Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

360 institutional holders +25 vs Q3 2024
86,030,80686.0m shares reported held*
$3.7bnreported value*
25 new 132 added 148 reduced 25 sold out net sold ≈ $500.3m (-11.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.98. Options: 3 managers hold calls ($410.2k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348Q1 24: 348Q2 24: 344Q3 24: 335Q4 24: 360360Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348
Q1 2024348
Q2 2024344
Q3 2024335
Q4 2024360

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ2 23: 215 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 170 bought or addedQ3 23: 151 cut or sold outQ4 23: 167 bought or addedQ4 23: 165 cut or sold outQ4 23Q1 24: 207 bought or addedQ1 24: 146 cut or sold outQ2 24: 166 bought or addedQ2 24: 189 cut or sold outQ2 24Q3 24: 189 bought or addedQ3 24: 153 cut or sold outQ4 24: 157 bought or addedQ4 24: 173 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023187119
Q2 2023215106
Q3 2023170151
Q4 2023167165
Q1 2024207146
Q2 2024166189
Q3 2024189153
Q4 2024157173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $1.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $24.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.0kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $410.2kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$1.0k$00.00
Q2 2024$24.0k$00.00
Q3 2024$6.0k$00.00
Q4 2024$410.2k$00.00

Biggest buyers

GOLDMAN SACHS GROUP INC New +1,550,935+1.6m
Coppell Advisory Solutions LLC Added +954,342+954.3k
CITADEL ADVISORS LLC Added +775,079+775.1k
Arax Advisory Partners Added +427,877+427.9k
AMERIPRISE FINANCIAL INC Added +419,858+419.9k
TRUIST FINANCIAL CORP Added +358,868+358.9k
&PARTNERS Added +320,754+320.8k
JANE STREET GROUP, LLC Added +304,112+304.1k
Atria Investments, Inc Added +256,775+256.8k
OSAIC HOLDINGS, INC. Added +254,304+254.3k

Biggest sellers

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Reduced -7,492,684-7.5m
MORGAN STANLEY Reduced -2,154,201-2.2m
LVZ, Inc. Reduced -1,273,080-1.3m
LPL Financial LLC Reduced -981,030-981.0k
WELLS FARGO & COMPANY/MN Reduced -734,439-734.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -661,148-661.1k
UBS Group AG Reduced -621,846-621.8k
Mach-1 Financial Group, LLC Reduced -458,011-458.0k
Cyndeo Wealth Partners, LLC Reduced -414,955-415.0k
First Heartland Consultants, Inc. Reduced -351,441-351.4k

