Vault-13

FIRST TR EXCHNG TRADED FD VI DNOV

FT VEST US EQT · ETP · CUSIP 33740F839

83 institutional holders -6 vs Q4 2023
3,448,5443.4m shares reported held*
$139.3mreported value*
5 new 15 added 35 reduced 12 sold out net sold ≈ $28.2m (-697.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($297.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.39.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 86Q1 23: 87Q2 23: 82Q3 23: 80Q4 23: 89Q1 24: 8383Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202289
Q4 202286
Q1 202387
Q2 202382
Q3 202380
Q4 202389
Q1 202483

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 38 bought or addedQ4 23: 39 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 47 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223356
Q1 20232948
Q2 20231653
Q3 20231747
Q4 20233839
Q1 20242047

Biggest buyers

Cetera Investment Advisers Added +105,238+105.2k
JOURNEY STRATEGIC WEALTH LLC New +18,988+19.0k
Kestra Advisory Services, LLC Added +8,512+8.5k
Concurrent Investment Advisors, LLC Added +7,381+7.4k
LPL Financial LLC Added +7,110+7.1k
Signal Advisors Wealth, LLC New +6,320+6.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +6,127+6.1k
Ameritas Advisory Services, LLC Added +4,900+4.9k
ROYAL BANK OF CANADA Added +4,307+4.3k
UBS Group AG New +4,168+4.2k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -210,493-210.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -158,676-158.7k
BEACON FINANCIAL GROUP Reduced -133,031-133.0k
Cetera Advisors LLC Sold out -48,642-48.6k
Cetera Advisor Networks LLC Sold out -48,559-48.6k
Sowell Financial Services LLC Sold out -47,370-47.4k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -29,216-29.2k
AE Wealth Management LLC Reduced -22,900-22.9k
Mayfair Advisory Group, LLC Reduced -22,366-22.4k
1ST SOURCE BANK Sold out -19,637-19.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +3.5 pts · filed 2026-10-22 44.2% +3.5 pts 3.4m≈ $174.1m 2026-10-22

