Vault-13

FIRST TR EXCHNG TRADED FD VI DOCT

FT VEST UQ EQT · ETP · CUSIP 33740F672

52 institutional holders +23 vs Q3 2022
3,702,2503.7m shares reported held*
$116.3mreported value*
26 new 13 added 5 reduced 4 sold out net bought ≈ $49.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.41.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 29Q4 22: 5252Q3 22Q4 22
Numbers
QuarterHolders
Q3 202229
Q4 202252

Biggest buyers

Cetera Investment Advisers New +557,938+557.9k
OSAIC HOLDINGS, INC. Added +384,280+384.3k
HARBOUR INVESTMENTS, INC. Added +287,360+287.4k
ENVESTNET ASSET MANAGEMENT INC Added +175,696+175.7k
NewEdge Advisors, LLC New +150,519+150.5k
TRUIST FINANCIAL CORP New +125,341+125.3k
RAYMOND JAMES & ASSOCIATES New +77,462+77.5k
Raymond James Financial Services Advisors, Inc. New +52,906+52.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +27,868+27.9k
Ignite Planners, LLC New +25,067+25.1k

Biggest sellers

AE Wealth Management LLC Reduced -207,117-207.1k
HighTower Advisors, LLC Sold out -174,498-174.5k
Cambridge Investment Research Advisors, Inc. Reduced -40,709-40.7k
Lloyd Advisory Services, LLC. Sold out -34,933-34.9k
BEACON FINANCIAL GROUP Reduced -15,828-15.8k
GOLDMAN SACHS GROUP INC Sold out -11,592-11.6k
Kingsview Wealth Management, LLC Reduced -4,418-4.4k
IFP Advisors, Inc Reduced -2,513-2.5k
Capital Asset Advisory Services LLC Sold out -335-335

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +4.0 pts · filed 2026-10-22 44.9% +4.0 pts 3.7m≈ $173.9m 2026-10-22

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 557,938557.9k $17.5m $17.5m 0.16% New
2 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 430,250430.2k $13.5m $13.5m 0.03% Added +27.9k +27,868
3 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 416,086416.1k $13.0m $13.0m 0.03% Added +384.3k +384,280
4 HARBOUR INVESTMENTS, INC. 0.56% of their portfolio MADISON, WI 294,730294.7k $9.2m $9.2m 0.56% Added +287.4k +287,360
5 BEACON FINANCIAL GROUP 1.17% of their portfolio DALLAS, TX 258,078258.1k $8.5m $8.5m 1.17% Reduced -15.8k -15,828
6 Mutual Advisors, LLC 0.35% of their portfolio OMAHA, NE 250,567250.6k $7.8m $7.8m 0.35% Added +6.7k +6,696
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 194,743194.7k $6.1m $6.1m 0.00% Added +175.7k +175,696
8 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 180,455180.5k $5.7m $5.7m 0.04% Reduced -207.1k -207,117
9 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 150,519150.5k $4.6m $4.6m 0.12% New
10 Per Stirling Capital Management, LLC. 0.76% of their portfolio AUSTIN, TX 133,519133.5k $4.2m $4.2m 0.76% First filing
11 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 125,341125.3k $3.9m $3.9m 0.01% New
12 SMART Wealth LLC 2.76% of their portfolio Omaha, NE 117,142117.1k $3.7m $3.7m 2.76% First filing
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 97,28897.3k $3.0m $3.0m 0.02% Reduced -40.7k -40,709
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 77,46277.5k $2.4m $2.4m 0.00% New
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 52,90652.9k $1.7m $1.7m 0.00% New
16 Ignite Planners, LLC 0.34% of their portfolio SAN CLEMENTE, CA 25,06725.1k $814.2k $814.2k 0.34% New
17 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 23,86623.9k $747.2k $747.2k 0.06% Added +10.2k +10,201
18 Icon Wealth Advisors, LLC 0.09% of their portfolio HOUSTON, TX 23,64523.6k $740.3k $740.3k 0.09% New
19 3D/L Capital Management, LLC 0.20% of their portfolio Hartford, CT 23,50023.5k $735.8k $735.8k 0.20% New
20 1ST SOURCE BANK 0.05% of their portfolio SOUTH BEND, IN 23,03423.0k $721.2k $721.2k 0.05% Unchanged
21 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 22,83022.8k $714.8k $714.8k 0.01% Added +3.1k +3,136
22 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 20,82420.8k $652.0k $652.0k 0.08% New
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,98217.0k $531.7k $531.7k 0.00% New
24 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 16,63516.6k $521.0k $521.0k 0.01% New
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,43716.4k $514.6k $514.6k 0.00% Added +4.7k +4,675
26 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 15,99316.0k $500.7k $500.7k 0.02% Added +7.6k +7,642
27 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 14,62514.6k $435.0k $435.0k 0.01% Reduced -2.5k -2,513
28 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,71913.7k $429.5k $429.5k 0.00% New
29 Tanglewood Legacy Advisors, LLC 0.29% of their portfolio HOUSTON, TX 12,90712.9k $404.1k $404.1k 0.29% First filing
30 FSB PREMIER WEALTH MANAGEMENT, INC. 0.18% of their portfolio WATERLOO, IA 10,77810.8k $337.5k $337.5k 0.18% New
31 Delta Investment Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 9,8089.8k $307.1k $307.1k 0.10% Unchanged
32 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 8,9839.0k $281.3k $281.3k 0.03% New
33 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 8,2278.2k $257.6k $257.6k 0.01% Added +931 +931
34 WealthTrust Asset Management, LLC 0.25% of their portfolio Destin, FL 8,1058.1k $253.8k $253.8k 0.25% New
35 ARBOR CAPITAL MANAGEMENT INC /ADV 0.19% of their portfolio ANCHORAGE, AK 6,6806.7k $208.3k $208.3k 0.19% New
36 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 6,4486.4k $201.9k $201.9k 0.01% Reduced -4.4k -4,418
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.07% of their portfolio BLUE BELL, PA 6,4006.4k $200.4k $200.4k 0.07% New
38 Integrity Financial Corp /WA 0.18% of their portfolio JACKSON, WY 5,8905.9k $184.4k $184.4k 0.18% Added +5.4k +5,372
39 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 5,2885.3k $165.6k $165.6k 0.04% New
40 AlphaMark Advisors, LLC 0.08% of their portfolio FT. WRIGHT, KY 5,2505.2k $164.0k $164.0k 0.08% Added +5.1k +5,100
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,0813.1k $96.5k $96.5k 0.00% New
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6422.6k $82.7k $82.7k 0.00% New
43 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,4502.5k $76.7k $76.7k 0.01% New
44 MTM Investment Management, LLC 0.03% of their portfolio SPARTANBURG, SC 2,1002.1k $65.8k $65.8k 0.03% Unchanged
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7011.7k $53.3k $53.3k 0.00% Added +1.7k +1,701
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 505505 $16.0k $16.0k 0.00% New
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 200200 $6.0k $6.0k 0.00% New
48 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 180180 $5.6k $5.6k 0.00% Unchanged
49 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 152152 $5.0k $5.0k 0.00% Unchanged
50 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 148148 $4.6k $4.6k 0.00% New
51 Accurate Wealth Management, LLC 0.00% of their portfolio WESLEY CHAPEL, FL 100100 $3.2k $3.2k 0.00% New
52 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 4646 $1.4k $1.4k 0.00% New