Vault-13

FIRST TR EXCHNG TRADED FD VI FNOV

FT VEST US EQT · ETP · CUSIP 33740F847

92 institutional holders -2 vs Q2 2023
4,346,7354.3m shares reported held*
$168.9mreported value*
7 new 15 added 43 reduced 12 sold out net sold ≈ $10.1m (-262.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.86.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 91Q1 23: 98Q2 23: 94Q3 23: 9292Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202277
Q4 202291
Q1 202398
Q2 202394
Q3 202392

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 43 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 55 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226134
Q1 20233843
Q2 20232554
Q3 20232255

Biggest buyers

CoreCap Advisors, LLC Added +64,648+64.6k
PRW Wealth Management LLC New +62,146+62.1k
Cetera Investment Advisers Added +50,706+50.7k
CreativeOne Wealth, LLC Added +45,269+45.3k
NewEdge Advisors, LLC Added +30,069+30.1k
ENVESTNET ASSET MANAGEMENT INC Added +26,740+26.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,935+18.9k
Advisory Services Network, LLC New +15,595+15.6k
JPMORGAN CHASE & CO New +12,834+12.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +12,188+12.2k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -101,637-101.6k
RAYMOND JAMES & ASSOCIATES Reduced -73,955-74.0k
HARBOUR INVESTMENTS, INC. Reduced -49,125-49.1k
Raymond James Financial Services Advisors, Inc. Reduced -44,878-44.9k
KRAEMATON INVESTMENT ADVISORS, INC Sold out -43,850-43.9k
Cambridge Investment Research Advisors, Inc. Reduced -30,644-30.6k
OLD MISSION CAPITAL LLC Sold out -22,010-22.0k
MBL Wealth, LLC Reduced -20,710-20.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,583-19.6k
Spire Wealth Management Reduced -17,084-17.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.0 pts · filed 2026-10-27 71.2% +2.0 pts 14.9m≈ $873.0m 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 492,811492.8k $19.2m $19.2m 0.04% Reduced -19.6k -19,583
2 Altman Advisors, Inc. 10.51% of their portfolio CHICAGO, IL 433,235433.2k $16.8m $16.8m 10.51% First filing
3 MBL Wealth, LLC 1.24% of their portfolio CHARLOTTE, NC 226,000226.0k $8.8m $8.8m 1.24% Reduced -20.7k -20,710
4 True Link Financial Advisors, LLC 1.00% of their portfolio SAN FRANCISCO, CA 214,525214.5k $8.3m $8.3m 1.00% Unchanged
5 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 185,227185.2k $7.2m $7.2m 0.06% Added +50.7k +50,706
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 175,562175.6k $6.8m $6.8m 0.01% Reduced -101.6k -101,637
7 OGOREK ANTHONY JOSEPH /NY/ /ADV 2.43% of their portfolio WILLIAMSVILLE, NY 158,342158.3k $6.2m $6.2m 2.43% Reduced -710 -710
8 Naviter Wealth, LLC 1.17% of their portfolio LITTLE ROCK, AR 125,235125.2k $4.9m $4.9m 1.17% Added +3.2k +3,203
9 CreativeOne Wealth, LLC 0.34% of their portfolio OVERLAND PARK, KS 123,263123.3k $4.8m $4.8m 0.34% Added +45.3k +45,269
10 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 105,265105.3k $4.1m $4.1m 0.06% Reduced -6.4k -6,407
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 103,932103.9k $4.0m $4.0m 0.00% Added +26.7k +26,740
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,701102.7k $4.0m $4.0m 0.00% Reduced -2.6k -2,644
13 ERn Financial, LLC 0.77% of their portfolio MIDDLETON, WI 90,90090.9k $3.5m $3.5m 0.77% Reduced -1.7k -1,726
14 CoreCap Advisors, LLC 0.23% of their portfolio SOUTHFIELD, MI 83,70783.7k $3.3m $3.3m 0.23% Added +64.6k +64,648
15 DHJJ Financial Advisors, Ltd. 1.50% of their portfolio NAPERVILLE, IL 75,85875.9k $2.9m $2.9m 1.50% Reduced -3.6k -3,634
16 Mariner, LLC 0.01% of their portfolio Overland Park, KS 68,76868.8k $2.7m $2.7m 0.01% Reduced -10.8k -10,792
17 PRW Wealth Management LLC 0.90% of their portfolio QUINCY, MA 62,14662.1k $2.3m $2.3m 0.90% New
18 McKinley Carter Wealth Services, Inc. 0.19% of their portfolio WHEELING, WV 61,04861.0k $2.4m $2.4m 0.19% Unchanged
19 Aurora Private Wealth, Inc. 2.36% of their portfolio ROCKAWAY, NJ 54,77054.8k $2.1m $2.1m 2.36% Unchanged
