Vault-13

FIRST TR EXCHNG TRADED FD VI DNOV

FT VEST US EQT · ETP · CUSIP 33740F839

89 institutional holders +9 vs Q3 2023
4,043,5394.0m shares reported held*
$156.5mreported value*
11 new 27 added 29 reduced 10 sold out net bought ≈ $6.9m (+178.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.71.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 89Q4 22: 86Q1 23: 87Q2 23: 82Q3 23: 80Q4 23: 8989Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202289
Q4 202286
Q1 202387
Q2 202382
Q3 202380
Q4 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 56 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 38 bought or addedQ4 23: 39 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223356
Q1 20232948
Q2 20231653
Q3 20231747
Q4 20233839

Biggest buyers

Mutual Advisors, LLC Added +191,687+191.7k
Raymond James Financial Services Advisors, Inc. Added +99,271+99.3k
CWM, LLC Added +82,417+82.4k
HARBOUR INVESTMENTS, INC. Added +51,347+51.3k
Kestra Advisory Services, LLC Added +40,392+40.4k
JANE STREET GROUP, LLC New +38,985+39.0k
TRUIST FINANCIAL CORP Added +37,896+37.9k
Spire Wealth Management Added +37,683+37.7k
Mayfair Advisory Group, LLC New +31,163+31.2k
Cetera Advisor Networks LLC Added +23,612+23.6k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -261,624-261.6k
Echo Wealth Management, LLC Reduced -74,226-74.2k
OLD MISSION CAPITAL LLC Reduced -43,719-43.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -31,996-32.0k
NorthCrest Asset Manangement, LLC Sold out -19,216-19.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,724-15.7k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -11,053-11.1k
Capital Asset Advisory Services LLC Reduced -10,694-10.7k
Main Street Financial Solutions, LLC Sold out -9,300-9.3k
Advisory Services Network, LLC Reduced -7,618-7.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +3.5 pts · filed 2026-10-22 44.2% +3.5 pts 3.4m≈ $174.1m 2026-10-22

