Vault-13

FIRST TR EXCHNG TRADED FD VI FOCT

FT VEST US EQT · ETP · CUSIP 33740F664

97 institutional holders +22 vs Q3 2023
4,165,0124.2m shares reported held*
$162.0mreported value*
23 new 32 added 20 reduced 6 sold out net bought ≈ $81.8m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.89.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 85Q1 23: 85Q2 23: 82Q3 23: 75Q4 23: 9797Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202251
Q4 202285
Q1 202385
Q2 202382
Q3 202375
Q4 202397

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 26 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226123
Q1 20232147
Q2 20231153
Q3 20231552
Q4 20235526

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $641.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$641.3k—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

Americana Partners, LLC New +430,294+430.3k
Financial Designs Corp New +302,338+302.3k
CWM, LLC Added +256,539+256.5k
Legacy Capital Wealth Partners, LLC New +182,981+183.0k
Prospera Financial Services Inc New +122,434+122.4k
OSAIC HOLDINGS, INC. Added +109,329+109.3k
ERn Financial, LLC New +100,360+100.4k
Janney Montgomery Scott LLC New +89,518+89.5k
SOA Wealth Advisors, LLC. Added +88,352+88.4k
RAYMOND JAMES & ASSOCIATES Added +73,163+73.2k

Biggest sellers

SMART Wealth LLC Sold out -38,769-38.8k
AE Wealth Management LLC Reduced -29,834-29.8k
Rockefeller Capital Management L.P. Reduced -25,553-25.6k
3D/L Capital Management, LLC Sold out -22,069-22.1k
NewEdge Advisors, LLC Reduced -16,671-16.7k
Ameritas Advisory Services, LLC Sold out -16,562-16.6k
First Heartland Consultants, Inc. Reduced -10,471-10.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,206-10.2k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -8,827-8.8k
Capital Asset Advisory Services LLC Sold out -8,649-8.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-10-27 74.6% +2.6 pts 16.6m≈ $870.5m 2026-10-27