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 268,602268.6k $10.8m $10.8m 0.02% Reduced -1.8k -1,768
2 Mutual Advisors, LLC 0.30% of their portfolio OMAHA, NE 229,047229.0k $9.3m $9.3m 0.30% Reduced -1.5k -1,468
3 Concurrent Investment Advisors, LLC 0.36% of their portfolio Tampa, FL 216,766216.8k $8.8m $8.8m 0.36% Added +7.4k +7,381
4 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 210,751210.8k $8.5m $8.5m 0.02% Reduced -210.5k -210,493
5 REAP Financial Group, LLC 1.97% of their portfolio AUSTIN, TX 177,475177.5k $7.2m $7.2m 1.97% Added +2.4k +2,358
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 169,916169.9k $6.9m $6.9m 0.02% Added +105.2k +105,238
7 OGOREK ANTHONY JOSEPH /NY/ /ADV 2.29% of their portfolio WILLIAMSVILLE, NY 163,123163.1k $6.6m $6.6m 2.29% Unchanged
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 136,308136.3k $5.5m $5.5m 0.01% Reduced -561 -561
9 IFP Advisors, Inc 0.22% of their portfolio TAMPA, FL 125,189125.2k $5.1m $5.1m 0.22% Unchanged
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,951118.0k $4.8m $4.8m 0.00% Reduced -158.7k -158,676
11 BRASS TAX WEALTH MANAGEMENT, INC 2.31% of their portfolio CINCINNATI, OH 109,636109.6k $4.4m $4.4m 2.31% First filing
12 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 85,17285.2k $3.4m $3.4m 0.12% Added +3.5k +3,460
13 CWM, LLC 0.02% of their portfolio OMAHA, NE 82,08182.1k $3.3m $3.3m 0.02% Reduced -15.8k -15,783
14 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 76,74576.7k $3.1m $3.1m 0.02% Added +8.5k +8,512
15 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 65,77665.8k $2.7m $2.7m 0.06% Unchanged
16 Tanglewood Legacy Advisors, LLC 1.28% of their portfolio HOUSTON, TX 64,54664.5k $2.6m $2.6m 1.28% Reduced -2.8k -2,765
17 Mariner, LLC 0.00% of their portfolio Overland Park, KS 57,74257.7k $2.3m $2.3m 0.00% Added +358 +358
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,92551.9k $2.1m $2.1m 0.00% Added +7.1k +7,110
19 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 51,91551.9k $2.1m $2.1m 0.03% Added +621 +621
20 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 48,38348.4k $2.0m $2.0m 0.00% Reduced -1.1k -1,071
21 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 47,88147.9k $1.9m $1.9m 0.01% Reduced -6.6k -6,559
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 45,50445.5k $1.8m $1.8m 0.01% Reduced -4.2k -4,244
23 Sunbelt Securities, Inc. 0.19% of their portfolio HOUSTON, TX 42,36342.4k $1.7m $1.7m 0.19% Reduced -4.4k -4,361
24 Keystone Wealth Services, LLC 0.56% of their portfolio PALM DESERT, CA 42,32542.3k $1.7m $1.7m 0.56% Reduced -4 -4
25 Echo Wealth Management, LLC 1.37% of their portfolio PLYMOUTH, MN 40,95541.0k $1.7m $1.7m 1.37% Reduced -448 -448
26 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 38,13738.1k $1.5m $1.5m 0.03% Reduced -2.5k -2,540
27 Clear Creek Financial Management, LLC 0.19% of their portfolio SILVERDALE, WA 37,35337.4k $1.5m $1.5m 0.19% Added +3.3k +3,277
28 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 37,25537.3k $1.5m $1.5m 0.02% Reduced -1.5k -1,535
29 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 31,77231.8k $1.3m $1.3m 0.02% Reduced -27 -27
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,28028.3k $1.1m $1.1m 0.00% Reduced -10.7k -10,705
31 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 28,06828.1k $1.1m $1.1m 0.01% Reduced -3.9k -3,913
32 BEACON FINANCIAL GROUP 0.13% of their portfolio DALLAS, TX 27,97528.0k $1.1m $1.1m 0.13% Reduced -133.0k -133,031
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,50624.5k $989.9k $989.9k 0.01% Reduced -22.9k -22,900
34 Ignite Planners, LLC 0.27% of their portfolio SAN CLEMENTE, CA 23,63623.6k $954.3k $954.3k 0.27% Unchanged
35 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 23,48523.5k $948.7k $948.7k 0.06% Unchanged
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,04322.0k $890.4k $890.4k 0.01% Reduced -3.8k -3,760
37 WORLD EQUITY GROUP, INC. 0.18% of their portfolio SCHAUMBURG, IL 21,88921.9k $884.2k $884.2k 0.18% Unchanged
38 Sage Capital Advisors,llc 0.25% of their portfolio SIOUX FALLS, SD 21,60721.6k $872.8k $872.8k 0.25% Unchanged
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,59620.6k $832.0k $832.0k 0.00% Reduced -13.6k -13,615
40 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 18,98819.0k $767.0k $767.0k 0.03% New
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,07718.1k $730.2k $730.2k 0.00% Added +6.1k +6,127
