Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

307 institutional holders +11 vs Q4 2022
70,400,27270.4m shares reported held*
$3.2bnreported value*
36 new 151 added 91 reduced 28 sold out net bought ≈ $489.3m (+10.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.01. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307307Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 123 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 187 bought or addedQ1 23: 119 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022123168
Q1 2023187119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6k$8kQ3 22 calls: $5.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $7.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$00.00
Q4 2022$7.4k$00.00
Q1 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +1,895,163+1.9m
LPL Financial LLC Added +907,715+907.7k
Allen Capital Group, LLC New +866,433+866.4k
WELLS FARGO & COMPANY/MN Added +780,348+780.3k
ENVESTNET ASSET MANAGEMENT INC Added +734,754+734.8k
Ten Capital Wealth Advisors, LLC New +710,285+710.3k
Raymond James Financial Services Advisors, Inc. Added +702,235+702.2k
STIFEL FINANCIAL CORP Added +591,937+591.9k
UBS Group AG Added +512,988+513.0k
RAYMOND JAMES & ASSOCIATES Added +402,847+402.8k

Biggest sellers

Advance Capital Management, Inc. Reduced -890,765-890.8k
Coppell Advisory Solutions Corp. Reduced -417,255-417.3k
Coppell Advisory Solutions LLC Reduced -417,255-417.3k
Kowal Investment Group, LLC Reduced -252,254-252.3k
DDFG, Inc Reduced -210,200-210.2k
Kestra Advisory Services, LLC Reduced -209,690-209.7k
Regal Investment Advisors LLC Reduced -136,886-136.9k
Eldridge Investment Advisors, Inc. Reduced -97,514-97.5k
Ameritas Advisory Services, LLC Reduced -95,802-95.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -93,831-93.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 6,833,8156.8m $307.9m $307.9m 0.03% Added +1.9m +1,895,163
2 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.61% of their portfolio LOS ANGELES, CA 5,445,6465.4m $245.4m $245.4m 8.61% Added +261.0k +260,999
3 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 4,764,2364.8m $214.7m $214.7m 0.17% Added +907.7k +907,715
4 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 3,602,6403.6m $162.3m $162.3m 0.08% Added +734.8k +734,754
5 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 3,140,6783.1m $141.5m $141.5m 0.04% Added +780.3k +780,348
6 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 2,547,0332.5m $114.8m $114.8m 0.22% Added +702.2k +702,235
7 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,768,6341.8m $79.8m $79.8m 0.15% Added +354.9k +354,873
8 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,673,2541.7m $75.4m $75.4m 0.07% Added +402.8k +402,847
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,619,9391.6m $73.0m $73.0m 0.03% Added +513.0k +512,988
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,612,9741.6m $72.7m $72.7m 0.01% Added +298.8k +298,816
11 Horizon Investments, LLC 2.06% of their portfolio Charlotte, NC 1,546,8321.5m $69.5m $69.5m 2.06% Reduced -70.8k -70,845
12 LVZ, Inc. 8.04% of their portfolio Holland, MI 1,224,4151.2m $55.2m $55.2m 8.04% Added +106.3k +106,271
13 HANTZ FINANCIAL SERVICES, INC. 1.26% of their portfolio SOUTHFIELD, MI 1,021,0631.0m $46.0m $46.0m 1.26% Added +157.0k +157,004
14 Bogart Wealth, LLC 2.79% of their portfolio MCLEAN, VA 926,307926.3k $41.7m $41.7m 2.79% Reduced -38.3k -38,344