20 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 49,84549.8k $1.9m $1.9m 0.03% Unchanged
21 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 48,26848.3k $1.9m $1.9m 0.01% Added +9.6k +9,633
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 47,99748.0k $1.9m $1.9m 0.00% Reduced -44.9k -44,878
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 47,64547.6k $1.9m $1.9m 0.06% Added +157 +157
24 1ST SOURCE BANK 0.12% of their portfolio SOUTH BEND, IN 47,20047.2k $1.8m $1.8m 0.12% Unchanged
25 Plotkin Financial Advisors, LLC 1.55% of their portfolio CHEVY CHASE, MD 45,44445.4k $1.8m $1.8m 1.55% Reduced -251 -251
26 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 45,34645.3k $1.8m $1.8m 0.02% Reduced -2.8k -2,820
27 Keystone Wealth Services, LLC 0.65% of their portfolio PALM DESERT, CA 43,98944.0k $1.7m $1.7m 0.65% Added +555 +555
28 WORLD EQUITY GROUP, INC. 0.35% of their portfolio SCHAUMBURG, IL 43,95644.0k $1.7m $1.7m 0.35% Reduced -763 -763
29 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 42,91542.9k $1.7m $1.7m 0.03% Reduced -15.9k -15,865
30 Integrity Financial Corp /WA 1.24% of their portfolio JACKSON, WY 42,27742.3k $1.6m $1.6m 1.24% Reduced -1.4k -1,437
31 Fragasso Financial Advisors Inc 0.16% of their portfolio SEWICKLEY, PA 40,15340.2k $1.6m $1.6m 0.16% Unchanged
32 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 39,26939.3k $1.5m $1.5m 0.02% Added +30.1k +30,069
33 Cedar Brook Financial Partners, LLC 0.36% of their portfolio CLEVELAND, OH 36,00036.0k $1.4m $1.4m 0.36% Reduced -3.9k -3,933
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 34,35134.4k $1.3m $1.3m 0.00% Reduced -74.0k -73,955
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 31,59331.6k $1.2m $1.2m 0.00% Reduced -435 -435
36 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 30,61730.6k $1.2m $1.2m 0.06% Reduced -49.1k -49,125
37 FSB PREMIER WEALTH MANAGEMENT, INC. 0.64% of their portfolio WATERLOO, IA 29,45829.5k $1.1m $1.1m 0.64% Reduced -6.2k -6,204
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 29,26529.3k $1.1m $1.1m 0.01% Reduced -11.2k -11,240
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,08028.1k $1.1m $1.1m 0.01% Reduced -30.6k -30,644
40 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 27,56527.6k $1.1m $1.1m 0.02% Added +88 +88
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 27,38027.4k $1.1m $1.1m 0.01% Reduced -9.7k -9,662
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,32627.3k $1.1m $1.1m 0.00% Added +18.9k +18,935
43 Integrated Advisors Network LLC 0.06% of their portfolio DALLAS, TX 25,46025.5k $989.4k $989.4k 0.06% Reduced -365 -365
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,62823.6k $918.2k $918.2k 0.00% Reduced -4.6k -4,620
45 Tanglewood Legacy Advisors, LLC 0.51% of their portfolio HOUSTON, TX 22,09922.1k $858.8k $858.8k 0.51% Unchanged
46 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,06422.1k $857.4k $857.4k 0.01% Reduced -4.6k -4,557
47 Bouchey Financial Group, Ltd. 0.10% of their portfolio TROY, NY 20,31320.3k $789.4k $789.4k 0.10% Reduced -5.4k -5,391
48 LANARK FINANCIAL, INC. 0.09% of their portfolio BIRMINGHAM, AL 20,30020.3k $788.0k $788.0k 0.09% First filing
49 Oder Investment Management, LLC 0.84% of their portfolio WOODLAND HILLS, CA 19,96020.0k $775.7k $775.7k 0.84% Unchanged
50 Pitti Group Wealth Management, LLC 0.83% of their portfolio VICTOR, NY 18,72618.7k $727.7k $727.7k 0.83% Reduced -200 -200
51 Sloy Dahl & Holst, LLC 0.15% of their portfolio Vancouver, WA 17,33517.3k $673.7k $673.7k 0.15% Unchanged
52 Sunbelt Securities, Inc. 0.09% of their portfolio HOUSTON, TX 17,22217.2k $669.3k $669.3k 0.09% Unchanged
53 Valtinson Bruner Financial Planning LLC 0.36% of their portfolio NEW BRIGHTON, MN 17,11717.1k $665.2k $665.2k 0.36% Unchanged
54 Ifrah Financial Services, Inc. 0.20% of their portfolio Little Rock, AR 16,31716.3k $634.1k $634.1k 0.20% Reduced -85 -85
