Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

296 institutional holders +10 vs Q3 2022
58,907,59758.9m shares reported held*
$2.6bnreported value*
25 new 98 added 138 reduced 30 sold out net sold ≈ $255.2m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.92. Options: 3 managers hold calls ($7.4k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 286Q4 22: 296296Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022286
Q4 2022296

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6k$8kQ3 22 calls: $5.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $7.4kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$00.00
Q4 2022$7.4k$00.00

Biggest buyers

GDS Wealth Management Added +646,693+646.7k
Kestra Advisory Services, LLC Added +437,949+437.9k
BANK OF AMERICA CORP /DE/ Added +428,128+428.1k
Sanchez Wealth Management Group New +350,433+350.4k
Cetera Advisor Networks LLC Added +331,608+331.6k
Mariner, LLC Added +282,131+282.1k
ENVESTNET ASSET MANAGEMENT INC Added +278,496+278.5k
HANTZ FINANCIAL SERVICES, INC. Added +268,181+268.2k
Cetera Investment Advisers Added +259,480+259.5k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Added +230,680+230.7k

Biggest sellers

Advance Capital Management, Inc. Reduced -4,092,977-4.1m
MORGAN STANLEY Reduced -752,544-752.5k
Allen Capital Group, LLC Sold out -597,562-597.6k
Kowal Investment Group, LLC Reduced -577,858-577.9k
LPL Financial LLC Reduced -571,550-571.5k
AFFINITY WEALTH MANAGEMENT LLC Sold out -548,142-548.1k
Bogart Wealth, LLC Reduced -455,907-455.9k
Larson Financial Group LLC Reduced -318,521-318.5k
ROYAL BANK OF CANADA Reduced -306,107-306.1k
Edmonds Duncan Registered Investment Advisors, LLC Reduced -304,082-304.1k