15 GDS Wealth Management 7.00% of their portfolio FLOWER MOUND, TX 878,902878.9k $39.6m $39.6m 7.00% Added +74.0k +73,951
16 Allen Capital Group, LLC 7.44% of their portfolio GRAND ISLAND, NE 866,433866.4k $39.0m $39.0m 7.44% New
17 PFS INVESTMENTS INC. 0.66% of their portfolio DULUTH, GA 841,141841.1k $38.3m $38.3m 0.66% Added +343.0k +342,982
18 Private Advisor Group, LLC 0.36% of their portfolio MORRISTOWN, NJ 825,105825.1k $37.2m $37.2m 0.36% Added +171.8k +171,792
19 Cetera Investment Advisers 0.31% of their portfolio SCHAUMBURG, IL 789,168789.2k $35.6m $35.6m 0.31% Added +62.1k +62,073
20 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 732,178732.2k $33.0m $33.0m 0.07% Added +321.5k +321,482
21 Ten Capital Wealth Advisors, LLC 10.41% of their portfolio SPOKANE, WA 710,285710.3k $32.0m $32.0m 10.41% New
22 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 687,350687.4k $31.0m $31.0m 0.04% Added +591.9k +591,937
23 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 641,587641.6k $28.9m $28.9m 0.19% Added +67.0k +67,016
24 Advance Capital Management, Inc. 5.07% of their portfolio SOUTHFIELD, MI 631,628631.6k $28.5m $28.5m 5.07% Reduced -890.8k -890,765
25 IFP Advisors, Inc 1.34% of their portfolio TAMPA, FL 625,325625.3k $30.9m $30.9m 1.34% Added +288.6k +288,592
26 Spire Wealth Management 1.02% of their portfolio MCLEAN, VA 578,794578.8k $26.1m $26.1m 1.02% Added +118.2k +118,237
27 American Financial Advisors, LLC 4.19% of their portfolio Marietta, GA 570,915570.9k $25.7m $25.7m 4.19% Added +11.2k +11,194
28 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 536,971537.0k $24.2m $24.2m 0.26% Reduced -209.7k -209,690
29 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 534,580534.6k $24.1m $24.1m 0.04% Added +311.3k +311,257
30 Cyndeo Wealth Partners, LLC 2.57% of their portfolio ST. PETERSBURG, FL 528,754528.8k $23.8m $23.8m 2.57% Added +166.4k +166,401
31 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 528,744528.7k $23.8m $23.8m 0.01% Added +146.7k +146,730
32 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 491,385491.4k $22.1m $22.1m 0.05% Reduced -65.0k -65,005
33 Mariner, LLC 0.06% of their portfolio Overland Park, KS 460,179460.2k $20.7m $20.7m 0.06% Added +149.3k +149,280
34 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 453,198453.2k $20.4m $20.4m 0.10% Added +60.1k +60,144
35 Cetera Advisor Networks LLC 0.15% of their portfolio EL SEGUNDO, CA 452,571452.6k $20.4m $20.4m 0.15% Reduced -91.5k -91,512
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 420,197420.2k $18.9m $18.9m 0.00% Reduced -1.9k -1,906
37 Dominguez Wealth Management Solutions, Inc. 16.16% of their portfolio WILLIAMSBURG, VA 390,970391.0k $17.6m $17.6m 16.16% Added +21.2k +21,167
38 Sweet Financial Partners, LLC 4.81% of their portfolio FAIRMONT, MN 385,840385.8k $17.4m $17.4m 4.81% Added +41.1k +41,085
39 Sanchez Wealth Management Group 7.00% of their portfolio JACKSONVILLE, FL 352,770352.8k $15.9m $15.9m 7.00% Added +2.3k +2,337
40 Drake & Associates, LLC 7.57% of their portfolio WAUKESHA, WI 344,689344.7k $15.5m $15.5m 7.57% Added +9.4k +9,425
41 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 342,308342.3k $15.4m $15.4m 0.02% Added +39.8k +39,790
42 Alpha Financial Advisors, LLC 10.67% of their portfolio CHARLOTTE, NC 341,132341.1k $15.4m $15.4m 10.67% Added +9.1k +9,101
43 FDx Advisors, Inc. 0.63% of their portfolio BERWYN, PA 330,411330.4k $14.5m $14.5m 0.63% Unchanged
