Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

335 institutional holders -9 vs Q2 2024
97,610,87197.6m shares reported held*
$4.4bnreported value*
23 new 166 added 122 reduced 31 sold out net bought ≈ $121.2m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.23. Options: 2 managers hold calls ($6.0k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348Q1 24: 348Q2 24: 344Q3 24: 335335Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348
Q1 2024348
Q2 2024344
Q3 2024335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ1 23: 187 bought or addedQ1 23: 119 cut or sold outQ1 23Q2 23: 215 bought or addedQ2 23: 106 cut or sold outQ3 23: 170 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 165 cut or sold outQ1 24: 207 bought or addedQ1 24: 146 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 189 cut or sold outQ3 24: 189 bought or addedQ3 24: 153 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119
Q2 2023215106
Q3 2023170151
Q4 2023167165
Q1 2024207146
Q2 2024166189
Q3 2024189153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 23 calls: $4.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $24.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.0kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$4.0k$00.00
Q1 2024$1.0k$00.00
Q2 2024$24.0k$00.00
Q3 2024$6.0k$00.00

Biggest buyers

MORGAN STANLEY Added +1,023,873+1.0m
Coppell Advisory Solutions LLC Added +800,727+800.7k
Thrivent Financial for Lutherans Added +626,542+626.5k
LPL Financial LLC Added +615,776+615.8k
Great Lakes Retirement, Inc. Added +572,866+572.9k
AMERIPRISE FINANCIAL INC Added +366,832+366.8k
&PARTNERS Added +344,005+344.0k
Steward Partners Investment Advisory, LLC Added +330,654+330.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +309,579+309.6k
UBS Group AG Added +291,750+291.8k

Biggest sellers

Kestra Advisory Services, LLC Reduced -575,951-576.0k
CITADEL ADVISORS LLC Reduced -569,604-569.6k
Private Advisor Group, LLC Reduced -539,195-539.2k
BRASS TAX WEALTH MANAGEMENT, INC Sold out -481,518-481.5k
JPMORGAN CHASE & CO Reduced -414,602-414.6k
RAYMOND JAMES & ASSOCIATES Reduced -409,943-409.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -351,033-351.0k
JANE STREET GROUP, LLC Reduced -230,877-230.9k
Prospera Financial Services Inc Reduced -222,618-222.6k
Sanchez Wealth Management Group Sold out -204,356-204.4k