55 STAR Financial Bank 0.65% of their portfolio FORT WAYNE, IN 16,28616.3k $632.9k $632.9k 0.65% Reduced -166 -166
56 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 15,59515.6k $606.0k $606.0k 0.02% New
57 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 15,43615.4k $599.9k $599.9k 0.01% Reduced -1.8k -1,836
58 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 14,70214.7k $571.3k $571.3k 0.02% Reduced -17.1k -17,084
59 BEACON FINANCIAL GROUP 0.08% of their portfolio DALLAS, TX 14,43014.4k $588.0k $588.0k 0.08% Reduced -1.0k -1,000
60 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 14,38514.4k $559.0k $559.0k 0.05% Reduced -154 -154
61 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 13,49113.5k $524.3k $524.3k 0.00% Unchanged
62 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 13,19513.2k $512.8k $512.8k 0.01% Reduced -2.9k -2,899
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,83412.8k $498.8k $498.8k 0.00% New
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,18812.2k $473.6k $473.6k 0.00% New
65 TL Private Wealth 0.27% of their portfolio SOUTHLAKE, TX 12,07812.1k $474.4k $474.4k 0.27% Reduced -1.2k -1,176
66 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 12,01312.0k $469.6k $469.6k 0.02% Added +2.0k +2,050
67 Sage Capital Advisors,llc 0.12% of their portfolio SIOUX FALLS, SD 8,0838.1k $314.1k $314.1k 0.12% Added +933 +933
68 Truadvice, LLC 0.12% of their portfolio SARASOTA, FL 7,4997.5k $299.7k $299.7k 0.12% Reduced -29 -29
69 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 7,0377.0k $273.5k $273.5k 0.01% Unchanged
70 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 6,9987.0k $272.0k $272.0k 0.03% Added +1.5k +1,500
71 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,4646.5k $251.2k $251.2k 0.01% Reduced -6.5k -6,464
72 Harvest Investment Services, LLC 0.16% of their portfolio Oakbrook Terrace, IL 6,2636.3k $243.4k $243.4k 0.16% Reduced -823 -823
73 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 6,0756.1k $236.1k $236.1k 0.00% New
74 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 5,8345.8k $226.7k $226.7k 0.04% Unchanged
75 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 5,7965.8k $225.3k $225.3k 0.03% Reduced -225 -225
76 ForthRight Wealth Management, LLC 0.10% of their portfolio ALPHARETTA, GA 5,7605.8k $223.8k $223.8k 0.10% Unchanged
77 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,6625.7k $220.0k $220.0k 0.00% First filing
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,5975.6k $218.0k $218.0k 0.00% Reduced -14 -14
79 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 5,3835.4k $208.7k $208.7k 0.00% Unchanged
80 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 5,3255.3k $206.9k $206.9k 0.04% Unchanged
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,2774.3k $166.2k $166.2k 0.01% Reduced -510 -510
82 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 4,1894.2k $163.0k $163.0k 0.02% Added +3.4k +3,391
83 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,4253.4k $133.1k $133.1k 0.00% Unchanged
84 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 2,4962.5k $97.0k $97.0k 0.01% Unchanged
85 Archer Investment Corp 0.03% of their portfolio Carmel, IN 2,3252.3k $90.4k $90.4k 0.03% Unchanged
86 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,5001.5k $58.3k $58.3k 0.00% Unchanged
87 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4901.5k $57.9k $57.9k 0.00% Unchanged
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,2901.3k $50.1k $50.1k 0.00% Unchanged
89 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 749749 $29.1k $29.1k 0.00% New
90 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 600600 $24.2k $24.2k 0.01% Unchanged
91 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 125125 $4.9k $4.9k 0.00% New
92 UBS Group AG 0.00% of their portfolio ZURICH, V8 8585 $3.3k $3.3k 0.00% Reduced -3.9k -3,881