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 421,244421.2k $16.2m $16.2m 0.03% Reduced -261.6k -261,624
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 276,627276.6k $10.7m $10.7m 0.00% Reduced -32.0k -31,996
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 270,370270.4k $10.5m $10.5m 0.02% Added +9.3k +9,344
4 Mutual Advisors, LLC 0.31% of their portfolio OMAHA, NE 230,515230.5k $8.9m $8.9m 0.31% Added +191.7k +191,687
5 Concurrent Investment Advisors, LLC 0.38% of their portfolio Tampa, FL 209,385209.4k $8.1m $8.1m 0.38% First filing
6 REAP Financial Group, LLC 1.98% of their portfolio AUSTIN, TX 175,117175.1k $6.8m $6.8m 1.98% First filing
7 OGOREK ANTHONY JOSEPH /NY/ /ADV 2.30% of their portfolio WILLIAMSVILLE, NY 163,123163.1k $6.3m $6.3m 2.30% Unchanged
8 BEACON FINANCIAL GROUP 0.76% of their portfolio DALLAS, TX 161,006161.0k $6.2m $6.2m 0.76% Added +1.4k +1,445
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 136,869136.9k $5.3m $5.3m 0.01% Added +99.3k +99,271
10 IFP Advisors, Inc 0.23% of their portfolio TAMPA, FL 125,189125.2k $4.8m $4.8m 0.23% Added +4.0k +3,987
11 CWM, LLC 0.02% of their portfolio OMAHA, NE 97,86497.9k $3.8m $3.8m 0.02% Added +82.4k +82,417
12 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 81,71281.7k $3.2m $3.2m 0.13% Added +51.3k +51,347
13 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 68,23368.2k $2.6m $2.6m 0.02% Added +40.4k +40,392
14 Tanglewood Legacy Advisors, LLC 1.42% of their portfolio HOUSTON, TX 67,31167.3k $2.6m $2.6m 1.42% Reduced -1.1k -1,055
15 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 65,77665.8k $2.5m $2.5m 0.06% Reduced -7.6k -7,618
16 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 64,67864.7k $2.5m $2.5m 0.02% Added +2.5k +2,462
17 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,38457.4k $2.2m $2.2m 0.01% Reduced -3.8k -3,848
18 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 54,44054.4k $2.1m $2.1m 0.01% Reduced -80 -80
19 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 51,29451.3k $2.0m $2.0m 0.03% Reduced -7.0k -7,013
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,74849.7k $1.9m $1.9m 0.01% Reduced -294 -294
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,45449.5k $1.9m $1.9m 0.00% Added +37.9k +37,896
22 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 48,64248.6k $1.9m $1.9m 0.03% Reduced -6.4k -6,430
23 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 48,55948.6k $1.9m $1.9m 0.01% Added +23.6k +23,612
24 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 47,40647.4k $1.9m $1.9m 0.01% Added +10.9k +10,909
25 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 47,37047.4k $1.8m $1.8m 0.10% Reduced -3.0k -2,986
26 Sunbelt Securities, Inc. 0.23% of their portfolio HOUSTON, TX 46,72446.7k $1.8m $1.8m 0.23% Added +172 +172
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 44,81544.8k $1.7m $1.7m 0.00% Added +310 +310
28 Keystone Wealth Services, LLC 0.56% of their portfolio PALM DESERT, CA 42,32942.3k $1.6m $1.6m 0.56% Reduced -7.2k -7,207
29 Echo Wealth Management, LLC 1.49% of their portfolio PLYMOUTH, MN 41,40341.4k $1.6m $1.6m 1.49% Reduced -74.2k -74,226
30 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 40,67740.7k $1.6m $1.6m 0.05% Added +37.7k +37,683
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,98539.0k $1.5m $1.5m 0.00% New
32 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 38,79038.8k $1.5m $1.5m 0.02% Reduced -5.6k -5,605
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,21134.2k $1.3m $1.3m 0.00% Added +20.2k +20,200
34 Clear Creek Financial Management, LLC 0.21% of their portfolio SILVERDALE, WA 34,07634.1k $1.3m $1.3m 0.21% Added +1.2k +1,187
35 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 31,98132.0k $1.2m $1.2m 0.01% Added +199 +199
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.09% of their portfolio BIRMINGHAM, AL 31,87731.9k $1.2m $1.2m 0.09% Reduced -2.3k -2,297
37 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 31,79931.8k $1.2m $1.2m 0.02% Added +6.8k +6,801
38 Mayfair Advisory Group, LLC 1.02% of their portfolio BIRMINGHAM, AL 31,16331.2k $1.2m $1.2m 1.02% New
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 25,80325.8k $1.0m $1.0m 0.01% Added +1.7k +1,728
40 Ignite Planners, LLC 0.27% of their portfolio SAN CLEMENTE, CA 23,63623.6k $911.4k $911.4k 0.27% Reduced -2.5k -2,450
41 McKinley Carter Wealth Services, Inc. 0.07% of their portfolio WHEELING, WV 23,48523.5k $909.3k $909.3k 0.07% Unchanged
42 WORLD EQUITY GROUP, INC. 0.17% of their portfolio SCHAUMBURG, IL 21,88921.9k $847.5k $847.5k 0.17% Reduced -2 -2
43 Sage Capital Advisors,llc 0.27% of their portfolio SIOUX FALLS, SD 21,60721.6k $836.6k $836.6k 0.27% Added +5.1k +5,070
44 1ST SOURCE BANK 0.05% of their portfolio SOUTH BEND, IN 19,63719.6k $760.3k $760.3k 0.05% Unchanged