Biggest calls

CITADEL ADVISORS LLC New $4.4k100 shares
SIMPLEX TRADING, LLC Added $3.0k1.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8.19% of their portfolio LOS ANGELES, CA 5,184,6475.2m $227.7m $227.7m 8.19% Added +230.7k +230,680
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,938,6524.9m $216.9m $216.9m 0.02% Reduced -752.5k -752,544
3 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 3,856,5213.9m $169.4m $169.4m 0.15% Reduced -571.5k -571,550
4 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,867,8862.9m $126.0m $126.0m 0.07% Added +278.5k +278,496
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,360,3302.4m $103.7m $103.7m 0.03% Reduced -138.5k -138,536
6 Raymond James Financial Services Advisors, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 1,844,7981.8m $81.0m $81.0m 0.16% Added +98.8k +98,752
7 Horizon Investments, LLC 2.03% of their portfolio Charlotte, NC 1,617,6771.6m $70.8m $70.8m 2.03% Added +60.3k +60,282
8 Advance Capital Management, Inc. 8.85% of their portfolio SOUTHFIELD, MI 1,522,3931.5m $66.9m $66.9m 8.85% Reduced -4.1m -4,092,977
9 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 1,413,7611.4m $62.1m $62.1m 0.13% Added +177.5k +177,528
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,314,1581.3m $57.7m $57.7m 0.01% Added +428.1k +428,128
11 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,270,4071.3m $55.8m $55.8m 0.05% Added +118.0k +118,039
12 LVZ, Inc. 7.67% of their portfolio Holland, MI 1,118,1441.1m $49.1m $49.1m 7.67% Reduced -14.9k -14,855
13 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,106,9511.1m $48.6m $48.6m 0.02% Reduced -30.0k -30,023
14 Bogart Wealth, LLC 2.95% of their portfolio MCLEAN, VA 964,651964.7k $42.4m $42.4m 2.95% Reduced -455.9k -455,907
15 HANTZ FINANCIAL SERVICES, INC. 1.15% of their portfolio SOUTHFIELD, MI 864,059864.1k $37.9m $37.9m 1.15% Added +268.2k +268,181
16 GDS Wealth Management 6.75% of their portfolio FLOWER MOUND, TX 804,951805.0k $35.4m $35.4m 6.75% Added +646.7k +646,693
17 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 746,661746.7k $32.8m $32.8m 0.29% Added +437.9k +437,949
18 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 727,095727.1k $31.9m $31.9m 0.30% Added +259.5k +259,480
19 Coppell Advisory Solutions LLC 10.72% of their portfolio COPPELL, TX 717,264717.3k $31.5m $31.5m 10.72% First filing
20 Coppell Advisory Solutions Corp. 10.72% of their portfolio COPPELL, TX 717,264717.3k $31.5m $31.5m 10.72% First filing
21 Private Advisor Group, LLC 0.85% of their portfolio MORRISTOWN, NJ 653,313653.3k $28.7m $28.7m 0.85% Reduced -162.6k -162,572
22 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 574,571574.6k $25.2m $25.2m 0.18% Added +69.2k +69,238
23 American Financial Advisors, LLC 4.17% of their portfolio Marietta, GA 559,721559.7k $24.6m $24.6m 4.17% Reduced -820 -820
24 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 556,390556.4k $24.5m $24.5m 0.06% Added +125.6k +125,571
25 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 544,083544.1k $23.9m $23.9m 0.19% Added +331.6k +331,608
26 PFS INVESTMENTS INC. 0.41% of their portfolio DULUTH, GA 498,159498.2k $21.9m $21.9m 0.41% Added +140.2k +140,198
27 Spire Wealth Management 1.14% of their portfolio MCLEAN, VA 460,557460.6k $20.2m $20.2m 1.14% Added +7.4k +7,413
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 422,103422.1k $18.5m $18.5m 0.00% Added +167.8k +167,759
29 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 410,696410.7k $18.0m $18.0m 0.04% Added +55.6k +55,601
30 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 393,054393.1k $17.3m $17.3m 0.09% Added +32.1k +32,075
31 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 382,014382.0k $16.8m $16.8m 0.01% Reduced -306.1k -306,107
32 Dominguez Wealth Management Solutions, Inc. 16.14% of their portfolio WILLIAMSBURG, VA 369,803369.8k $16.2m $16.2m 16.14% First filing
33 Cyndeo Wealth Partners, LLC 1.87% of their portfolio ST. PETERSBURG, FL 362,353362.4k $15.9m $15.9m 1.87% First filing