44 Intrua Financial, LLC 3.10% of their portfolio Houston, TX 327,752327.8k $14.8m $14.8m 3.10% Added +46.0k +46,020
45 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 326,278326.3k $14.7m $14.7m 0.06% Added +136.1k +136,133
46 AVANTAX ADVISORY SERVICES, INC. 0.18% of their portfolio DALLAS, TX 322,934322.9k $14.6m $14.6m 0.18% Added +35.4k +35,375
47 O'Connor Financial Group LLC 10.73% of their portfolio QUINCY, IL 316,685316.7k $14.3m $14.3m 10.73% First filing
48 Bluespring Wealth Management, LLC 1.85% of their portfolio AUSTIN, TX 311,615311.6k $14.0m $14.0m 1.85% Added +14.9k +14,896
49 Rehmann Capital Advisory Group 1.29% of their portfolio LANSING, MI 302,920302.9k $13.7m $13.7m 1.29% Added +53.5k +53,469
50 Coppell Advisory Solutions LLC 4.41% of their portfolio COPPELL, TX 300,009300.0k $13.5m $13.5m 4.41% Reduced -417.3k -417,255
51 Coppell Advisory Solutions Corp. 4.41% of their portfolio COPPELL, TX 300,009300.0k $13.5m $13.5m 4.41% Reduced -417.3k -417,255
52 Seascape Capital Management 6.72% of their portfolio PORTSMOUTH, NH 292,489292.5k $13.2m $13.2m 6.72% Added +97.3k +97,297
53 Sigma Planning Corp 0.41% of their portfolio ANN ARBOR, MI 275,045275.0k $12.4m $12.4m 0.41% Added +132.2k +132,195
54 Larson Financial Group LLC 1.30% of their portfolio ST LOUIS, MO 265,171265.2k $11.9m $11.9m 1.30% Added +6.5k +6,488
55 HOWARD FINANCIAL SERVICES, LTD. 2.85% of their portfolio DALLAS, TX 259,480259.5k $11.7m $11.7m 2.85% Added +37.8k +37,753
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.45% of their portfolio AUSTIN, TX 249,395249.4k $11.2m $11.2m 0.45% Added +83.8k +83,822
57 Eldridge Investment Advisors, Inc. 3.82% of their portfolio MANCHESTER, NH 244,708244.7k $11.0m $11.0m 3.82% Reduced -97.5k -97,514
58 Darwin Wealth Management, LLC 2.97% of their portfolio TAMPA, FL 244,499244.5k $10.9m $10.9m 2.97% Reduced -7.5k -7,470
59 FLYNN ZITO CAPITAL MANAGEMENT, LLC 7.81% of their portfolio GARDEN CITY, NY 238,651238.7k $10.8m $10.8m 7.81% Added +66.7k +66,721
60 Snowden Capital Advisors LLC 0.42% of their portfolio New York, NY 238,649238.6k $10.8m $10.8m 0.42% Added +46.3k +46,309
61 ICA Group Wealth Management, LLC 2.49% of their portfolio DENVER, CO 231,483231.5k $10.4m $10.4m 2.49% Reduced -5.1k -5,053
62 Gladstone Institutional Advisory LLC 0.64% of their portfolio Bedminster, NJ 220,713220.7k $9.9m $9.9m 0.64% Reduced -5.6k -5,559
63 Capital Asset Advisory Services LLC 0.73% of their portfolio Williamston, MI 218,591218.6k $9.8m $9.8m 0.73% Added +9.0k +9,035
64 CFO4Life Group, LLC 2.21% of their portfolio COPPELL, TX 215,605215.6k $9.7m $9.7m 2.21% Added +8.3k +8,339
65 HARBOUR INVESTMENTS, INC. 0.52% of their portfolio MADISON, WI 211,926211.9k $9.5m $9.5m 0.52% Added +17.0k +16,951
66 CWM, LLC 0.06% of their portfolio OMAHA, NE 211,234211.2k $9.5m $9.5m 0.06% Added +7.5k +7,535
67 Arkadios Wealth Advisors 1.13% of their portfolio ATLANTA, GA 210,148210.1k $9.5m $9.5m 1.13% Added +15.0k +15,028
68 SignalPoint Asset Management, LLC 2.97% of their portfolio SPRINGFIELD, MO 208,215208.2k $9.4m $9.4m 2.97% Added +31.7k +31,746
69 Atria Wealth Solutions, Inc. 0.14% of their portfolio NEW YORK, NY 206,167206.2k $9.3m $9.3m 0.14% Reduced -7.1k -7,124
70 IAMS WEALTH MANAGEMENT, LLC 7.69% of their portfolio OMAHA, NE 206,011206.0k $9.2m $9.2m 7.69% Reduced -25.4k -25,354
71 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 204,844204.8k $9.2m $9.2m 0.12% Added +15.1k +15,070
72 FSB PREMIER WEALTH MANAGEMENT, INC. 5.13% of their portfolio WATERLOO, IA 204,576204.6k $9.2m $9.2m 5.13% Added +11.6k +11,621