Biggest calls

CITADEL ADVISORS LLC New $365.2k8.5k shares
SIMPLEX TRADING, LLC Added $45.0k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 10,279,65810.3m $441.7m $441.7m 0.03% Reduced -2.2m -2,154,201
2 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 8,449,3358.4m $363.1m $363.1m 0.15% Reduced -981.0k -981,030
3 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 6,313,4396.3m $271.3m $271.3m 0.07% Reduced -734.4k -734,439
4 RAYMOND JAMES FINANCIAL INC 0.06% of their portfolio ST. PETERSBURG, FL 3,683,6213.7m $158.3m $158.3m 0.06% First filing
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,298,1343.3m $141.7m $141.7m 0.03% Reduced -621.8k -621,846
6 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,577,6752.6m $110.8m $110.8m 0.04% Reduced -661.1k -661,148
7 Coppell Advisory Solutions LLC 12.01% of their portfolio COPPELL, TX 1,992,1932.0m $85.9m $85.9m 12.01% Added +954.3k +954,342
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,716,6821.7m $73.8m $73.8m 0.02% Added +419.9k +419,858
9 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,550,9351.6m $66.6m $66.6m 0.01% New
10 Allen Capital Group, LLC 7.04% of their portfolio GRAND ISLAND, NE 1,338,6201.3m $57.5m $57.5m 7.04% Added +84.1k +84,052
11 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 1,326,1621.3m $57.0m $57.0m 0.09% Added +358.9k +358,868
12 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 1,199,4211.2m $51.5m $51.5m 0.11% Reduced -340.5k -340,461
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,166,2481.2m $50.1m $50.1m 0.01% Reduced -25.6k -25,598
14 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,145,2721.1m $49.2m $49.2m 0.11% Added +254.3k +254,304
15 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,048,8991.0m $45.1m $45.1m 0.07% Added +22.3k +22,347
16 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 1,032,7221.0m $45.1m $45.1m 0.09% Added +39.1k +39,106
17 Pine Valley Investments Ltd Liability Co 2.81% of their portfolio MARLTON, NJ 997,448997.4k $42.9m $42.9m 2.81% Reduced -231.1k -231,079
18 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 956,274956.3k $41.1m $41.1m 0.04% Added +775.1k +775,079
19 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 946,596946.6k $40.7m $40.7m 0.14% Added +15.2k +15,236
20 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 933,829933.8k $40.1m $40.1m 0.04% Reduced -17.5k -17,460
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 924,941924.9k $39.7m $39.7m 0.00% Added +45.3k +45,305
22 Long Run Wealth Advisors, LLC 9.32% of their portfolio Lake Placid, NY 904,759904.8k $38.9m $38.9m 9.32% Added +47.3k +47,345
23 &PARTNERS 0.44% of their portfolio NASHVILLE, TN 862,470862.5k $36.7m $36.7m 0.44% Added +320.8k +320,754
24 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 819,119819.1k $35.2m $35.2m 0.05% Reduced -30.8k -30,834
25 NewEdge Advisors, LLC 0.20% of their portfolio NEW ORLEANS, LA 792,984793.0k $34.1m $34.1m 0.20% Added +24.7k +24,679
26 Commonwealth Financial Services, LLC 6.18% of their portfolio VIENNA, WV 733,486733.5k $31.5m $31.5m 6.18% Reduced -801 -801
27 Spire Wealth Management 0.86% of their portfolio MCLEAN, VA 640,737640.7k $27.5m $27.5m 0.86% Reduced -5.2k -5,153
28 AXXCESS WEALTH MANAGEMENT, LLC 0.64% of their portfolio CARLSBAD, CA 604,876604.9k $26.0m $26.0m 0.64% Added +9.4k +9,448
29 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 603,672603.7k $25.9m $25.9m 0.07% Reduced -73.2k -73,185
30 Larson Financial Group LLC 1.34% of their portfolio ST LOUIS, MO 601,905601.9k $25.9m $25.9m 1.34% Added +74.5k +74,467
31 Atria Investments, Inc 0.31% of their portfolio Charlotte, NC 584,222584.2k $25.1m $25.1m 0.31% Added +256.8k +256,775
32 Great Lakes Retirement, Inc. 3.18% of their portfolio SANDUSKY, OH 573,818573.8k $24.7m $24.7m 3.18% Added +855 +855
33 Drake & Associates, LLC 6.85% of their portfolio WAUKESHA, WI 556,890556.9k $24.1m $24.1m 6.85% Added +63.7k +63,670
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 508,354508.4k $21.8m $21.8m 0.00% Reduced -124.4k -124,437
