Vault-13

FIRST TR EXCHNG TRADED FD VI FOCT

FT VEST US EQT · ETP · CUSIP 33740F664

94 institutional holders -3 vs Q4 2023
3,585,0833.6m shares reported held*
$145.4mreported value*
9 new 17 added 37 reduced 13 sold out net sold ≈ $29.4m (-724.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.57.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 85Q1 23: 85Q2 23: 82Q3 23: 75Q4 23: 97Q1 24: 9494Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202251
Q4 202285
Q1 202385
Q2 202382
Q3 202375
Q4 202397
Q1 202494

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 50 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226123
Q1 20232147
Q2 20231153
Q3 20231552
Q4 20235526
Q1 20242650

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $0Q2 23 puts: $641.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$641.3k—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Cetera Investment Advisers Added +143,456+143.5k
ENVESTNET ASSET MANAGEMENT INC Added +35,973+36.0k
Kestra Advisory Services, LLC Added +28,649+28.6k
Atria Investments, Inc New +25,036+25.0k
CreativeOne Wealth, LLC New +20,976+21.0k
Ameritas Advisory Services, LLC New +16,562+16.6k
Sage Capital Advisors,llc New +11,690+11.7k
LPL Financial LLC Added +10,751+10.8k
Raymond James Financial Services Advisors, Inc. Added +9,924+9.9k
Beacon Pointe Advisors, LLC New +9,261+9.3k

Biggest sellers

Americana Partners, LLC Sold out -430,294-430.3k
Legacy Capital Wealth Partners, LLC Sold out -182,981-183.0k
Janney Montgomery Scott LLC Reduced -82,077-82.1k
Cetera Advisors LLC Sold out -74,762-74.8k
CWM, LLC Reduced -55,651-55.7k
Cetera Advisor Networks LLC Sold out -38,659-38.7k
ROYAL BANK OF CANADA Reduced -25,868-25.9k
AE Wealth Management LLC Reduced -17,987-18.0k
OSAIC HOLDINGS, INC. Reduced -16,634-16.6k
Meridian Wealth Management, LLC Sold out -14,966-15.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-10-27 74.6% +2.6 pts 16.6m≈ $870.5m 2026-10-27

