01% New
61 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,99410.0k $330.7k $330.7k 0.01% Added +177 +177
62 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 9,1609.2k $303.2k $303.2k 0.02% Reduced -1.1k -1,065
63 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 8,9048.9k $294.0k $294.0k 0.03% First filing
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,6908.7k $287.6k $287.6k 0.00% Reduced -13.9k -13,924
65 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,6398.6k $285.9k $285.9k 0.01% New
66 WMG Financial Advisors, LLC 0.23% of their portfolio Knoxville, TN 8,3048.3k $274.8k $274.8k 0.23% Unchanged
67 Delta Investment Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 8,2368.2k $272.5k $272.5k 0.08% Unchanged
68 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 8,1578.2k $269.9k $269.9k 0.03% Reduced -1.9k -1,920
69 Q3 Asset Management 0.10% of their portfolio BIRMINGHAM, MI 7,3127.3k $241.0k $241.0k 0.10% New
70 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,2847.3k $241.0k $241.0k 0.02% New
71 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 7,2817.3k $240.9k $240.9k 0.05% Reduced -466 -466
72 MILESTONE ASSET MANAGEMENT, LLC 0.08% of their portfolio PITTSBURGH, PA 7,2347.2k $239.4k $239.4k 0.08% New
73 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 7,0257.0k $232.0k $232.0k 0.01% Reduced -115 -115
74 AlphaMark Advisors, LLC 0.10% of their portfolio FT. WRIGHT, KY 6,8306.8k $226.0k $226.0k 0.10% Reduced -150 -150
75 CASCADE INVESTMENT GROUP, INC. 0.21% of their portfolio Colorado Springs, CO 6,7356.7k $222.9k $222.9k 0.21% New
76 Old Port Advisors 0.08% of their portfolio PORTLAND, ME 6,5586.6k $217.0k $217.0k 0.08% First filing
77 Cambridge Advisors Inc. 0.05% of their portfolio OMAHA, NE 6,1256.1k $202.7k $202.7k 0.05% Unchanged
78 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 6,0806.1k $201.2k $201.2k 0.02% Unchanged
79 Octavia Wealth Advisors, LLC 0.04% of their portfolio CINCINNATI, OH 6,0806.1k $201.2k $201.2k 0.04% Unchanged
80 Tanglewood Legacy Advisors, LLC 0.11% of their portfolio HOUSTON, TX 5,4595.5k $180.6k $180.6k 0.11% Unchanged
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,8723.9k $128.1k $128.1k 0.00% New
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,5483.5k $117.4k $117.4k 0.00% Reduced -837 -837
83 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,0002.0k $66.2k $66.2k 0.01% Unchanged
84 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,7961.8k $59.4k $59.4k 0.01% Added +21 +21
85 MTM Investment Management, LLC 0.02% of their portfolio SPARTANBURG, SC 1,0001.0k $33.1k $33.1k 0.02% Unchanged
86 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 650650 $21.5k $21.5k 0.00% Unchanged
87 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 350350 $11.6k $11.6k 0.01% New
88 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 230230 $7.6k $7.6k 0.00% Unchanged
89 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 215215 $7.1k $7.1k 0.00% New
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 100100 $3.3k $3.3k 0.00% Reduced -17.0k -17,048