34 Sanchez Wealth Management Group 7.54% of their portfolio JACKSONVILLE, FL 350,433350.4k $15.4m $15.4m 7.54% New
35 Sweet Financial Partners, LLC 4.45% of their portfolio FAIRMONT, MN 344,755344.8k $15.1m $15.1m 4.45% Reduced -76.9k -76,855
36 Eldridge Investment Advisors, Inc. 5.26% of their portfolio MANCHESTER, NH 342,222342.2k $15.0m $15.0m 5.26% Added +35.9k +35,888
37 IFP Advisors, Inc 0.44% of their portfolio TAMPA, FL 336,733336.7k $16.6m $16.6m 0.44% Added +94.0k +93,972
38 Drake & Associates, LLC 7.79% of their portfolio WAUKESHA, WI 335,264335.3k $14.7m $14.7m 7.79% Reduced -58.5k -58,528
39 Alpha Financial Advisors, LLC 12.66% of their portfolio CHARLOTTE, NC 332,031332.0k $14.6m $14.6m 12.66% First filing
40 FDx Advisors, Inc. 0.63% of their portfolio BERWYN, PA 330,411330.4k $14.5m $14.5m 0.63% Reduced -49.2k -49,202
41 Kowal Investment Group, LLC 4.11% of their portfolio BROOKFIELD, WI 313,125313.1k $13.8m $13.8m 4.11% Reduced -577.9k -577,858
42 Mariner, LLC 0.04% of their portfolio Overland Park, KS 310,899310.9k $13.7m $13.7m 0.04% Added +282.1k +282,131
43 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 302,518302.5k $13.3m $13.3m 0.02% Reduced -16.8k -16,830
44 Bluespring Wealth Management, LLC 1.77% of their portfolio AUSTIN, TX 296,719296.7k $13.0m $13.0m 1.77% Reduced -238.7k -238,650
45 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 287,559287.6k $12.6m $12.6m 0.17% Added +59.0k +59,000
46 Intrua Financial, LLC 2.99% of their portfolio Houston, TX 281,732281.7k $12.9m $12.9m 2.99% Reduced -6.0k -5,995
47 Larson Financial Group LLC 1.36% of their portfolio ST LOUIS, MO 258,683258.7k $11.4m $11.4m 1.36% Reduced -318.5k -318,521
48 Darwin Wealth Management, LLC 2.96% of their portfolio TAMPA, FL 251,969252.0k $11.4m $11.4m 2.96% Reduced -7.0k -6,989
49 Rehmann Capital Advisory Group 1.12% of their portfolio LANSING, MI 249,451249.5k $11.0m $11.0m 1.12% Reduced -71.4k -71,361
50 ICA Group Wealth Management, LLC 2.44% of their portfolio DENVER, CO 236,536236.5k $10.4m $10.4m 2.44% Reduced -22.3k -22,267
51 IAMS WEALTH MANAGEMENT, LLC 10.34% of their portfolio OMAHA, NE 231,365231.4k $10.2m $10.2m 10.34% First filing
52 Gladstone Institutional Advisory LLC 0.70% of their portfolio Bedminster, NJ 226,272226.3k $9.9m $9.9m 0.70% Reduced -11.5k -11,474
53 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 223,323223.3k $9.8m $9.8m 0.02% Added +1.4k +1,389
54 HOWARD FINANCIAL SERVICES, LTD. 2.56% of their portfolio DALLAS, TX 221,727221.7k $9.7m $9.7m 2.56% Added +124.5k +124,530
55 DDFG, Inc 3.93% of their portfolio THOUSAND OAKS, CA 216,288216.3k $9.5m $9.5m 3.93% First filing
56 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 213,291213.3k $9.4m $9.4m 0.15% Reduced -10.4k -10,404
57 Capital Asset Advisory Services LLC 0.74% of their portfolio Williamston, MI 209,556209.6k $9.2m $9.2m 0.74% Added +127.0k +126,989
58 CFO4Life, L.P. 1.93% of their portfolio Coppell, TX 207,266207.3k $9.1m $9.1m 1.93% First filing
59 CFO4Life Group, LLC 1.93% of their portfolio COPPELL, TX 207,266207.3k $9.1m $9.1m 1.93% Added +137.0k +136,985
60 CWM, LLC 0.07% of their portfolio OMAHA, NE 203,699203.7k $8.9m $8.9m 0.07% Reduced -39.1k -39,124
61 Seascape Capital Management 4.68% of their portfolio PORTSMOUTH, NH 195,192195.2k $8.6m $8.6m 4.68% Reduced -65.9k -65,903
62 Arkadios Wealth Advisors 1.14% of their portfolio ATLANTA, GA 195,120195.1k $8.6m $8.6m 1.14% Added +31.6k +31,594
63 HARBOUR INVESTMENTS, INC. 0.52% of their portfolio MADISON, WI 194,975195.0k $8.6m $8.6m 0.52% Reduced -64.0k -64,013
64 FSB PREMIER WEALTH MANAGEMENT, INC. 4.64% of their portfolio WATERLOO, IA 192,955193.0k $8.5m $8.5m 4.64% Reduced -2.6k -2,597
65 Snowden Capital Advisors LLC 0.35% of their portfolio New York, NY 192,340192.3k $8.4m $8.4m 0.35% Added +23.0k +22,962
66 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 190,145190.1k $8.4m $8.4m 0.03% Reduced -33.8k -33,762
67 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 189,774189.8k $6.3m $6.3m 0.17% Added +59.1k +59,124
