Vault-13

FIRST TR EXCHNG TRADED FD VI DOCT

FT VEST UQ EQT · ETP · CUSIP 33740F672

64 institutional holders +13 vs Q3 2023
2,013,5112.0m shares reported held*
$73.2mreported value*
21 new 20 added 10 reduced 11 sold out net bought ≈ $17.2m (+472.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.38.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 29Q4 22: 52Q1 23: 53Q2 23: 53Q3 23: 51Q4 23: 6464Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202229
Q4 202252
Q1 202353
Q2 202353
Q3 202351
Q4 202364

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 21 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022399
Q1 20231031
Q2 20231134
Q3 20231330
Q4 20234121

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $396.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$396.0k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

Per Stirling Capital Management, LLC. Added +145,173+145.2k
ENVESTNET ASSET MANAGEMENT INC Added +61,270+61.3k
RAYMOND JAMES & ASSOCIATES Added +56,810+56.8k
NewEdge Wealth, LLC New +51,884+51.9k
Cetera Investment Advisers Added +33,293+33.3k
Brookstone Capital Management New +29,554+29.6k
Kestra Advisory Services, LLC Added +27,955+28.0k
CreativeOne Wealth, LLC New +27,673+27.7k
Clear Creek Financial Management, LLC New +27,359+27.4k
Spire Wealth Management New +23,919+23.9k

Biggest sellers

AE Wealth Management LLC Reduced -68,307-68.3k
SMART Wealth LLC Sold out -65,146-65.1k
JPMORGAN CHASE & CO Sold out -33,685-33.7k
Raymond James Financial Services Advisors, Inc. Reduced -22,641-22.6k
CITADEL ADVISORS LLC Sold out -21,154-21.2k
1ST SOURCE BANK Sold out -15,328-15.3k
JANE STREET GROUP, LLC Sold out -11,878-11.9k
OLD MISSION CAPITAL LLC Sold out -8,391-8.4k
Delta Investment Management, LLC Sold out -8,384-8.4k
Onyx Bridge Wealth Group LLC Sold out -6,710-6.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.0 pts · filed 2026-10-22 44.9% +4.0 pts 3.7m≈ $173.9m 2026-10-22