Biggest calls

SIMPLEX TRADING, LLC Reduced $6.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 12,433,85912.4m $562.5m $562.5m 0.04% Added +1.0m +1,023,873
2 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 9,430,3659.4m $426.6m $426.6m 0.19% Added +615.8k +615,776
3 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.13% of their portfolio LOS ANGELES, CA 7,787,8047.8m $352.3m $352.3m 8.13% Added +257.2k +257,223
4 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 7,047,8787.0m $318.8m $318.8m 0.08% Added +31.6k +31,584
5 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,919,9803.9m $177.3m $177.3m 0.05% Added +291.8k +291,750
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,238,8233.2m $146.5m $146.5m 0.05% Added +167.0k +167,020
7 Raymond James Financial Services Advisors, Inc. 0.15% of their portfolio ST. PETERSBURG, FL 2,414,3402.4m $109.2m $109.2m 0.15% Reduced -145.7k -145,697
8 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,835,0261.8m $83.0m $83.0m 0.05% Reduced -409.9k -409,943
9 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 1,539,8821.5m $69.7m $69.7m 0.15% Reduced -58.7k -58,685
10 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,296,8241.3m $58.6m $58.6m 0.02% Added +366.8k +366,832
11 LVZ, Inc. 7.43% of their portfolio Holland, MI 1,283,9711.3m $58.1m $58.1m 7.43% Reduced -2.7k -2,695
12 Allen Capital Group, LLC 7.19% of their portfolio GRAND ISLAND, NE 1,254,5681.3m $56.8m $56.8m 7.19% Added +55.4k +55,380
13 Pine Valley Investments Ltd Liability Co 3.83% of their portfolio MARLTON, NJ 1,228,5271.2m $55.6m $55.6m 3.83% Reduced -114.5k -114,498
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,191,8461.2m $53.9m $53.9m 0.01% Added +209.8k +209,772
15 Coppell Advisory Solutions LLC 6.93% of their portfolio COPPELL, TX 1,037,8511.0m $47.1m $47.1m 6.93% Added +800.7k +800,727
16 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,026,5521.0m $46.4m $46.4m 0.07% Added +25.3k +25,256
17 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 993,616993.6k $45.0m $45.0m 0.09% Added +626.5k +626,542
18 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 967,294967.3k $43.8m $43.8m 0.07% Added +214.1k +214,107
19 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 951,289951.3k $43.0m $43.0m 0.05% Added +238.9k +238,855
20 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 931,360931.4k $42.1m $42.1m 0.14% Added +65.4k +65,387
21 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 890,968891.0k $40.3m $40.3m 0.09% Reduced -13.9k -13,894
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 879,636879.6k $39.8m $39.8m 0.00% Reduced -125.1k -125,123
23 Long Run Wealth Advisors, LLC 9.13% of their portfolio Lake Placid, NY 857,414857.4k $38.8m $38.8m 9.13% Added +30.9k +30,863
24 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 849,953850.0k $38.5m $38.5m 0.05% Reduced -20.3k -20,286
25 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 768,305768.3k $34.8m $34.8m 0.23% Added +267.0k +266,957
26 Commonwealth Financial Services, LLC 6.58% of their portfolio VIENNA, WV 734,287734.3k $33.3m $33.3m 6.58% Added +32.2k +32,224
27 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 676,857676.9k $30.6m $30.6m 0.09% Reduced -24.8k -24,840
28 Spire Wealth Management 0.99% of their portfolio MCLEAN, VA 645,890645.9k $29.2m $29.2m 0.99% Reduced -14.1k -14,136
29 Prospera Financial Services Inc 0.73% of their portfolio Dallas, TX 634,037634.0k $28.7m $28.7m 0.73% Reduced -222.6k -222,618
30 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 632,791632.8k $28.6m $28.6m 0.01% Reduced -40.6k -40,626
31 Steward Partners Investment Advisory, LLC 0.25% of their portfolio STAMFORD, CT 601,468601.5k $27.2m $27.2m 0.25% Added +330.7k +330,654
32 AXXCESS WEALTH MANAGEMENT, LLC 0.68% of their portfolio CARLSBAD, CA 595,428595.4k $26.9m $26.9m 0.68% Added +23.8k +23,752
33 Great Lakes Retirement, Inc. 3.32% of their portfolio SANDUSKY, OH 572,963573.0k $25.9m $25.9m 3.32% Added +572.9k +572,866
