Vault-13

FIRST TR EXCHNG TRADED FD VI DFEB

FT VEST US · ETP · CUSIP 33740F771

94 institutional holders +13 vs Q4 2023
3,925,1743.9m shares reported held*
$153.5mreported value*
22 new 31 added 25 reduced 9 sold out net bought ≈ $57.6m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.10.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 83Q1 23: 87Q2 23: 83Q3 23: 79Q4 23: 81Q1 24: 9494Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202277
Q4 202283
Q1 202387
Q2 202383
Q3 202379
Q4 202381
Q1 202494

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 55 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 48 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 49 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 34 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222436
Q1 20234439
Q2 20233155
Q3 20231448
Q4 20232049
Q1 20245334

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $0Q2 23 puts: $285.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$285.0k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Raymond James Financial Services Advisors, Inc. New +460,650+460.6k
Spectrum Asset Management, Inc. (NB/CA) New +239,116+239.1k
SMART Wealth LLC New +210,554+210.6k
OSAIC HOLDINGS, INC. Added +126,081+126.1k
JPMORGAN CHASE & CO New +94,510+94.5k
CWM, LLC Added +76,576+76.6k
Comprehensive Financial Consultants Institutional, Inc. New +60,801+60.8k
HARBOUR INVESTMENTS, INC. Added +54,740+54.7k
Cetera Investment Advisers Added +52,484+52.5k
Gerber Kawasaki Wealth & Investment Management New +47,585+47.6k

Biggest sellers

Cetera Advisors LLC Sold out -38,138-38.1k
Cetera Advisor Networks LLC Sold out -36,546-36.5k
Clear Creek Financial Management, LLC Reduced -31,287-31.3k
BAKER TILLY WEALTH MANAGEMENT, LLC Sold out -30,248-30.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -29,710-29.7k
Atria Investments, Inc Reduced -23,469-23.5k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -22,214-22.2k
Sage Capital Advisors,llc Sold out -19,539-19.5k
Camelot Portfolios, LLC Reduced -17,445-17.4k
CreativeOne Wealth, LLC Reduced -16,233-16.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.2 pts · filed 2026-10-07 39.9% +5.2 pts 3.5m≈ $174.6m 2026-10-07

