Vault-13

FIRST TR EXCHNG TRADED FD VI DOCT

FT VEST UQ EQT · ETP · CUSIP 33740F672

61 institutional holders -4 vs Q2 2024
1,584,5891.6m shares reported held*
$61.8mreported value*
4 new 16 added 22 reduced 9 sold out net sold ≈ $8.1m (-208.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.03.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 29Q4 22: 52Q1 23: 53Q2 23: 53Q3 23: 51Q4 23: 64Q1 24: 66Q2 24: 65Q3 24: 6161Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202229
Q4 202252
Q1 202353
Q2 202353
Q3 202351
Q4 202364
Q1 202466
Q2 202465
Q3 202461

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 9 cut or sold outQ1 23: 10 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 34 cut or sold outQ3 23: 13 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 21 cut or sold outQ1 24: 15 bought or addedQ1 24: 35 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 33 cut or sold outQ3 24: 20 bought or addedQ3 24: 31 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022399
Q1 20231031
Q2 20231134
Q3 20231330
Q4 20234121
Q1 20241535
Q2 20241833
Q3 20242031

Biggest buyers

LCNB CORP New +34,935+34.9k
1ST SOURCE BANK New +27,673+27.7k
Commonwealth Financial Services, LLC Added +16,123+16.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +13,804+13.8k
Signal Advisors Wealth, LLC Added +8,691+8.7k
FOUNDERS FINANCIAL SECURITIES LLC New +8,131+8.1k
BARCLAYS PLC New +5,132+5.1k
SMART Wealth LLC Added +4,568+4.6k
Raymond James Financial Services Advisors, Inc. Added +3,289+3.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,950+3.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -75,263-75.3k
Cetera Investment Advisers Reduced -59,673-59.7k
HARBOUR INVESTMENTS, INC. Reduced -41,033-41.0k
OLD MISSION CAPITAL LLC Sold out -33,766-33.8k
CreativeOne Wealth, LLC Sold out -27,473-27.5k
Sage Capital Advisors,llc Sold out -13,742-13.7k
REAP Financial Group, LLC Reduced -12,118-12.1k
JANE STREET GROUP, LLC Reduced -11,615-11.6k
Atria Investments, Inc Sold out -11,310-11.3k
OSAIC HOLDINGS, INC. Reduced -10,457-10.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.0 pts · filed 2026-10-22 44.9% +4.0 pts 3.7m≈ $173.9m 2026-10-22