42 Virtue Capital Management, LLC 0.13% of their portfolio BRENTWOOD, TN 17,48117.5k $701.9k $701.9k 0.13% Added +101 +101
43 Lakeridge Wealth Management LLC 0.45% of their portfolio MENTOR, OH 17,00717.0k $687.0k $687.0k 0.45% Unchanged
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,70416.7k $674.7k $674.7k 0.00% Added +3.5k +3,496
45 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 16,63516.6k $672.0k $672.0k 0.05% Unchanged
46 Integrity Financial Corp /WA 0.39% of their portfolio JACKSON, WY 13,99514.0k $565.3k $565.3k 0.39% Reduced -930 -930
47 Icon Wealth Advisors, LLC 0.05% of their portfolio HOUSTON, TX 13,06413.1k $527.7k $527.7k 0.05% Unchanged
48 Bluespring Wealth Management, LLC 0.06% of their portfolio AUSTIN, TX 12,65812.7k $511.3k $511.3k 0.06% Unchanged
49 ARBOR CAPITAL MANAGEMENT INC /ADV 0.47% of their portfolio ANCHORAGE, AK 12,28812.3k $498.0k $498.0k 0.47% Reduced -526 -526
50 Financial Network Wealth Advisors LLC 0.48% of their portfolio MURRAY, UT 11,92311.9k $481.6k $481.6k 0.48% Unchanged
51 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 11,00711.0k $441.5k $441.5k 0.02% Added +4.9k +4,900
52 Donald L. Hagan, LLC 0.22% of their portfolio Sarasota, FL 10,19010.2k $411.6k $411.6k 0.22% Unchanged
53 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 9,3109.3k $376.0k $376.0k 0.04% Reduced -3.8k -3,776
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,0879.1k $367.1k $367.1k 0.00% Reduced -759 -759
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,0719.1k $366.0k $366.0k 0.00% Reduced -3.5k -3,495
56 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,0409.0k $365.2k $365.2k 0.00% Reduced -400 -400
57 Mayfair Advisory Group, LLC 0.26% of their portfolio BIRMINGHAM, AL 8,7978.8k $355.3k $355.3k 0.26% Reduced -22.4k -22,366
58 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 8,7008.7k $351.0k $351.0k 0.01% Unchanged
59 DEBUSSY CAPITAL MANAGEMENT LP 0.09% of their portfolio CHICAGO, IL 7,3157.3k $297.4k $297.4k 0.09% Unchanged
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,2117.2k $291.0k $291.0k 0.00% Added +4.3k +4,307
61 Commonwealth Financial Services, LLC 0.07% of their portfolio VIENNA, WV 7,1917.2k $278.4k $278.4k 0.07% Unchanged
62 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 6,5786.6k $265.7k $265.7k 0.02% Unchanged
63 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,5736.6k $265.5k $265.5k 0.00% Reduced -2.0k -2,041
64 American Planning Services, Inc. 0.19% of their portfolio Sun City Center, FL 6,5616.6k $265.0k $265.0k 0.19% Reduced -1.0k -1,008
65 Signal Advisors Wealth, LLC 0.06% of their portfolio DETROIT, MI 6,3206.3k $255.3k $255.3k 0.06% New
66 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 5,7465.7k $232.1k $232.1k 0.02% Reduced -5.1k -5,093
67 Capital Asset Advisory Services LLC 0.01% of their portfolio Williamston, MI 5,5545.6k $223.4k $223.4k 0.01% Unchanged
68 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,5545.6k $224.3k $224.3k 0.01% Unchanged
69 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 5,4005.4k $218.1k $218.1k 0.00% Unchanged
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,1684.2k $168.4k $168.4k 0.00% New
71 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 3,0763.1k $124.3k $124.3k 0.01% Unchanged
72 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,7952.8k $112.9k $112.9k 0.00% Unchanged
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,6612.7k $107.5k $107.5k 0.01% Reduced -29.2k -29,216
74 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 2,0952.1k $84.6k $84.6k 0.03% Unchanged
75 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0702.1k $83.6k $83.6k 0.00% Added +690 +690
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7651.8k $71.3k $71.3k 0.00% New
77 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 1,5251.5k $61.6k $61.6k 0.03% Unchanged
78 VIMA LLC 0.06% of their portfolio TROY, MI 1,4341.4k $49.1k $49.1k 0.06% Reduced -28 -28
79 Creekmur Asset Management LLC 0.02% of their portfolio MORTON, IL 1,1861.2k $47.9k $47.9k 0.02% Unchanged
80 AlphaMark Advisors, LLC 0.02% of their portfolio FT. WRIGHT, KY 1,1801.2k $48.0k $48.0k 0.02% Reduced -800 -800
81 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 1,1511.2k $46.5k $46.5k 0.01% Unchanged
82 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1501.1k $46.5k $46.5k 0.00% Unchanged
83 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 899899 $36.3k $36.3k 0.00% New