45 Virtue Capital Management, LLC 0.14% of their portfolio BRENTWOOD, TN 17,38017.4k $667.2k $667.2k 0.14% Added +728 +728
46 Lakeridge Wealth Management LLC 0.48% of their portfolio MENTOR, OH 17,00717.0k $658.5k $658.5k 0.48% First filing
47 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 16,63516.6k $644.0k $644.0k 0.05% Unchanged
48 Integrity Financial Corp /WA 0.42% of their portfolio JACKSON, WY 14,92514.9k $577.9k $577.9k 0.42% Added +6.0k +5,983
49 Schwallier Wealth Management LLC 0.46% of their portfolio GRAND RAPIDS, MI 14,30014.3k $553.7k $553.7k 0.46% First filing
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,20813.2k $511.4k $511.4k 0.00% Reduced -6.8k -6,806
51 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 13,08613.1k $506.0k $506.0k 0.05% Reduced -843 -843
52 Icon Wealth Advisors, LLC 0.05% of their portfolio HOUSTON, TX 13,06413.1k $505.8k $505.8k 0.05% First filing
53 ARBOR CAPITAL MANAGEMENT INC /ADV 0.37% of their portfolio ANCHORAGE, AK 12,81412.8k $491.9k $491.9k 0.37% New
54 Bluespring Wealth Management, LLC 0.06% of their portfolio AUSTIN, TX 12,65812.7k $490.1k $490.1k 0.06% Unchanged
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,56612.6k $487.0k $487.0k 0.00% Added +6.9k +6,895
56 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,95912.0k $463.1k $463.1k 0.01% Reduced -43.7k -43,719
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,95011.9k $462.7k $462.7k 0.00% Added +5.7k +5,749
58 Financial Network Wealth Advisors LLC 0.49% of their portfolio MURRAY, UT 11,92311.9k $461.7k $461.7k 0.49% First filing
59 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 10,83910.8k $419.7k $419.7k 0.04% Added +4.3k +4,269
60 Donald L. Hagan, LLC 0.22% of their portfolio Sarasota, FL 10,19010.2k $394.6k $394.6k 0.22% Unchanged
61 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,8469.8k $381.2k $381.2k 0.00% New
62 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,4409.4k $365.5k $365.5k 0.00% Unchanged
63 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 8,7008.7k $337.0k $337.0k 0.01% Reduced -285 -285
64 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,6148.6k $333.5k $333.5k 0.01% Reduced -2.6k -2,566
65 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 8,0008.0k $314.4k $314.4k 0.01% Unchanged
66 American Planning Services, Inc. 0.22% of their portfolio Sun City Center, FL 7,5697.6k $293.1k $293.1k 0.22% Reduced -1.6k -1,592
67 DEBUSSY CAPITAL MANAGEMENT LP 0.09% of their portfolio CHICAGO, IL 7,3157.3k $288.1k $288.1k 0.09% Unchanged
68 Commonwealth Financial Services, LLC 0.07% of their portfolio VIENNA, WV 7,1917.2k $278.4k $278.4k 0.07% Reduced -5.5k -5,536
69 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 6,5786.6k $254.7k $254.7k 0.02% New
70 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 6,5076.5k $252.0k $252.0k 0.01% New
71 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,1076.1k $240.8k $240.8k 0.01% Reduced -7.0k -6,985
72 Delta Investment Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 6,0796.1k $235.4k $235.4k 0.06% Reduced -3.0k -3,042
73 Capital Asset Advisory Services LLC 0.01% of their portfolio Williamston, MI 5,5545.6k $215.1k $215.1k 0.01% Reduced -10.7k -10,694
74 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,5545.6k $215.1k $215.1k 0.01% Reduced -11.1k -11,053
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 5,4005.4k $209.1k $209.1k 0.01% New
76 SMART Wealth LLC 0.11% of their portfolio Omaha, NE 5,3955.4k $208.9k $208.9k 0.11% New
77 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 3,0763.1k $119.1k $119.1k 0.01% Unchanged
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,9042.9k $112.0k $112.0k 0.00% Reduced -7.4k -7,368
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,7952.8k $108.2k $108.2k 0.00% New
80 MTM Investment Management, LLC 0.04% of their portfolio SPARTANBURG, SC 2,0952.1k $81.1k $81.1k 0.04% Reduced -1.0k -1,000
81 AlphaMark Advisors, LLC 0.03% of their portfolio FT. WRIGHT, KY 1,9802.0k $77.0k $77.0k 0.03% New
82 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 1,5251.5k $59.0k $59.0k 0.03% Unchanged
83 VIMA LLC 0.13% of their portfolio TROY, MI 1,4621.5k $56.6k $56.6k 0.13% First filing
84 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,3801.4k $53.4k $53.4k 0.00% Added +690 +690
85 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 1,1861.2k $45.9k $45.9k 0.01% First filing
86 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 1,1511.2k $44.6k $44.6k 0.01% Unchanged
87 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,1501.1k $44.5k $44.5k 0.00% First filing
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 233233 $9.0k $9.0k 0.00% Unchanged
89 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 4646 $1.8k $1.8k 0.00% New