Vault-13

FIRST TR EXCHNG TRADED FD VI DFEB

FT VEST US · ETP · CUSIP 33740F771

81 institutional holders +2 vs Q3 2023
2,443,8702.4m shares reported held*
$91.6mreported value*
9 new 11 added 38 reduced 11 sold out net sold ≈ $6.1m (-163.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.50.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 83Q1 23: 87Q2 23: 83Q3 23: 79Q4 23: 8181Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202277
Q4 202283
Q1 202387
Q2 202383
Q3 202379
Q4 202381

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 55 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 48 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 49 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222436
Q1 20234439
Q2 20233155
Q3 20231448
Q4 20232049

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $285.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$285.0k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

BEACON FINANCIAL GROUP New +132,663+132.7k
Cetera Investment Advisers Added +28,640+28.6k
CreativeOne Wealth, LLC New +21,920+21.9k
Sage Capital Advisors,llc New +19,539+19.5k
ENVESTNET ASSET MANAGEMENT INC Added +17,843+17.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,801+17.8k
Camelot Portfolios, LLC Added +10,174+10.2k
TOWNSQUARE CAPITAL LLC New +7,291+7.3k
MORGAN STANLEY Added +6,065+6.1k
INDEPENDENT FINANCIAL GROUP, LLC New +5,504+5.5k

Biggest sellers

Brookstone Capital Management Sold out -92,358-92.4k
OSAIC HOLDINGS, INC. Reduced -65,783-65.8k
OLD MISSION CAPITAL LLC Sold out -34,031-34.0k
Strategic Blueprint, LLC Sold out -25,858-25.9k
OGOREK ANTHONY JOSEPH /NY/ /ADV Reduced -23,310-23.3k
AVANTAX ADVISORY SERVICES, INC. Reduced -21,000-21.0k
Mutual Advisors, LLC Reduced -17,988-18.0k
Ameritas Advisory Services, LLC Reduced -17,467-17.5k
N.E.W. Advisory Services LLC Sold out -16,903-16.9k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -15,652-15.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.2 pts · filed 2026-10-07 39.9% +5.2 pts 3.5m≈ $174.6m 2026-10-07

