Vault-13

FIRST TR EXCHNG TRADED FD VI DOCT

FT VEST UQ EQT · ETP · CUSIP 33740F672

66 institutional holders +2 vs Q4 2023
1,837,5631.8m shares reported held*
$69.1mreported value*
7 new 8 added 29 reduced 6 sold out net sold ≈ $6.8m (-181.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $37.62.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 29Q4 22: 52Q1 23: 53Q2 23: 53Q3 23: 51Q4 23: 64Q1 24: 6666Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202229
Q4 202252
Q1 202353
Q2 202353
Q3 202351
Q4 202364
Q1 202466

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 15 bought or addedQ1 24: 35 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022399
Q1 20231031
Q2 20231134
Q3 20231330
Q4 20234121
Q1 20241535

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $396.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$396.0k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Cetera Investment Advisers Added +52,145+52.1k
Signal Advisors Wealth, LLC New +16,529+16.5k
Kestra Advisory Services, LLC Added +13,897+13.9k
JANE STREET GROUP, LLC New +8,867+8.9k
CITADEL ADVISORS LLC New +7,499+7.5k
OLD MISSION CAPITAL LLC New +7,245+7.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +6,672+6.7k
SMART Wealth LLC New +6,018+6.0k
Raymond James Financial Services Advisors, Inc. Added +5,305+5.3k
McKinley Carter Wealth Services, Inc. Added +2,000+2.0k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -55,097-55.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -38,880-38.9k
AE Wealth Management LLC Reduced -25,112-25.1k
Cetera Advisors LLC Sold out -23,780-23.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -22,251-22.3k
Cetera Advisor Networks LLC Sold out -21,349-21.3k
OSAIC HOLDINGS, INC. Reduced -21,221-21.2k
TRUIST FINANCIAL CORP Reduced -20,681-20.7k
Cambridge Investment Research Advisors, Inc. Reduced -14,844-14.8k
Clear Creek Financial Management, LLC Reduced -9,412-9.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.0 pts · filed 2026-10-22 44.9% +4.0 pts 3.7m≈ $173.9m 2026-10-22