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 REAP Financial Group, LLC 2.09% of their portfolio AUSTIN, TX 218,842218.8k $8.5m $8.5m 2.09% Reduced -12.1k -12,118
2 Per Stirling Capital Management, LLC. 1.14% of their portfolio AUSTIN, TX 209,918209.9k $8.2m $8.2m 1.14% Added +217 +217
3 Mutual Advisors, LLC 0.19% of their portfolio OMAHA, NE 165,705165.7k $6.5m $6.5m 0.19% Reduced -6.5k -6,478
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 79,01879.0k $3.1m $3.1m 0.00% Added +3.0k +2,950
5 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 58,25558.3k $2.3m $2.3m 0.07% Reduced -41.0k -41,033
6 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,92449.9k $1.9m $1.9m 0.00% Reduced -1.5k -1,465
7 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 48,54248.5k $1.9m $1.9m 0.03% Reduced -1.1k -1,130
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,91347.9k $1.9m $1.9m 0.00% Reduced -10.5k -10,457
9 Commonwealth Financial Services, LLC 0.35% of their portfolio VIENNA, WV 45,69045.7k $1.8m $1.8m 0.35% Added +16.1k +16,123
10 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 44,56044.6k $1.7m $1.7m 0.01% Reduced -2.9k -2,891
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,97042.0k $1.6m $1.6m 0.00% Reduced -75.3k -75,263
12 LCNB CORP 0.48% of their portfolio LEBANON, OH 34,93534.9k $1.4m $1.4m 0.48% New
13 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 30,69030.7k $1.2m $1.2m 0.01% Reduced -2.1k -2,083
14 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 29,54729.5k $1.2m $1.2m 0.02% Unchanged
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,51728.5k $1.1m $1.1m 0.00% Added +13.8k +13,804
16 1ST SOURCE BANK 0.06% of their portfolio SOUTH BEND, IN 27,67327.7k $1.1m $1.1m 0.06% New
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,14325.1k $981.3k $981.3k 0.00% Added +3.3k +3,289
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,04724.0k $938.5k $938.5k 0.00% Reduced -59.7k -59,673
19 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 23,86623.9k $931.5k $931.5k 0.06% Unchanged
20 Icon Wealth Advisors, LLC 0.07% of their portfolio HOUSTON, TX 21,21921.2k $828.2k $828.2k 0.07% Unchanged
21 Signal Advisors Wealth, LLC 0.11% of their portfolio DETROIT, MI 20,43220.4k $797.5k $797.5k 0.11% Added +8.7k +8,691
22 BEACON FINANCIAL GROUP 0.08% of their portfolio DALLAS, TX 18,82818.8k $734.9k $734.9k 0.08% Unchanged
23 SMART Wealth LLC 0.27% of their portfolio Omaha, NE 17,57317.6k $685.9k $685.9k 0.27% Added +4.6k +4,568
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,11117.1k $667.8k $667.8k 0.00% Added +1.1k +1,110
25 Ignite Planners, LLC 0.14% of their portfolio SAN CLEMENTE, CA 15,89615.9k $620.4k $620.4k 0.14% Unchanged
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,44214.4k $563.7k $563.7k 0.00% Reduced -11.6k -11,615
27 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 14,35414.4k $560.2k $560.2k 0.02% Reduced -4.1k -4,143
28 Tanglewood Legacy Advisors, LLC 0.22% of their portfolio HOUSTON, TX 12,90712.9k $503.8k $503.8k 0.22% Unchanged
29 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,51612.5k $488.5k $488.5k 0.02% Unchanged
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,40312.4k $484.0k $484.0k 0.00% Reduced -2.4k -2,388
31 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,92410.9k $426.4k $426.4k 0.01% Reduced -25 -25
32 1776 Wealth LLC 0.19% of their portfolio ATLANTA, GA 10,65810.7k $416.0k $416.0k 0.19% Unchanged
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,4339.4k $368.2k $368.2k 0.00% Added +293 +293
34 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 8,9579.0k $349.6k $349.6k 0.00% Reduced -1.4k -1,401
35 Marshall Financial Group, LLC 0.08% of their portfolio Hunt Valley, MD 8,8378.8k $344.9k $344.9k 0.08% Reduced -113 -113
36 Prosperity Consulting Group, LLC 0.03% of their portfolio OWINGS MILLS, MD 8,5248.5k $332.7k $332.7k 0.03% Added +687 +687
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,1318.1k $317.0k $317.0k 0.00% Unchanged
38 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 8,1318.1k $317.4k $317.4k 0.03% New
39 Integrity Financial Corp /WA 0.17% of their portfolio JACKSON, WY 7,6187.6k $297.3k $297.3k 0.17% Reduced -859 -859
40 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 7,4457.4k $290.6k $290.6k 0.00% Added +1.7k +1,715
41 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 7,4457.4k $290.6k $290.6k 0.00% Added +1.7k +1,715
42 ARBOR CAPITAL MANAGEMENT INC /ADV 0.27% of their portfolio ANCHORAGE, AK 7,3057.3k $285.0k $285.0k 0.27% Reduced -30 -30
43 WealthTrust Asset Management, LLC 0.21% of their portfolio Destin, FL 7,2967.3k $284.8k $284.8k 0.21% Unchanged
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,2867.3k $284.0k $284.0k 0.00% Added +2.8k +2,777
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 5,9255.9k $231.3k $231.3k 0.04% Unchanged
46 Strategic Blueprint, LLC 0.01% of their portfolio ATLANTA, GA 5,7975.8k $226.3k $226.3k 0.01% Reduced -1.5k -1,500
47 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 5,3055.3k $207.1k $207.1k 0.02% Reduced -2.8k -2,841
48 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2885.3k $206.4k $206.4k 0.04% Unchanged
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,1325.1k $200.3k $200.3k 0.00% New
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,3424.3k $169.5k $169.5k 0.00% Added +2.6k +2,557
51 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,5773.6k $139.0k $139.0k 0.01% Reduced -127 -127
52 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,5153.5k $137.2k $137.2k 0.01% Added +2.0k +1,985
53 Copley Financial Group, Inc. 0.11% of their portfolio SAN DIEGO, CA 3,2093.2k $125.2k $125.2k 0.11% First filing
54 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,1103.1k $121.4k $121.4k 0.05% Unchanged
55 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,4502.5k $95.6k $95.6k 0.01% Unchanged
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,7601.8k $69.0k $69.0k 0.00% Reduced -5.0k -5,050
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1411.1k $44.5k $44.5k 0.00% Unchanged
58 MTM Investment Management, LLC 0.02% of their portfolio SPARTANBURG, SC 1,1001.1k $43.0k $43.0k 0.02% Unchanged
59 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0991.1k $42.9k $42.9k 0.00% Added +156 +156
60 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 943943 $36.8k $36.8k 0.00% Unchanged
61 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 470470 $18.0k $18.0k 0.01% Unchanged