34 &PARTNERS 0.47% of their portfolio NASHVILLE, TN 541,716541.7k $24.5m $24.5m 0.47% Added +344.0k +344,005
35 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 538,829538.8k $24.4m $24.4m 0.13% Reduced -576.0k -575,951
36 Larson Financial Group LLC 1.36% of their portfolio ST LOUIS, MO 527,438527.4k $23.9m $23.9m 1.36% Added +47.3k +47,254
37 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 521,279521.3k $23.6m $23.6m 0.15% Reduced -35.1k -35,120
38 HARBOUR INVESTMENTS, INC. 0.68% of their portfolio MADISON, WI 499,467499.5k $22.6m $22.6m 0.68% Added +190.7k +190,661
39 Capital Asset Advisory Services LLC 1.10% of their portfolio Williamston, MI 493,798493.8k $22.0m $22.0m 1.10% Added +15.9k +15,871
40 Drake & Associates, LLC 7.21% of their portfolio WAUKESHA, WI 493,220493.2k $22.3m $22.3m 7.21% Added +11.7k +11,702
41 Mach-1 Financial Group, LLC 13.44% of their portfolio Rogers, AR 484,289484.3k $21.9m $21.9m 13.44% Added +45.1k +45,128
42 Seascape Capital Management 7.73% of their portfolio PORTSMOUTH, NH 479,123479.1k $21.7m $21.7m 7.73% Reduced -16.9k -16,938
43 Cyndeo Wealth Partners, LLC 1.41% of their portfolio ST. PETERSBURG, FL 446,352446.4k $20.2m $20.2m 1.41% Reduced -84.2k -84,225
44 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 423,467423.5k $19.2m $19.2m 0.12% Reduced -539.2k -539,195
45 O'Connor Financial Group LLC 9.88% of their portfolio QUINCY, IL 415,798415.8k $18.8m $18.8m 9.88% Added +25.5k +25,451
46 Alpha Financial Advisors, LLC 7.98% of their portfolio CHARLOTTE, NC 398,505398.5k $18.0m $18.0m 7.98% Added +18.3k +18,272
47 Elios Financial Group Inc. 8.28% of their portfolio WESTLAKE, OH 396,450396.4k $17.9m $17.9m 8.28% First filing
48 First Heartland Consultants, Inc. 1.92% of their portfolio LAKE ST. LOUIS, MO 393,695393.7k $17.8m $17.8m 1.92% Added +14.5k +14,460
49 Sanctuary Advisors, LLC 0.10% of their portfolio INDIANAPOLIS, IN 376,413376.4k $16.3m $16.3m 0.10% Added +1.8k +1,769
50 Bluespring Wealth Management, LLC 1.64% of their portfolio AUSTIN, TX 361,617361.6k $16.4m $16.4m 1.64% Added +52.7k +52,702
51 Per Stirling Capital Management, LLC. 2.26% of their portfolio AUSTIN, TX 359,306359.3k $16.3m $16.3m 2.26% Added +290.5k +290,488
52 Sigma Planning Corp 0.48% of their portfolio ANN ARBOR, MI 343,577343.6k $15.5m $15.5m 0.48% Reduced -20.0k -20,041
53 GDS Wealth Management 1.51% of their portfolio FLOWER MOUND, TX 342,915342.9k $15.5m $15.5m 1.51% Added +39.2k +39,159
54 Cedrus LLC 5.58% of their portfolio Littleton, CO 333,069333.1k $15.1m $15.1m 5.58% Added +90.4k +90,364
55 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 332,173332.2k $15.0m $15.0m 0.01% Added +46.1k +46,084
56 Atria Investments, Inc 0.18% of their portfolio Charlotte, NC 327,447327.4k $14.8m $14.8m 0.18% Reduced -64 -64
57 American Financial Advisors, LLC 1.98% of their portfolio Marietta, GA 320,170320.2k $14.5m $14.5m 1.98% Reduced -42.2k -42,169
58 TCP Asset Management, LLC 3.33% of their portfolio Upper Arlington, OH 319,373319.4k $14.4m $14.4m 3.33% Added +8.4k +8,378
59 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 314,464314.5k $14.2m $14.2m 0.03% Added +3.1k +3,118
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 309,579309.6k $14.0m $14.0m 0.02% New
61 HOWARD FINANCIAL SERVICES, LTD. 2.00% of their portfolio DALLAS, TX 306,362306.4k $13.9m $13.9m 2.00% Added +4.2k +4,152
62 Dominguez Wealth Management Solutions, Inc. 10.02% of their portfolio WILLIAMSBURG, VA 305,998306.0k $13.8m $13.8m 10.02% Reduced -17.1k -17,115
63 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 297,683297.7k $13.5m $13.5m 0.15% Added +26.9k +26,919
64 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 287,975288.0k $13.0m $13.0m 0.04% Added +3.3k +3,311
65 Visionary Wealth Advisors 0.72% of their portfolio O'FALLON, IL 259,757259.8k $11.8m $11.8m 0.72% Reduced -53.0k -53,050
66 TWIN PEAKS WEALTH ADVISORS, LLC 5.26% of their portfolio SAN FRANCISCO, CA 252,130252.1k $11.4m $11.4m 5.26% Added +6.0k +5,987