73 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 198,716198.7k $9.0m $9.0m 0.17% Added +100.8k +100,813
74 Financial Advocates Investment Management 0.67% of their portfolio OLYMPIA, WA 195,412195.4k $8.8m $8.8m 0.67% Added +39.2k +39,227
75 Cornerstone Wealth Management, LLC 0.86% of their portfolio ST. PETERS, MO 195,027195.0k $8.8m $8.8m 0.86% First filing
76 Solano Wealth Management, Inc. 6.26% of their portfolio Fairfield, CA 190,224190.2k $8.6m $8.6m 6.26% First filing
77 Family Capital Management, Inc. 5.55% of their portfolio GRAND RAPIDS, MI 180,769180.8k $8.1m $8.1m 5.55% Added +34.8k +34,838
78 Walkner Condon Financial Advisors LLC 2.21% of their portfolio MADISON, WI 175,110175.1k $7.9m $7.9m 2.21% Added +19.1k +19,106
79 ERn Financial, LLC 1.68% of their portfolio MIDDLETON, WI 169,719169.7k $7.6m $7.6m 1.68% Added +7.9k +7,919
80 TCP Asset Management, LLC 4.19% of their portfolio Upper Arlington, OH 168,835168.8k $7.6m $7.6m 4.19% Added +156.6k +156,614
81 Atlas Private Wealth Management, LLC 4.55% of their portfolio ALBANY, NY 167,945167.9k $7.6m $7.6m 4.55% Added +1.3k +1,312
82 Prospera Financial Services Inc 0.31% of their portfolio Dallas, TX 166,942166.9k $7.5m $7.5m 0.31% Added +144.8k +144,761
83 FOUNDERS FINANCIAL SECURITIES LLC 1.02% of their portfolio TOWSON, MD 156,606156.6k $7.1m $7.1m 1.02% Added +35.9k +35,913
84 Cetera Advisors LLC 0.12% of their portfolio DENVER, CO 154,159154.2k $6.9m $6.9m 0.12% Reduced -3.2k -3,202
85 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 148,034148.0k $6.7m $6.7m 0.11% Reduced -11.3k -11,281
86 NorthLanding Financial Partners, LLC 4.54% of their portfolio ROCHESTER, NY 142,970143.0k $6.4m $6.4m 4.54% Reduced -323 -323
87 StoneX Group Inc. 0.69% of their portfolio NEW YORK, NY 140,464140.5k $6.3m $6.3m 0.69% Added +129.0k +129,049
88 Forbes Financial Planning, Inc. 5.99% of their portfolio EAST GREENWICH, RI 135,176135.2k $6.1m $6.1m 5.99% Added +44.6k +44,593
89 Legacy Capital Wealth Partners, LLC 1.65% of their portfolio LITTLE ROCK, AR 133,858133.9k $6.0m $6.0m 1.65% Reduced -7.9k -7,886
90 LexAurum Advisors, LLC 1.79% of their portfolio OVERLAND PARK, KS 119,472119.5k $5.4m $5.4m 1.79% Added +9.6k +9,628
91 Pinnacle Family Advisors, LLC 3.25% of their portfolio Springfield, MO 118,602118.6k $5.3m $5.3m 3.25% Added +13.5k +13,481
92 Capital Planning LLC 2.17% of their portfolio BELLEVUE, WA 116,278116.3k $5.2m $5.2m 2.17% Added +1.8k +1,801
93 Mach-1 Financial Group, LLC 0.38% of their portfolio Rogers, AR 114,578114.6k $230.3k $230.3k 0.38% Added +17.7k +17,673
94 Opes Wealth Management LLC 1.66% of their portfolio MENLO PARK, CA 114,120114.1k $5.1m $5.1m 1.66% Added +41.3k +41,295
95 Landmark Wealth Management, LLC 2.78% of their portfolio MELVILLE, NY 110,915110.9k $5.0m $5.0m 2.78% Added +10.6k +10,606
96 USAdvisors Wealth Management, LLC 2.29% of their portfolio EDEN PRAIRIE, MN 106,920106.9k $4.8m $4.8m 2.29% Reduced -6.4k -6,399
97 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 105,995106.0k $4.8m $4.8m 0.11% Reduced -12.3k -12,298
98 SILVER OAK SECURITIES, INCORPORATED 0.74% of their portfolio JACKSON, TN 99,951100.0k $4.5m $4.5m 0.74% Added +10.2k +10,159
99 BEACON FINANCIAL GROUP 0.59% of their portfolio DALLAS, TX 93,78593.8k $4.2m $4.2m 0.59% Reduced -8.4k -8,411
100 Ausdal Financial Partners, Inc. 0.57% of their portfolio Davenport, IA 91,11691.1k $4.1m $4.1m 0.57% Reduced -14.3k -14,337