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 245,131245.1k $9.2m $9.2m 0.02% Reduced -65.8k -65,783
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 196,741196.7k $7.4m $7.4m 0.00% Added +17.8k +17,843
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 170,058170.1k $6.4m $6.4m 0.01% Reduced -3.3k -3,332
4 BEACON FINANCIAL GROUP 0.61% of their portfolio DALLAS, TX 132,663132.7k $5.0m $5.0m 0.61% New
5 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 113,392113.4k $4.3m $4.3m 0.18% Reduced -5.3k -5,320
6 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 98,08498.1k $3.7m $3.7m 0.03% Added +28.6k +28,640
7 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 89,84889.8k $3.4m $3.4m 0.01% Reduced -7.1k -7,140
8 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 86,23986.2k $3.2m $3.2m 0.01% Reduced -10.2k -10,181
9 Camelot Portfolios, LLC 1.65% of their portfolio Maumee, OH 74,35074.3k $2.8m $2.8m 1.65% Added +10.2k +10,174
10 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 60,30060.3k $2.3m $2.3m 0.04% Reduced -500 -500
11 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 55,00355.0k $2.1m $2.1m 0.02% Reduced -21.0k -21,000
12 Csenge Advisory Group 0.13% of their portfolio CLEARWATER, FL 53,98954.0k $2.0m $2.0m 0.13% Reduced -1.7k -1,676
13 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 52,71852.7k $2.0m $2.0m 0.03% Added +4.3k +4,319
14 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 52,63352.6k $2.0m $2.0m 0.01% Reduced -750 -750
15 Clear Creek Financial Management, LLC 0.29% of their portfolio SILVERDALE, WA 48,09248.1k $1.8m $1.8m 0.29% Reduced -714 -714
16 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,13838.1k $1.4m $1.4m 0.02% Added +3.0k +3,034
17 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,79637.8k $1.4m $1.4m 0.01% Reduced -1.7k -1,685
18 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 36,54636.5k $1.4m $1.4m 0.01% Reduced -2.5k -2,522
19 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 35,78035.8k $1.3m $1.3m 0.05% Reduced -18.0k -17,988
20 1ST SOURCE BANK 0.07% of their portfolio SOUTH BEND, IN 32,25532.3k $1.2m $1.2m 0.07% Unchanged
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,06432.1k $1.2m $1.2m 0.00% Reduced -334 -334
22 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 31,46331.5k $1.2m $1.2m 0.00% Reduced -8.7k -8,660
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 30,63030.6k $1.1m $1.1m 0.01% Reduced -6.0k -5,967
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 30,43430.4k $1.1m $1.1m 0.08% Reduced -4.8k -4,824
25 REAP Financial Group, LLC 0.33% of their portfolio AUSTIN, TX 30,38930.4k $1.1m $1.1m 0.33% First filing
26 BAKER TILLY WEALTH MANAGEMENT, LLC 0.19% of their portfolio MADISON, WI 30,24830.2k $1.1m $1.1m 0.19% Unchanged
27 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 29,69729.7k $1.1m $1.1m 0.02% Added +583 +583
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,72227.7k $1.0m $1.0m 0.00% Added +17.8k +17,801
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 27,57827.6k $1.0m $1.0m 0.00% Added +5.3k +5,259
30 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,82625.8k $968.2k $968.2k 0.00% Reduced -1.6k -1,649
31 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.35% of their portfolio WILLIAMSVILLE, NY 25,56225.6k $958.0k $958.0k 0.35% Reduced -23.3k -23,310
32 Onyx Bridge Wealth Group LLC 0.17% of their portfolio TARRYTOWN, NY 22,15722.2k $830.7k $830.7k 0.17% Reduced -2.6k -2,650
33 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 21,92021.9k $822.0k $822.0k 0.05% New
34 Keystone Wealth Services, LLC 0.28% of their portfolio PALM DESERT, CA 21,61121.6k $810.2k $810.2k 0.28% Unchanged
35 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 21,14121.1k $793.0k $793.0k 0.04% Reduced -1.1k -1,090
36 Sage Capital Advisors,llc 0.24% of their portfolio SIOUX FALLS, SD 19,53919.5k $732.5k $732.5k 0.24% New
37 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,66617.7k $662.3k $662.3k 0.01% Reduced -11.2k -11,185
38 Sovereign Financial Group, Inc. 0.17% of their portfolio STAMFORD, CT 15,02115.0k $563.1k $563.1k 0.17% Reduced -193 -193
39 Glen Eagle Advisors, LLC 0.12% of their portfolio KINGSTON, NJ 14,84014.8k $556.3k $556.3k 0.12% Reduced -300 -300
40 Lakeridge Wealth Management LLC 0.40% of their portfolio MENTOR, OH 14,78114.8k $554.1k $554.1k 0.40% First filing
41 Oder Investment Management, LLC 0.54% of their portfolio WOODLAND HILLS, CA 14,58614.6k $546.8k $546.8k 0.54% Unchanged
42 Walkner Condon Financial Advisors LLC 0.12% of their portfolio MADISON, WI 14,51814.5k $544.3k $544.3k 0.12% Unchanged
43 Columbus Macro, LLC 0.20% of their portfolio NEW CASTLE, PA 13,61413.6k $513.2k $513.2k 0.20% Reduced -82 -82
44 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,13012.1k $454.8k $454.8k 0.00% Added +6.1k +6,065
45 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 11,49511.5k $429.8k $429.8k 0.09% Reduced -79 -79
46 WealthPlan Investment Management, LLC 0.07% of their portfolio OMAHA, NE 11,33811.3k $425.1k $425.1k 0.07% Reduced -29 -29
47 Luken Investment Analytics, LLC 0.23% of their portfolio BRENTWOOD, TN 11,30011.3k $423.6k $423.6k 0.23% Unchanged
48 Tanglewood Legacy Advisors, LLC 0.21% of their portfolio HOUSTON, TX 10,41710.4k $390.5k $390.5k 0.21% Unchanged
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,17410.2k $381.4k $381.4k 0.00% Reduced -81 -81
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,9789.0k $336.0k $336.0k 0.00% Reduced -2.0k -1,991
51 Integrity Financial Corp /WA 0.22% of their portfolio JACKSON, WY 8,0778.1k $302.8k $302.8k 0.22% Reduced -19 -19
52 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 7,8867.9k $295.6k $295.6k 0.03% Unchanged
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 7,6347.6k $286.2k $286.2k 0.02% Reduced -14.6k -14,648
54 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 7,2917.3k $273.3k $273.3k 0.00% New
55 Prosperity Consulting Group, LLC 0.09% of their portfolio OWINGS MILLS, MD 7,2747.3k $272.7k $272.7k 0.09% Reduced -150 -150
56 LANARK FINANCIAL, INC. 0.03% of their portfolio BIRMINGHAM, AL 7,2357.2k $271.0k $271.0k 0.03% Unchanged
57 FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio Minneapolis, MN 6,8096.8k $255.3k $255.3k 0.01% First filing
58 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 6,5436.5k $248.3k $248.3k 0.01% Reduced -17.5k -17,467
59 McKinley Carter Wealth Services, Inc. 0.02% of their portfolio WHEELING, WV 5,9295.9k $222.3k $222.3k 0.02% Unchanged
60 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 5,6815.7k $213.0k $213.0k 0.01% Reduced -1.8k -1,794
61 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 5,6005.6k $209.9k $209.9k 0.01% Reduced -400 -400
62 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 5,5045.5k $206.3k $206.3k 0.01% New
63 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,3895.4k $202.0k $202.0k 0.00% New
64 Lifestyle Asset Management, Inc. 0.11% of their portfolio FRIENDSWOOD, TX 5,3505.3k $200.6k $200.6k 0.11% New
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,3075.3k $199.0k $199.0k 0.00% Added +3.1k +3,118
66 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,8504.8k $182.0k $182.0k 0.00% Unchanged
67 DHJJ Financial Advisors, Ltd. 0.08% of their portfolio NAPERVILLE, IL 4,6554.7k $174.5k $174.5k 0.08% Reduced -350 -350
68 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,3584.4k $164.7k $164.7k 0.01% Unchanged
69 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,6363.6k $136.3k $136.3k 0.02% Unchanged
70 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 3,3473.3k $125.5k $125.5k 0.00% Unchanged
71 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 2,1512.2k $80.6k $80.6k 0.02% Added +917 +917
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,6211.6k $60.8k $60.8k 0.00% Reduced -53 -53
73 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 688688 $25.8k $25.8k 0.00% New
74 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 650650 $24.4k $24.4k 0.00% First filing
75 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 644644 $24.1k $24.1k 0.00% Reduced -8 -8
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 500500 $18.7k $18.7k 0.00% Unchanged
77 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 226226 $8.5k $8.5k 0.00% Unchanged
78 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 200200 $7.5k $7.5k 0.01% First filing
79 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 170170 $6.4k $6.4k 0.00% Unchanged
80 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 6464 $2.4k $2.4k 0.00% New
81 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 66 $225 $225 0.00% Unchanged