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Designs Corp 8.05% of their portfolio CLAREMONT, CA 300,994301.0k $12.2m $12.2m 8.05% Reduced -1.3k -1,344
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 293,232293.2k $11.9m $11.9m 0.02% Reduced -2.0k -2,017
3 CWM, LLC 0.05% of their portfolio OMAHA, NE 250,996251.0k $10.2m $10.2m 0.05% Reduced -55.7k -55,651
4 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 224,273224.3k $9.1m $9.1m 0.02% Reduced -16.6k -16,634
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 152,355152.4k $6.2m $6.2m 0.01% Added +143.5k +143,456
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 140,659140.7k $5.7m $5.7m 0.00% Added +36.0k +35,973
7 McCarthy & Cox 2.10% of their portfolio MARYSVILLE, OH 137,225137.2k $5.6m $5.6m 2.10% First filing
8 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 132,278132.3k $5.4m $5.4m 0.01% Added +9.9k +9,924
9 REAP Financial Group, LLC 1.43% of their portfolio AUSTIN, TX 128,234128.2k $5.2m $5.2m 1.43% Reduced -393 -393
10 Prospera Financial Services Inc 0.15% of their portfolio Dallas, TX 123,438123.4k $5.0m $5.0m 0.15% Added +1.0k +1,004
11 ERn Financial, LLC 0.72% of their portfolio MIDDLETON, WI 102,469102.5k $4.2m $4.2m 0.72% Added +2.1k +2,109
12 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 98,75298.8k $4.0m $4.0m 0.06% Reduced -165 -165
13 SOA Wealth Advisors, LLC. 0.76% of their portfolio NEW YORK, NY 90,20890.2k $3.7m $3.7m 0.76% Reduced -1.3k -1,333
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 85,37485.4k $3.5m $3.5m 0.00% Reduced -13.3k -13,267
15 Valtinson Bruner Financial Planning LLC 1.41% of their portfolio NEW BRIGHTON, MN 81,41781.4k $3.3m $3.3m 1.41% Reduced -42 -42
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,46177.5k $3.1m $3.1m 0.00% Reduced -25.9k -25,868
17 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 72,07772.1k $2.9m $2.9m 0.02% Added +28.6k +28,649
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,50555.5k $2.3m $2.3m 0.00% Added +10.8k +10,751
19 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 46,75546.8k $1.9m $1.9m 0.02% Reduced -18.0k -17,987
20 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 45,54845.5k $1.8m $1.8m 0.03% Added +495 +495
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,43842.4k $1.7m $1.7m 0.00% Added +1.0k +1,036
22 Fragasso Financial Advisors Inc 0.13% of their portfolio SEWICKLEY, PA 39,18739.2k $1.6m $1.6m 0.13% Unchanged
23 McKinley Carter Wealth Services, Inc. 0.10% of their portfolio WHEELING, WV 37,13537.1k $1.5m $1.5m 0.10% Added +1.9k +1,900
24 WOLFF WIESE MAGANA LLC 1.29% of their portfolio CARSLBAD, CA 36,86236.9k $1.5m $1.5m 1.29% Reduced -505 -505
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,83836.8k $1.5m $1.5m 0.00% Reduced -13.8k -13,825
26 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 36,52236.5k $1.5m $1.5m 0.05% Reduced -4.2k -4,227
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 35,48335.5k $1.4m $1.4m 0.01% Reduced -2.4k -2,431
28 FSB PREMIER WEALTH MANAGEMENT, INC. 0.58% of their portfolio WATERLOO, IA 30,69430.7k $1.2m $1.2m 0.58% Added +329 +329
29 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 28,86428.9k $1.2m $1.2m 0.02% Added +53 +53
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,93725.9k $1.1m $1.1m 0.00% Added +110 +110
31 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 25,03625.0k $1.0m $1.0m 0.01% New
32 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 23,21323.2k $941.8k $941.8k 0.02% Reduced -1.4k -1,355
33 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 22,65222.7k $919.0k $919.0k 0.04% Reduced -513 -513
34 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 20,97621.0k $851.0k $851.0k 0.03% New
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,86620.9k $846.5k $846.5k 0.00% Reduced -1.2k -1,224
36 Strategic Blueprint, LLC 0.06% of their portfolio ATLANTA, GA 20,44120.4k $829.3k $829.3k 0.06% Reduced -1.4k -1,429
37 Tanglewood Legacy Advisors, LLC 0.37% of their portfolio HOUSTON, TX 18,42618.4k $747.5k $747.5k 0.37% Unchanged
38 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,18418.2k $737.7k $737.7k 0.00% Reduced -4.7k -4,687
39 SeaCrest Wealth Management, LLC 0.09% of their portfolio PURCHASE, NY 17,38317.4k $705.2k $705.2k 0.09% Unchanged
40 Integrity Financial Corp /WA 0.48% of their portfolio JACKSON, WY 17,24117.2k $699.5k $699.5k 0.48% Reduced -228 -228
41 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 16,56216.6k $669.0k $669.0k 0.03% New
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 16,18816.2k $656.7k $656.7k 0.01% Reduced -3.7k -3,672
43 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 16,10216.1k $653.3k $653.3k 0.03% Reduced -563 -563
44 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,62713.6k $552.8k $552.8k 0.01% Reduced -3.5k -3,534
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,62613.6k $552.8k $552.8k 0.00% Reduced -1.4k -1,449
46 Pitti Group Wealth Management, LLC 0.58% of their portfolio VICTOR, NY 12,84112.8k $520.1k $520.1k 0.58% Unchanged