68 Ameritas Advisory Services, LLC 0.37% of their portfolio Lincoln, NE 181,161181.2k $8.0m $8.0m 0.37% Reduced -10.8k -10,792
69 SignalPoint Asset Management, LLC 2.70% of their portfolio SPRINGFIELD, MO 176,469176.5k $7.8m $7.8m 2.70% Added +28.2k +28,161
70 FLYNN ZITO CAPITAL MANAGEMENT, LLC 6.31% of their portfolio GARDEN CITY, NY 171,930171.9k $7.6m $7.6m 6.31% Reduced -7.2k -7,245
71 Atlas Private Wealth Management, LLC 3.38% of their portfolio ALBANY, NY 166,633166.6k $7.3m $7.3m 3.38% Reduced -2.7k -2,720
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.37% of their portfolio AUSTIN, TX 165,573165.6k $7.3m $7.3m 0.37% Added +3.7k +3,687
73 ERn Financial, LLC 1.62% of their portfolio MIDDLETON, WI 161,800161.8k $7.1m $7.1m 1.62% Reduced -18.3k -18,282
74 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 159,315159.3k $7.0m $7.0m 0.12% Reduced -31.4k -31,387
75 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 157,361157.4k $6.9m $6.9m 0.13% Added +32.8k +32,812
76 Financial Advocates Investment Management 0.52% of their portfolio OLYMPIA, WA 156,185156.2k $6.9m $6.9m 0.52% Reduced -55.1k -55,132
77 Walkner Condon Financial Advisors LLC 2.05% of their portfolio MADISON, WI 156,004156.0k $6.9m $6.9m 2.05% Added +3.5k +3,511
78 Family Capital Management, Inc. 5.22% of their portfolio GRAND RAPIDS, MI 145,931145.9k $6.4m $6.4m 5.22% First filing
79 Regal Investment Advisors LLC 0.61% of their portfolio KENTWOOD, MI 143,502143.5k $6.3m $6.3m 0.61% Added +5.5k +5,470
80 NorthLanding Financial Partners, LLC 4.52% of their portfolio ROCHESTER, NY 143,293143.3k $6.3m $6.3m 4.52% Added +3.0k +3,037
81 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 142,850142.8k $6.3m $6.3m 0.22% Reduced -24.2k -24,178
82 Legacy Capital Wealth Partners, LLC 2.97% of their portfolio LITTLE ROCK, AR 141,744141.7k $6.2m $6.2m 2.97% Reduced -240 -240
83 FOUNDERS FINANCIAL SECURITIES LLC 0.83% of their portfolio TOWSON, MD 120,693120.7k $5.3m $5.3m 0.83% Added +33.6k +33,614
84 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 118,293118.3k $5.2m $5.2m 0.15% Added +898 +898
85 Capital Planning LLC 2.23% of their portfolio BELLEVUE, WA 114,477114.5k $5.0m $5.0m 2.23% Reduced -19.5k -19,530
86 USAdvisors Wealth Management, LLC 2.41% of their portfolio EDEN PRAIRIE, MN 113,319113.3k $5.0m $5.0m 2.41% Reduced -33.7k -33,698
87 LexAurum Advisors, LLC 1.73% of their portfolio OVERLAND PARK, KS 109,844109.8k $4.8m $4.8m 1.73% Reduced -837 -837
88 Ausdal Financial Partners, Inc. 0.67% of their portfolio Davenport, IA 105,453105.5k $4.6m $4.6m 0.67% Reduced -7.4k -7,365
89 Pinnacle Family Advisors, LLC 3.30% of their portfolio Springfield, MO 105,121105.1k $4.6m $4.6m 3.30% Added +12.2k +12,196
90 BEACON FINANCIAL GROUP 0.61% of their portfolio DALLAS, TX 102,196102.2k $4.5m $4.5m 0.61% Reduced -123.8k -123,848
91 Landmark Wealth Management, LLC 3.19% of their portfolio MELVILLE, NY 100,309100.3k $4.4m $4.4m 3.19% Reduced -8.5k -8,535
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 99,14899.1k $4.4m $4.4m 0.01% New
93 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 97,90397.9k $4.3m $4.3m 0.09% Added +17.6k +17,589
94 Mach-1 Financial Group, LLC 1.99% of their portfolio Rogers, AR 96,90596.9k $4.3m $4.3m 1.99% Added +94.8k +94,751
95 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 95,41395.4k $4.2m $4.2m 0.01% Reduced -109.9k -109,936
96 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 91,55391.6k $4.0m $4.0m 0.01% Reduced -5.8k -5,829
97 Forbes Financial Planning, Inc. 5.74% of their portfolio EAST GREENWICH, RI 90,58390.6k $3.9m $3.9m 5.74% Unchanged
98 SILVER OAK SECURITIES, INCORPORATED 0.74% of their portfolio JACKSON, TN 89,79289.8k $3.9m $3.9m 0.74% Reduced -24.6k -24,591
99 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 89,11489.1k $3.9m $3.9m 0.10% Reduced -4.8k -4,836
100 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 89,01389.0k $3.9m $3.9m 0.05% Added +71.3k +71,340