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 460,650460.6k $18.0m $18.0m 0.03% New
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 371,212371.2k $14.5m $14.5m 0.03% Added +126.1k +126,081
3 Spectrum Asset Management, Inc. (NB/CA) 4.01% of their portfolio NEWPORT BEACH, CA 239,116239.1k $9.4m $9.4m 4.01% New
4 SMART Wealth LLC 3.71% of their portfolio Omaha, NE 210,554210.6k $8.2m $8.2m 3.71% New
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 198,293198.3k $7.8m $7.8m 0.01% Added +28.2k +28,235
6 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 168,132168.1k $6.6m $6.6m 0.23% Added +54.7k +54,740
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 167,031167.0k $6.5m $6.5m 0.00% Reduced -29.7k -29,710
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 150,568150.6k $5.9m $5.9m 0.01% Added +52.5k +52,484
9 BEACON FINANCIAL GROUP 0.58% of their portfolio DALLAS, TX 128,175128.2k $5.0m $5.0m 0.58% Reduced -4.5k -4,488
10 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 106,766106.8k $4.2m $4.2m 0.02% Added +20.5k +20,527
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 94,51094.5k $3.7m $3.7m 0.00% New
12 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 91,41691.4k $3.6m $3.6m 0.04% Added +38.8k +38,783
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 90,89790.9k $3.6m $3.6m 0.01% Added +1.0k +1,049
14 CWM, LLC 0.02% of their portfolio OMAHA, NE 81,42681.4k $3.2m $3.2m 0.02% Added +76.6k +76,576
15 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 62,83662.8k $2.5m $2.5m 0.04% Added +2.5k +2,536
16 Comprehensive Financial Consultants Institutional, Inc. 0.99% of their portfolio Bloomington, IN 60,80160.8k $2.4m $2.4m 0.99% New
17 Camelot Portfolios, LLC 2.18% of their portfolio Maumee, OH 56,90556.9k $2.2m $2.2m 2.18% Reduced -17.4k -17,445
18 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 54,60354.6k $2.1m $2.1m 0.02% Reduced -400 -400
19 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 54,39454.4k $2.1m $2.1m 0.12% Added +405 +405
20 1ST SOURCE BANK 0.12% of their portfolio SOUTH BEND, IN 53,29153.3k $2.1m $2.1m 0.12% Added +21.0k +21,036
21 REAP Financial Group, LLC 0.56% of their portfolio AUSTIN, TX 52,62852.6k $2.1m $2.1m 0.56% Added +22.2k +22,239
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 47,95048.0k $1.9m $1.9m 0.01% Added +10.2k +10,154
23 Gerber Kawasaki Wealth & Investment Management 0.10% of their portfolio SANTA MONICA, CA 47,58547.6k $1.9m $1.9m 0.10% New
24 Mariner, LLC 0.00% of their portfolio Overland Park, KS 45,88545.9k $1.8m $1.8m 0.00% Added +13.8k +13,821
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,85234.9k $1.4m $1.4m 0.00% Added +7.1k +7,130
26 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 34,55034.5k $1.4m $1.4m 0.04% Reduced -1.2k -1,230
27 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 31,46331.5k $1.2m $1.2m 0.00% Unchanged
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 30,09830.1k $1.2m $1.2m 0.00% Added +2.5k +2,520
29 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 29,79429.8k $1.2m $1.2m 0.02% Added +97 +97
30 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 29,56429.6k $1.1m $1.1m 0.05% Added +23.0k +23,021
31 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 29,24929.2k $1.1m $1.1m 0.02% Reduced -23.5k -23,469
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,65528.7k $1.1m $1.1m 0.00% Added +2.8k +2,829
33 Keystone Wealth Services, LLC 0.32% of their portfolio PALM DESERT, CA 24,86424.9k $972.4k $972.4k 0.32% Added +3.3k +3,253
34 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 24,45924.5k $956.6k $956.6k 0.02% Added +20.1k +20,101
35 Integrity Financial Corp /WA 0.65% of their portfolio JACKSON, WY 24,11424.1k $943.1k $943.1k 0.65% Added +16.0k +16,037
36 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 21,76321.8k $851.2k $851.2k 0.03% Added +14.1k +14,129
37 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 21,25821.3k $831.4k $831.4k 0.01% Added +14.0k +13,967
38 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 21,12121.1k $826.0k $826.0k 0.03% Reduced -20 -20
39 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.28% of their portfolio WILLIAMSVILLE, NY 20,32820.3k $795.0k $795.0k 0.28% Reduced -5.2k -5,234
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,39219.4k $758.0k $758.0k 0.00% Reduced -11.2k -11,238
41 Onyx Bridge Wealth Group LLC 0.12% of their portfolio TARRYTOWN, NY 16,85916.9k $650.1k $650.1k 0.12% Reduced -5.3k -5,298
42 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 16,80516.8k $657.2k $657.2k 0.08% Reduced -31.3k -31,287
43 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 16,05416.1k $627.9k $627.9k 0.03% New
44 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 15,85015.8k $619.9k $619.9k 0.01% Reduced -1.8k -1,816
45 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,79515.8k $617.7k $617.7k 0.00% Added +3.7k +3,665
46 Mayfair Advisory Group, LLC 0.44% of their portfolio BIRMINGHAM, AL 15,48015.5k $605.4k $605.4k 0.44% New