67 Andina Capital Management, LLC 8.67% of their portfolio LOGAN, UT 251,902251.9k $11.4m $11.4m 8.67% Added +89.6k +89,570
68 BELLEVUE ASSET MANAGEMENT, LLC 5.56% of their portfolio BELLEVUE, WA 239,458239.5k $10.8m $10.8m 5.56% Added +29.9k +29,860
69 Ameritas Advisory Services, LLC 0.47% of their portfolio Lincoln, NE 239,089239.1k $10.8m $10.8m 0.47% Reduced -27.9k -27,881
70 LexAurum Advisors, LLC 2.31% of their portfolio OVERLAND PARK, KS 231,922231.9k $10.5m $10.5m 2.31% Added +53.5k +53,536
71 Triumph Capital Management 3.69% of their portfolio DENVER, CO 228,959229.0k $10.4m $10.4m 3.69% Added +8.1k +8,109
72 Cornerstone Wealth Management, LLC 0.68% of their portfolio ST. PETERS, MO 212,339212.3k $9.6m $9.6m 0.68% Added +2.3k +2,290
73 Gladstone Institutional Advisory LLC 0.46% of their portfolio Bedminster, NJ 209,769209.8k $9.5m $9.5m 0.46% Reduced -11.1k -11,126
74 Horizon Investments, LLC 0.25% of their portfolio Charlotte, NC 207,688207.7k $9.4m $9.4m 0.25% Added +3.4k +3,365
75 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 206,150206.2k $9.3m $9.3m 0.03% Added +15.8k +15,788
76 First Pacific Financial 2.16% of their portfolio VANCOUVER, WA 204,439204.4k $9.2m $9.2m 2.16% Reduced -5.7k -5,745
77 IFP Advisors, Inc 0.33% of their portfolio TAMPA, FL 203,317203.3k $9.2m $9.2m 0.33% Added +7.3k +7,349
78 Opes Wealth Management LLC 1.68% of their portfolio MENLO PARK, CA 193,485193.5k $8.8m $8.8m 1.68% Added +1.6k +1,578
79 Madrona Financial Services, LLC 2.42% of their portfolio EVERETT, WA 192,470192.5k $8.7m $8.7m 2.42% Reduced -2.1k -2,052
80 CFO4Life Group, LLC 1.53% of their portfolio COPPELL, TX 191,006191.0k $8.6m $8.6m 1.53% Added +1.4k +1,443
81 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 181,195181.2k $8.2m $8.2m 0.01% Reduced -569.6k -569,604
82 SILVER OAK SECURITIES, INCORPORATED 0.85% of their portfolio JACKSON, TN 177,620177.6k $8.1m $8.1m 0.85% Added +2.1k +2,097
83 FSB PREMIER WEALTH MANAGEMENT, INC. 3.29% of their portfolio WATERLOO, IA 177,248177.2k $8.0m $8.0m 3.29% Reduced -35.9k -35,885
84 Geneos Wealth Management Inc. 0.30% of their portfolio ENGLEWOOD, CO 174,266174.3k $7.9m $7.9m 0.30% Added +24.3k +24,259
85 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 173,219173.2k $7.8m $7.8m 0.11% Added +15.4k +15,426
86 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 168,778168.8k $7.6m $7.6m 0.08% Added +21.9k +21,877
87 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 168,778168.8k $7.6m $7.6m 0.08% Added +21.9k +21,877
88 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 166,904166.9k $7.6m $7.6m 0.07% Reduced -200.9k -200,927
89 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.54% of their portfolio CEDAR RAPIDS, IA 163,553163.6k $7.4m $7.4m 0.54% Added +5.2k +5,184
90 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 157,955158.0k $6.9m $6.9m 0.20% Added +47.9k +47,924
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 155,260155.3k $7.0m $7.0m 0.01% Added +5.0k +4,971
92 AlphaMark Advisors, LLC 2.37% of their portfolio FT. WRIGHT, KY 151,506151.5k $6.9m $6.9m 2.37% Added +10.3k +10,329
93 Ascentis Independent Advisors 1.05% of their portfolio DALLAS, TX 148,524148.5k $6.7m $6.7m 1.05% Added +69.5k +69,489
94 Snowden Capital Advisors LLC 0.20% of their portfolio New York, NY 147,367147.4k $6.7m $6.7m 0.20% Added +30.0k +30,004
95 Aptus Capital Advisors, LLC 0.10% of their portfolio FAIRHOPE, AL 142,720142.7k $6.5m $6.5m 0.10% Added +8.6k +8,623
96 Capital Planning LLC 1.80% of their portfolio BELLEVUE, WA 141,814141.8k $6.4m $6.4m 1.80% Added +1.5k +1,451
97 GUARDIAN WEALTH ADVISORS, LLC / NC 0.69% of their portfolio RALEIGH, NC 139,975140.0k $6.3m $6.3m 0.69% Added +8.6k +8,624
98 PARK NATIONAL CORP /OH/ 0.22% of their portfolio NEWARK, OH 136,072136.1k $6.2m $6.2m 0.22% Added +51.7k +51,672
99 Landmark Wealth Management, LLC 2.66% of their portfolio MELVILLE, NY 135,251135.3k $6.1m $6.1m 2.66% Added +2.1k +2,089
100 Financial Advocates Investment Management 0.34% of their portfolio OLYMPIA, WA 133,194133.2k $6.0m $6.0m 0.34% Reduced -184 -184