35 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 498,755498.8k $21.4m $21.4m 0.12% Reduced -40.1k -40,074
36 Capital Asset Advisory Services LLC 1.04% of their portfolio Williamston, MI 494,526494.5k $21.2m $21.2m 1.04% Added +728 +728
37 Elios Financial Group Inc. 10.00% of their portfolio WESTLAKE, OH 492,104492.1k $21.1m $21.1m 10.00% Added +95.7k +95,654
38 Prospera Financial Services Inc 0.49% of their portfolio Dallas, TX 490,908490.9k $21.1m $21.1m 0.49% Reduced -143.1k -143,129
39 Seascape Capital Management 7.16% of their portfolio PORTSMOUTH, NH 478,525478.5k $20.6m $20.6m 7.16% Reduced -598 -598
40 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 478,510478.5k $20.6m $20.6m 0.04% Added +164.0k +164,046
41 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 450,122450.1k $19.3m $19.3m 0.12% Reduced -71.2k -71,157
42 O'Connor Financial Group LLC 9.65% of their portfolio QUINCY, IL 429,719429.7k $18.5m $18.5m 9.65% Added +13.9k +13,921
43 Bluespring Wealth Management, LLC 1.89% of their portfolio AUSTIN, TX 428,204428.2k $18.4m $18.4m 1.89% Added +66.6k +66,587
44 Arax Advisory Partners 1.16% of their portfolio NEW YORK, NY 428,021428.0k $18.4m $18.4m 1.16% Added +427.9k +427,877
45 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 427,901427.9k $18.4m $18.4m 0.16% Reduced -173.6k -173,567
46 LeClair Wealth Partners LLC 12.17% of their portfolio DUBLIN, OH 424,773424.8k $18.3m $18.3m 12.17% First filing
47 GDS Wealth Management 1.51% of their portfolio FLOWER MOUND, TX 386,356386.4k $16.6m $16.6m 1.51% Added +43.4k +43,441
48 Per Stirling Capital Management, LLC. 2.34% of their portfolio AUSTIN, TX 383,401383.4k $16.5m $16.5m 2.34% Added +24.1k +24,095
49 Alpha Financial Advisors, LLC 7.42% of their portfolio CHARLOTTE, NC 381,630381.6k $16.4m $16.4m 7.42% Reduced -16.9k -16,875
50 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 372,543372.5k $16.0m $16.0m 0.09% Reduced -50.9k -50,924
51 Sanctuary Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 367,704367.7k $15.9m $15.9m 0.10% Reduced -8.7k -8,709
52 Mariner, LLC 0.03% of their portfolio Overland Park, KS 350,324350.3k $15.1m $15.1m 0.03% Added +239.8k +239,803
53 TCP Asset Management, LLC 3.20% of their portfolio Upper Arlington, OH 337,441337.4k $14.5m $14.5m 3.20% Added +18.1k +18,068
54 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 309,173309.2k $13.3m $13.3m 0.02% Added +304.1k +304,112
55 Dominguez Wealth Management Solutions, Inc. 9.60% of their portfolio WILLIAMSBURG, VA 306,149306.1k $13.2m $13.2m 9.60% Added +151 +151
56 HARBOUR INVESTMENTS, INC. 0.37% of their portfolio MADISON, WI 299,782299.8k $12.9m $12.9m 0.37% Reduced -199.7k -199,685
57 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.32% of their portfolio LOS ANGELES, CA 295,120295.1k $12.7m $12.7m 0.32% Reduced -7.5m -7,492,684
58 Ameritas Advisory Services, LLC 0.41% of their portfolio Lincoln, NE 277,843277.8k $11.9m $11.9m 0.41% Added +38.8k +38,754
59 American Financial Advisors, LLC 1.55% of their portfolio Marietta, GA 256,197256.2k $11.0m $11.0m 1.55% Reduced -64.0k -63,973
60 LexAurum Advisors, LLC 2.08% of their portfolio OVERLAND PARK, KS 244,015244.0k $10.5m $10.5m 2.08% Added +12.1k +12,093
61 TWIN PEAKS WEALTH ADVISORS, LLC 4.32% of their portfolio SAN FRANCISCO, CA 236,892236.9k $10.2m $10.2m 4.32% Reduced -15.2k -15,238
62 Triumph Capital Management 3.48% of their portfolio DENVER, CO 236,645236.6k $10.2m $10.2m 3.48% Added +7.7k +7,686
63 Sigma Planning Corp 0.31% of their portfolio ANN ARBOR, MI 230,210230.2k $9.9m $9.9m 0.31% Reduced -113.4k -113,367
64 Cornerstone Wealth Management, LLC 0.66% of their portfolio ST. PETERS, MO 226,826226.8k $9.7m $9.7m 0.66% Added +14.5k +14,487
65 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 224,614224.6k $9.7m $9.7m 0.03% Reduced -63.4k -63,361
66 IFP Advisors, Inc 0.32% of their portfolio TAMPA, FL 224,608224.6k $9.7m $9.7m 0.32% Added +21.3k +21,291