47 Schulz Wealth, LTD. 0.45% of their portfolio MANSFIELD, TX 12,83812.8k $520.8k $520.8k 0.45% Reduced -669 -669
48 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,44512.4k $504.9k $504.9k 0.02% Unchanged
49 Sage Capital Advisors,llc 0.14% of their portfolio SIOUX FALLS, SD 11,69011.7k $474.3k $474.3k 0.14% New
50 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 11,57111.6k $469.4k $469.4k 0.01% Reduced -174 -174
51 First Heartland Consultants, Inc. 0.05% of their portfolio LAKE ST. LOUIS, MO 11,09311.1k $450.0k $450.0k 0.05% Added +3.5k +3,532
52 Octavia Wealth Advisors, LLC 0.07% of their portfolio CINCINNATI, OH 11,04911.0k $448.3k $448.3k 0.07% Unchanged
53 Keystone Wealth Services, LLC 0.13% of their portfolio PALM DESERT, CA 10,12710.1k $410.9k $410.9k 0.13% Unchanged
54 BEACON FINANCIAL GROUP 0.05% of their portfolio DALLAS, TX 9,7899.8k $397.1k $397.1k 0.05% Reduced -4.7k -4,688
55 Archer Investment Corp 0.12% of their portfolio Carmel, IN 9,7859.8k $397.0k $397.0k 0.12% Unchanged
56 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 9,7609.8k $395.0k $395.0k 0.04% Reduced -231 -231
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,4629.5k $383.9k $383.9k 0.00% Unchanged
58 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,2619.3k $375.7k $375.7k 0.00% New
59 FWG Investments, LLC. 0.40% of their portfolio LEXINGTON, KY 9,0479.0k $367.1k $367.1k 0.40% Added +636 +636
60 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 8,7178.7k $353.6k $353.6k 0.01% Unchanged
61 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 8,3258.3k $337.7k $337.7k 0.02% Added +3.1k +3,144
62 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 8,1828.2k $331.9k $331.9k 0.02% New
63 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,0338.0k $325.9k $325.9k 0.02% Reduced -200 -200
64 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.07% of their portfolio BLUE BELL, PA 7,7217.7k $313.2k $313.2k 0.07% Unchanged
65 Sequent Planning LLC 0.11% of their portfolio OMAHA, NE 7,6817.7k $311.6k $311.6k 0.11% First filing
66 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 7,6457.6k $310.2k $310.2k 0.02% Reduced -725 -725
67 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,4417.4k $302.0k $302.0k 0.00% Reduced -82.1k -82,077
68 Cedar Brook Financial Partners, LLC 0.06% of their portfolio CLEVELAND, OH 7,3527.4k $298.3k $298.3k 0.06% Reduced -3.0k -3,020
69 DHJJ Financial Advisors, Ltd. 0.13% of their portfolio NAPERVILLE, IL 7,0327.0k $285.3k $285.3k 0.13% Unchanged
70 ARBOR CAPITAL MANAGEMENT INC /ADV 0.27% of their portfolio ANCHORAGE, AK 6,9476.9k $283.5k $283.5k 0.27% Reduced -56 -56
71 WealthTrust Asset Management, LLC 0.21% of their portfolio Destin, FL 6,9076.9k $280.2k $280.2k 0.21% Unchanged
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,8186.8k $276.6k $276.6k 0.00% New
73 Glen Eagle Advisors, LLC 0.05% of their portfolio KINGSTON, NJ 6,7306.7k $273.0k $273.0k 0.05% Unchanged
74 Share Andrew L. 0.12% of their portfolio MANCHESTER, NH 6,2296.2k $252.7k $252.7k 0.12% Unchanged
75 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 6,2286.2k $252.0k $252.0k 0.02% Unchanged
76 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 5,8435.8k $237.1k $237.1k 0.03% Added +150 +150
77 SMART Wealth LLC 0.10% of their portfolio Omaha, NE 5,5365.5k $224.6k $224.6k 0.10% New
78 Beacon Financial Advisory LLC 0.11% of their portfolio CLEVELAND, OH 5,5005.5k $223.1k $223.1k 0.11% Unchanged
79 Financial Network Wealth Advisors LLC 0.21% of their portfolio MURRAY, UT 5,2685.3k $213.7k $213.7k 0.21% Unchanged
80 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 5,1765.2k $210.0k $210.0k 0.00% Unchanged
81 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 5,1765.2k $210.0k $210.0k 0.00% Unchanged
82 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,7422.7k $111.2k $111.2k 0.01% Reduced -1.6k -1,575
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,7122.7k $110.0k $110.0k 0.01% Unchanged
84 Clear Point Advisors Inc. 0.07% of their portfolio MELVILLE, NY 2,1872.2k $88.7k $88.7k 0.07% Unchanged
85 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,9501.9k $79.1k $79.1k 0.00% Unchanged
86 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,0601.1k $43.0k $43.0k 0.00% Reduced -791 -791
87 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 746746 $30.3k $30.3k 0.00% Unchanged
88 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 630630 $25.6k $25.6k 0.00% Unchanged
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 555555 $22.5k $22.5k 0.00% Unchanged
90 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 438438 $17.8k $17.8k 0.00% New
91 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 404404 $16.4k $16.4k 0.01% Unchanged
92 UBS Group AG 0.00% of their portfolio ZURICH, V8 307307 $12.5k $12.5k 0.00% Reduced -2.1k -2,126
93 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 237237 $9.6k $9.6k 0.00% Unchanged
94 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 137137 $5.6k $5.6k 0.00% Unchanged