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 REAP Financial Group, LLC 2.51% of their portfolio AUSTIN, TX 237,329237.3k $8.6m $8.6m 2.51% First filing
2 Per Stirling Capital Management, LLC. 1.43% of their portfolio AUSTIN, TX 213,991214.0k $7.8m $7.8m 1.43% Added +145.2k +145,173
3 Mutual Advisors, LLC 0.23% of their portfolio OMAHA, NE 184,387184.4k $6.7m $6.7m 0.23% Added +1.9k +1,924
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 133,898133.9k $4.9m $4.9m 0.00% Added +61.3k +61,270
5 HARBOUR INVESTMENTS, INC. 0.16% of their portfolio MADISON, WI 105,616105.6k $3.8m $3.8m 0.16% Added +12.1k +12,079
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,97793.0k $3.4m $3.4m 0.01% Added +10.2k +10,164
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 79,37279.4k $2.9m $2.9m 0.01% Added +16.3k +16,258
8 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 72,23872.2k $2.6m $2.6m 0.00% Added +23.5k +23,507
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,75171.8k $2.6m $2.6m 0.00% Added +56.8k +56,810
10 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 59,58259.6k $2.2m $2.2m 0.01% Reduced -68.3k -68,307
11 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 51,88451.9k $1.9m $1.9m 0.05% New
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,86946.9k $1.7m $1.7m 0.01% Added +33.3k +33,293
13 BEACON FINANCIAL GROUP 0.20% of their portfolio DALLAS, TX 45,05845.1k $1.6m $1.6m 0.20% Unchanged
14 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,69240.7k $1.5m $1.5m 0.01% Added +28.0k +27,955
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,88038.9k $1.4m $1.4m 0.00% Added +12.8k +12,827
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,74833.7k $1.2m $1.2m 0.01% Reduced -569 -569
17 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 29,55429.6k $1.1m $1.1m 0.02% New
18 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 27,67327.7k $1.0m $1.0m 0.06% New
19 Clear Creek Financial Management, LLC 0.16% of their portfolio SILVERDALE, WA 27,35927.4k $994.8k $994.8k 0.16% New
20 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 23,91923.9k $877.6k $877.6k 0.03% New
21 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 23,78023.8k $864.6k $864.6k 0.01% Added +8.0k +7,962
22 Icon Wealth Advisors, LLC 0.08% of their portfolio HOUSTON, TX 22,23522.2k $808.5k $808.5k 0.08% First filing
23 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 21,86621.9k $795.0k $795.0k 0.06% Reduced -2.0k -2,000
24 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 21,34921.3k $776.2k $776.2k 0.00% Added +11.5k +11,547
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 19,06119.1k $693.0k $693.0k 0.00% New
26 Sage Capital Advisors,llc 0.21% of their portfolio SIOUX FALLS, SD 17,97618.0k $653.6k $653.6k 0.21% New
27 Ignite Planners, LLC 0.17% of their portfolio SAN CLEMENTE, CA 15,89615.9k $577.0k $577.0k 0.17% Unchanged
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,83614.8k $539.4k $539.4k 0.00% Reduced -22.6k -22,641
29 Tanglewood Legacy Advisors, LLC 0.26% of their portfolio HOUSTON, TX 12,90712.9k $469.3k $469.3k 0.26% Unchanged
30 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,51612.5k $455.1k $455.1k 0.02% Added +4.1k +4,077
31 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,36712.4k $449.7k $449.7k 0.01% Reduced -1.9k -1,891
32 Integrity Financial Corp /WA 0.32% of their portfolio JACKSON, WY 12,22012.2k $444.3k $444.3k 0.32% Added +9.2k +9,188
33 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 12,10412.1k $440.1k $440.1k 0.04% New
34 1776 Wealth LLC 0.19% of their portfolio ATLANTA, GA 10,65810.7k $387.5k $387.5k 0.19% New
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,8619.9k $359.0k $359.0k 0.00% New
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 9,8259.8k $357.2k $357.2k 0.00% New
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,5009.5k $345.0k $345.0k 0.00% Added +3.3k +3,313
38 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,3629.4k $340.4k $340.4k 0.00% New
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,2509.2k $336.3k $336.3k 0.00% New
40 Marshall Financial Group, LLC 0.11% of their portfolio Hunt Valley, MD 8,9749.0k $326.3k $326.3k 0.11% New
41 Prosperity Consulting Group, LLC 0.11% of their portfolio OWINGS MILLS, MD 8,7578.8k $318.4k $318.4k 0.11% Added +2.7k +2,672
42 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 8,3498.3k $303.6k $303.6k 0.03% Added +757 +757
43 ARBOR CAPITAL MANAGEMENT INC /ADV 0.20% of their portfolio ANCHORAGE, AK 7,3897.4k $267.3k $267.3k 0.20% New
44 WealthTrust Asset Management, LLC 0.22% of their portfolio Destin, FL 7,2967.3k $265.3k $265.3k 0.22% Reduced -809 -809
45 FSB PREMIER WEALTH MANAGEMENT, INC. 0.11% of their portfolio WATERLOO, IA 6,2936.3k $228.8k $228.8k 0.11% Unchanged
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 6,2326.2k $226.6k $226.6k 0.05% Reduced -42 -42
47 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 6,1706.2k $224.6k $224.6k 0.00% New
48 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 6,1706.2k $224.6k $224.6k 0.00% New
49 Schulz Wealth, LTD. 0.21% of their portfolio MANSFIELD, TX 6,1186.1k $222.4k $222.4k 0.21% First filing
50 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,9315.9k $215.6k $215.6k 0.01% New
51 Presidio Capital Management, LLC 0.17% of their portfolio SAN DIEGO, CA 5,9315.9k $215.6k $215.6k 0.17% New
52 Naviter Wealth, LLC 0.04% of their portfolio LITTLE ROCK, AR 5,7505.8k $209.1k $209.1k 0.04% New
53 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2885.3k $192.3k $192.3k 0.04% Unchanged
54 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 4,2144.2k $153.0k $153.0k 0.02% Reduced -2.1k -2,109
55 DHJJ Financial Advisors, Ltd. 0.06% of their portfolio NAPERVILLE, IL 3,6903.7k $134.2k $134.2k 0.06% Reduced -474 -474
56 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 3,5153.5k $127.8k $127.8k 0.02% Added +458 +458
57 WETZEL INVESTMENT ADVISORS, INC. 0.07% of their portfolio INDIANAPOLIS, IN 3,2543.3k $118.0k $118.0k 0.07% First filing
58 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,0003.0k $109.1k $109.1k 0.00% Unchanged
59 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,4502.5k $89.1k $89.1k 0.01% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7011.7k $61.8k $61.8k 0.00% Unchanged
61 MTM Investment Management, LLC 0.02% of their portfolio SPARTANBURG, SC 1,1001.1k $40.0k $40.0k 0.02% Reduced -1.0k -1,000
62 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 943943 $34.3k $34.3k 0.00% New
63 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 470470 $17.0k $17.0k 0.01% Added +270 +270
64 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 180180 $6.5k $6.5k 0.00% Unchanged