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 REAP Financial Group, LLC 2.43% of their portfolio AUSTIN, TX 235,001235.0k $8.8m $8.8m 2.43% Reduced -2.3k -2,328
2 Per Stirling Capital Management, LLC. 1.35% of their portfolio AUSTIN, TX 215,202215.2k $8.1m $8.1m 1.35% Added +1.2k +1,211
3 Mutual Advisors, LLC 0.22% of their portfolio OMAHA, NE 182,957183.0k $6.9m $6.9m 0.22% Reduced -1.4k -1,430
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,647111.6k $4.2m $4.2m 0.00% Reduced -22.3k -22,251
5 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 103,066103.1k $3.9m $3.9m 0.14% Reduced -2.5k -2,550
6 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 99,01499.0k $3.7m $3.7m 0.01% Added +52.1k +52,145
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 74,16374.2k $2.8m $2.8m 0.00% Reduced -5.2k -5,209
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 71,75671.8k $2.7m $2.7m 0.01% Reduced -21.2k -21,221
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 54,58954.6k $2.1m $2.1m 0.01% Added +13.9k +13,897
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,55751.6k $1.9m $1.9m 0.00% Reduced -20.7k -20,681
11 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 50,81950.8k $1.9m $1.9m 0.04% Reduced -1.1k -1,065
12 BEACON FINANCIAL GROUP 0.16% of their portfolio DALLAS, TX 38,08738.1k $1.4m $1.4m 0.16% Reduced -7.0k -6,971
13 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 34,47034.5k $1.3m $1.3m 0.01% Reduced -25.1k -25,112
14 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 29,54729.5k $1.1m $1.1m 0.02% Reduced -7 -7
15 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 25,23025.2k $949.0k $949.0k 0.04% Reduced -2.4k -2,443
16 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 23,86623.9k $897.8k $897.8k 0.06% Added +2.0k +2,000
17 Icon Wealth Advisors, LLC 0.08% of their portfolio HOUSTON, TX 22,23522.2k $836.5k $836.5k 0.08% Unchanged
18 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 21,50121.5k $808.9k $808.9k 0.01% Reduced -2.4k -2,418
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,14120.1k $757.7k $757.7k 0.00% Added +5.3k +5,305
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,90418.9k $711.0k $711.0k 0.00% Reduced -14.8k -14,844
21 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 17,94717.9k $675.2k $675.2k 0.09% Reduced -9.4k -9,412
22 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,69316.7k $628.0k $628.0k 0.00% Reduced -2.4k -2,368
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,65416.7k $626.5k $626.5k 0.00% Reduced -55.1k -55,097
24 Signal Advisors Wealth, LLC 0.15% of their portfolio DETROIT, MI 16,52916.5k $621.8k $621.8k 0.15% New
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,92215.9k $599.0k $599.0k 0.00% Added +6.7k +6,672
26 Ignite Planners, LLC 0.17% of their portfolio SAN CLEMENTE, CA 15,89615.9k $597.8k $597.8k 0.17% Unchanged
27 Sage Capital Advisors,llc 0.17% of their portfolio SIOUX FALLS, SD 15,25115.3k $573.7k $573.7k 0.17% Reduced -2.7k -2,725
28 Tanglewood Legacy Advisors, LLC 0.24% of their portfolio HOUSTON, TX 12,90712.9k $485.6k $485.6k 0.24% Unchanged
29 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,51612.5k $470.9k $470.9k 0.02% Unchanged
30 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 12,10412.1k $455.4k $455.4k 0.04% Unchanged
31 1776 Wealth LLC 0.19% of their portfolio ATLANTA, GA 10,65810.7k $401.0k $401.0k 0.19% Unchanged
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,62410.6k $399.7k $399.7k 0.00% Added +799 +799
33 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,60110.6k $398.8k $398.8k 0.01% Reduced -1.8k -1,766
34 Marshall Financial Group, LLC 0.10% of their portfolio Hunt Valley, MD 8,9809.0k $337.8k $337.8k 0.10% Added +6 +6
35 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 8,8788.9k $334.0k $334.0k 0.00% Reduced -484 -484
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,8678.9k $333.6k $333.6k 0.00% New
37 Prosperity Consulting Group, LLC 0.04% of their portfolio OWINGS MILLS, MD 8,7478.7k $329.1k $329.1k 0.04% Reduced -10 -10
38 Integrity Financial Corp /WA 0.22% of their portfolio JACKSON, WY 8,6208.6k $324.3k $324.3k 0.22% Reduced -3.6k -3,600
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,0348.0k $302.0k $302.0k 0.00% Reduced -1.8k -1,827
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,4997.5k $282.1k $282.1k 0.00% New
41 ARBOR CAPITAL MANAGEMENT INC /ADV 0.26% of their portfolio ANCHORAGE, AK 7,3357.3k $277.6k $277.6k 0.26% Reduced -54 -54
42 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 7,2977.3k $274.5k $274.5k 0.02% Reduced -1.1k -1,052
43 WealthTrust Asset Management, LLC 0.21% of their portfolio Destin, FL 7,2967.3k $274.5k $274.5k 0.21% Unchanged
44 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,2457.2k $272.6k $272.6k 0.01% New
45 FSB PREMIER WEALTH MANAGEMENT, INC. 0.11% of their portfolio WATERLOO, IA 6,2936.3k $236.7k $236.7k 0.11% Unchanged
46 SMART Wealth LLC 0.10% of their portfolio Omaha, NE 6,0186.0k $226.4k $226.4k 0.10% New
47 Presidio Capital Management, LLC 0.16% of their portfolio SAN DIEGO, CA 5,9315.9k $223.1k $223.1k 0.16% Unchanged
48 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 5,9255.9k $222.9k $222.9k 0.05% Reduced -307 -307
49 Naviter Wealth, LLC 0.04% of their portfolio LITTLE ROCK, AR 5,7505.8k $216.3k $216.3k 0.04% Unchanged
50 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 5,7425.7k $216.0k $216.0k 0.00% Reduced -428 -428
51 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 5,7425.7k $216.0k $216.0k 0.00% Reduced -428 -428
52 Sequent Planning LLC 0.08% of their portfolio OMAHA, NE 5,5135.5k $207.4k $207.4k 0.08% First filing
53 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2885.3k $199.0k $199.0k 0.04% Unchanged
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,9304.9k $186.0k $186.0k 0.00% Reduced -4.6k -4,570
55 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,2144.2k $158.0k $158.0k 0.01% Unchanged
56 DHJJ Financial Advisors, Ltd. 0.06% of their portfolio NAPERVILLE, IL 3,6903.7k $138.8k $138.8k 0.06% Unchanged
57 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 3,5153.5k $132.2k $132.2k 0.01% Unchanged
58 WETZEL INVESTMENT ADVISORS, INC. 0.07% of their portfolio INDIANAPOLIS, IN 3,2543.3k $121.4k $121.4k 0.07% Unchanged
59 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,4502.5k $92.2k $92.2k 0.01% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7011.7k $64.0k $64.0k 0.00% Unchanged
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1191.1k $42.1k $42.1k 0.00% New
62 MTM Investment Management, LLC 0.02% of their portfolio SPARTANBURG, SC 1,1001.1k $41.4k $41.4k 0.02% Unchanged
63 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 943943 $35.5k $35.5k 0.00% Unchanged
64 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 943943 $35.5k $35.5k 0.00% New
65 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 470470 $18.0k $18.0k 0.01% Unchanged
66 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 180180 $6.8k $6.8k 0.00% Unchanged