47 Glen Eagle Advisors, LLC 0.11% of their portfolio KINGSTON, NJ 15,25415.3k $596.6k $596.6k 0.11% Added +414 +414
48 Sovereign Financial Group, Inc. 0.15% of their portfolio STAMFORD, CT 14,87614.9k $581.8k $581.8k 0.15% Reduced -145 -145
49 Oder Investment Management, LLC 0.53% of their portfolio WOODLAND HILLS, CA 14,58614.6k $570.5k $570.5k 0.53% Unchanged
50 Walkner Condon Financial Advisors LLC 0.12% of their portfolio MADISON, WI 14,51814.5k $567.8k $567.8k 0.12% Unchanged
51 Lakeridge Wealth Management LLC 0.36% of their portfolio MENTOR, OH 14,24114.2k $557.0k $557.0k 0.36% Reduced -540 -540
52 Columbus Macro, LLC 0.20% of their portfolio NEW CASTLE, PA 13,52613.5k $529.0k $529.0k 0.20% Reduced -88 -88
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,11813.1k $513.0k $513.0k 0.00% New
54 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 12,63612.6k $494.2k $494.2k 0.04% Added +4.8k +4,750
55 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 11,76711.8k $460.2k $460.2k 0.01% New
56 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 11,57911.6k $449.0k $449.0k 0.08% Added +84 +84
57 Luken Investment Analytics, LLC 0.22% of their portfolio BRENTWOOD, TN 11,30011.3k $441.9k $441.9k 0.22% Unchanged
58 WealthPlan Investment Management, LLC 0.07% of their portfolio OMAHA, NE 11,22611.2k $439.0k $439.0k 0.07% Reduced -112 -112
59 FinTrust Capital Advisors, LLC 0.08% of their portfolio Greenville, SC 11,00011.0k $430.2k $430.2k 0.08% New
60 Tanglewood Legacy Advisors, LLC 0.20% of their portfolio HOUSTON, TX 10,41710.4k $407.4k $407.4k 0.20% Unchanged
61 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 9,8809.9k $377.0k $377.0k 0.02% First filing
62 BRASS TAX WEALTH MANAGEMENT, INC 0.18% of their portfolio CINCINNATI, OH 8,8398.8k $345.7k $345.7k 0.18% First filing
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 8,2208.2k $321.5k $321.5k 0.02% Reduced -22.2k -22,214
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,4847.5k $292.7k $292.7k 0.00% Reduced -2.7k -2,690
65 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 7,3077.3k $285.8k $285.8k 0.03% Added +3.7k +3,671
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,7666.8k $265.0k $265.0k 0.00% Reduced -2.2k -2,212
67 ROVIN CAPITAL /UT/ /ADV 0.11% of their portfolio MESA, AZ 6,5626.6k $257.0k $257.0k 0.11% New
68 WealthPLAN Partners, LLC 0.02% of their portfolio OMAHA, NE 6,0016.0k $234.7k $234.7k 0.02% New
69 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 5,8595.9k $229.1k $229.1k 0.01% Added +178 +178
70 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 5,6875.7k $222.0k $222.0k 0.01% Reduced -16.2k -16,233
71 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,5045.5k $215.3k $215.3k 0.01% Unchanged
72 Per Stirling Capital Management, LLC. 0.04% of their portfolio AUSTIN, TX 5,4295.4k $212.3k $212.3k 0.04% New
73 Lifestyle Asset Management, Inc. 0.12% of their portfolio FRIENDSWOOD, TX 5,3505.3k $209.2k $209.2k 0.12% Unchanged
74 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 5,2855.3k $206.7k $206.7k 0.02% New
75 Aveo Capital Partners, LLC 0.02% of their portfolio ENGLEWOOD, CO 5,2015.2k $201.4k $201.4k 0.02% New
76 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 4,5664.6k $178.0k $178.0k 0.02% Reduced -2.7k -2,669
77 Turtle Creek Wealth Advisors, LLC 0.04% of their portfolio DALLAS, TX 4,2084.2k $164.6k $164.6k 0.04% New
78 DHJJ Financial Advisors, Ltd. 0.07% of their portfolio NAPERVILLE, IL 4,1554.2k $162.5k $162.5k 0.07% Reduced -500 -500
79 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 3,3473.3k $130.9k $130.9k 0.00% Unchanged
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,6582.7k $104.0k $104.0k 0.00% Reduced -2.6k -2,649
81 AlphaMark Advisors, LLC 0.02% of their portfolio FT. WRIGHT, KY 1,4001.4k $55.0k $55.0k 0.02% New
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2721.3k $49.7k $49.7k 0.00% Reduced -349 -349
83 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 1,2451.2k $48.7k $48.7k 0.01% New
84 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 928928 $36.3k $36.3k 0.00% New
85 WETZEL INVESTMENT ADVISORS, INC. 0.02% of their portfolio INDIANAPOLIS, IN 866866 $33.0k $33.0k 0.02% New
86 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 692692 $27.1k $27.1k 0.00% Added +42 +42
87 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 688688 $26.9k $26.9k 0.00% Unchanged
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 500500 $19.6k $19.6k 0.00% Unchanged
89 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 500500 $19.6k $19.6k 0.00% New
90 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 226226 $8.8k $8.8k 0.00% Unchanged
91 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 200200 $7.8k $7.8k 0.01% Unchanged
92 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 170170 $6.6k $6.6k 0.00% Unchanged
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 138138 $5.4k $5.4k 0.00% Reduced -506 -506
94 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 66 $235 $235 0.00% Unchanged