67 HOWARD FINANCIAL SERVICES, LTD. 1.30% of their portfolio DALLAS, TX 223,255223.3k $9.6m $9.6m 1.30% Reduced -83.1k -83,107
68 Opes Wealth Management LLC 1.90% of their portfolio MENLO PARK, CA 215,249215.2k $9.2m $9.2m 1.90% Added +21.8k +21,764
69 Horizon Investments, LLC 0.26% of their portfolio Charlotte, NC 208,962209.0k $8.9m $8.9m 0.26% Added +1.3k +1,274
70 BELLEVUE ASSET MANAGEMENT, LLC 4.63% of their portfolio BELLEVUE, WA 208,649208.6k $9.0m $9.0m 4.63% Reduced -30.8k -30,809
71 First Pacific Financial 2.06% of their portfolio VANCOUVER, WA 206,230206.2k $8.9m $8.9m 2.06% Added +1.8k +1,791
72 Visionary Wealth Advisors 0.47% of their portfolio O'FALLON, IL 187,365187.4k $8.1m $8.1m 0.47% Reduced -72.4k -72,392
73 Geneos Wealth Management Inc. 0.28% of their portfolio ENGLEWOOD, CO 183,242183.2k $7.9m $7.9m 0.28% Added +9.0k +8,976
74 FSB PREMIER WEALTH MANAGEMENT, INC. 3.12% of their portfolio WATERLOO, IA 181,185181.2k $7.8m $7.8m 3.12% Added +3.9k +3,937
75 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 179,378179.4k $7.7m $7.7m 0.08% Reduced -118.3k -118,305
76 IAMS WEALTH MANAGEMENT, LLC 3.44% of their portfolio OMAHA, NE 174,783174.8k $7.5m $7.5m 3.44% Added +60.3k +60,289
77 CoreCap Advisors, LLC 0.34% of their portfolio SOUTHFIELD, MI 171,369171.4k $7.4m $7.4m 0.34% Added +91.9k +91,856
78 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 170,592170.6k $7.3m $7.3m 0.01% Reduced -161.6k -161,581
79 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.53% of their portfolio CEDAR RAPIDS, IA 167,416167.4k $7.2m $7.2m 0.53% Added +3.9k +3,863
80 PARK NATIONAL CORP /OH/ 0.25% of their portfolio NEWARK, OH 161,948161.9k $7.0m $7.0m 0.25% Added +25.9k +25,876
81 AlphaMark Advisors, LLC 3.00% of their portfolio FT. WRIGHT, KY 161,559161.6k $6.9m $6.9m 3.00% Added +10.1k +10,053
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 155,746155.7k $6.7m $6.7m 0.01% Added +486 +486
83 HBW ADVISORY SERVICES LLC 0.68% of their portfolio SIMI VALLEY, CA 155,069155.1k $6.7m $6.7m 0.68% Added +24.9k +24,851
84 Snowden Capital Advisors LLC 0.20% of their portfolio New York, NY 152,104152.1k $6.5m $6.5m 0.20% Added +4.7k +4,737
85 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 151,062151.1k $6.5m $6.5m 0.09% Reduced -22.2k -22,157
86 Independent Advisor Alliance 0.08% of their portfolio CHARLOTTE, NC 147,981148.0k $6.4m $6.4m 0.08% New
87 Landmark Wealth Management, LLC 2.69% of their portfolio MELVILLE, NY 141,393141.4k $6.1m $6.1m 2.69% Added +6.1k +6,142
88 Andina Capital Management, LLC 4.88% of their portfolio LOGAN, UT 139,222139.2k $6.0m $6.0m 4.88% Reduced -112.7k -112,680
89 CENTAURUS FINANCIAL, INC. 0.36% of their portfolio ANAHEIM, CA 137,443137.4k $5.9m $5.9m 0.36% Added +36.3k +36,341
90 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 137,278137.3k $5.9m $5.9m 0.02% Added +43.8k +43,757
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 136,653136.7k $5.9m $5.9m 0.01% Reduced -172.9k -172,926
92 IHT Wealth Management, LLC 0.18% of their portfolio Chicago, IL 131,182131.2k $5.6m $5.6m 0.18% Added +10.8k +10,766
93 First Horizon Advisors, Inc. 0.16% of their portfolio MEMPHIS, TN 130,756130.8k $5.6m $5.6m 0.16% Added +8.1k +8,080
94 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 130,259130.3k $5.6m $5.6m 0.06% Added +1.3k +1,335
95 Dynamic Advisor Solutions LLC 0.24% of their portfolio PHOENIX, AZ 129,799129.8k $5.6m $5.6m 0.24% Added +6.4k +6,397
96 Financial Advocates Investment Management 0.32% of their portfolio OLYMPIA, WA 129,274129.3k $5.6m $5.6m 0.32% Reduced -3.9k -3,920
97 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 128,577128.6k $5.5m $5.5m 0.08% Reduced -3.2k -3,240
98 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 126,680126.7k $5.4m $5.4m 0.01% Reduced -79.5k -79,470
99 Creekmur Asset Management LLC 1.21% of their portfolio MORTON, IL 122,829122.8k $5.3m $5.3m 1.21% Added +9.6k +9,598
100 Randall & Associates Wealth Management 4.38% of their portfolio BUTLER, PA 122,742122.7k $5.3m $5.3m 4.38% Added +18.6k +18,604