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Americana Partners, LLC 1.59% of their portfolio Houston, TX 430,294430.3k $16.7m $16.7m 1.59% New
2 CWM, LLC 0.06% of their portfolio OMAHA, NE 306,647306.6k $11.9m $11.9m 0.06% Added +256.5k +256,539
3 Financial Designs Corp 9.61% of their portfolio CLAREMONT, CA 302,338302.3k $11.8m $11.8m 9.61% New
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 295,249295.2k $11.5m $11.5m 0.02% Added +42.7k +42,673
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 240,907240.9k $9.4m $9.4m 0.02% Added +109.3k +109,329
6 Legacy Capital Wealth Partners, LLC 2.02% of their portfolio LITTLE ROCK, AR 182,981183.0k $7.1m $7.1m 2.02% New
7 REAP Financial Group, LLC 1.46% of their portfolio AUSTIN, TX 128,627128.6k $5.0m $5.0m 1.46% First filing
8 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 122,434122.4k $4.8m $4.8m 0.16% New
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 122,354122.4k $4.8m $4.8m 0.01% Added +12.1k +12,123
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 104,686104.7k $4.1m $4.1m 0.00% Added +28.5k +28,532
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,329103.3k $4.0m $4.0m 0.00% Added +23.4k +23,382
12 ERn Financial, LLC 0.74% of their portfolio MIDDLETON, WI 100,360100.4k $3.9m $3.9m 0.74% New
13 STEPHENS INC /AR/ 0.07% of their portfolio LITTLE ROCK, AR 98,91798.9k $3.8m $3.8m 0.07% Added +54.5k +54,472
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 98,64198.6k $3.8m $3.8m 0.00% Added +73.2k +73,163
15 SOA Wealth Advisors, LLC. 0.79% of their portfolio NEW YORK, NY 91,54191.5k $3.6m $3.6m 0.79% Added +88.4k +88,352
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 89,51889.5k $3.5m $3.5m 0.01% New
17 Valtinson Bruner Financial Planning LLC 1.63% of their portfolio NEW BRIGHTON, MN 81,45981.5k $3.2m $3.2m 1.63% Reduced -528 -528
18 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 74,76274.8k $2.9m $2.9m 0.04% Added +41.1k +41,132
19 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 64,74264.7k $2.6m $2.6m 0.01% Reduced -29.8k -29,834
20 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 50,66350.7k $2.0m $2.0m 0.00% Reduced -2.9k -2,895
21 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 45,05345.1k $1.8m $1.8m 0.03% Added +3.5k +3,483
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 44,75444.8k $1.7m $1.7m 0.00% Added +20.6k +20,637
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,42843.4k $1.7m $1.7m 0.01% Added +27.8k +27,847
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,40241.4k $1.6m $1.6m 0.00% Added +28.7k +28,741
25 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 40,74940.7k $1.6m $1.6m 0.07% Added +2.3k +2,296
26 Fragasso Financial Advisors Inc 0.14% of their portfolio SEWICKLEY, PA 39,18739.2k $1.5m $1.5m 0.14% Added +27.2k +27,156
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 38,65938.7k $1.5m $1.5m 0.01% Added +6.3k +6,276
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 37,91437.9k $1.5m $1.5m 0.01% Reduced -8.3k -8,308
29 WOLFF WIESE MAGANA LLC 1.38% of their portfolio CARSLBAD, CA 37,36737.4k $1.5m $1.5m 1.38% Added +7.4k +7,422
30 McKinley Carter Wealth Services, Inc. 0.10% of their portfolio WHEELING, WV 35,23535.2k $1.4m $1.4m 0.10% Reduced -1.9k -1,900
31 FSB PREMIER WEALTH MANAGEMENT, INC. 0.59% of their portfolio WATERLOO, IA 30,36530.4k $1.2m $1.2m 0.59% Reduced -2.1k -2,111
32 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 28,81128.8k $1.1m $1.1m 0.02% New
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,82725.8k $1.0m $1.0m 0.00% Added +12.0k +11,958
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 24,56824.6k $955.5k $955.5k 0.02% Added +3.7k +3,700
35 Capital Analysts, LLC 0.05% of their portfolio FORT WASHINGTON, PA 23,16523.2k $901.0k $901.0k 0.05% Added +21.8k +21,830
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,87122.9k $889.5k $889.5k 0.00% Reduced -25.6k -25,553
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,09022.1k $859.1k $859.1k 0.00% Added +15.0k +15,000
38 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 21,87021.9k $850.5k $850.5k 0.07% New
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 19,86019.9k $781.9k $781.9k 0.01% Reduced -16.7k -16,671
40 Tanglewood Legacy Advisors, LLC 0.39% of their portfolio HOUSTON, TX 18,42618.4k $716.6k $716.6k 0.39% Unchanged
41 Integrity Financial Corp /WA 0.49% of their portfolio JACKSON, WY 17,46917.5k $679.4k $679.4k 0.49% Added +10.0k +9,971
42 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 17,38317.4k $671.5k $671.5k 0.08% Added +1.4k +1,363
43 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,16117.2k $667.4k $667.4k 0.01% Added +11.8k +11,836
44 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 16,66516.7k $648.1k $648.1k 0.04% Added +411 +411
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 15,07515.1k $586.3k $586.3k 0.01% Added +835 +835
46 Meridian Wealth Management, LLC 0.04% of their portfolio LEXINGTON, KY 14,96615.0k $582.0k $582.0k 0.04% New
47 BEACON FINANCIAL GROUP 0.07% of their portfolio DALLAS, TX 14,47714.5k $563.0k $563.0k 0.07% New
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,78513.8k $536.1k $536.1k 0.00% New
49 Schulz Wealth, LTD. 0.50% of their portfolio MANSFIELD, TX 13,50713.5k $525.3k $525.3k 0.50% First filing
50 Pitti Group Wealth Management, LLC 0.54% of their portfolio VICTOR, NY 12,84112.8k $499.4k $499.4k 0.54% Reduced -790 -790
51 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,44512.4k $484.0k $484.0k 0.02% Reduced -356 -356
52 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 11,74511.7k $456.8k $456.8k 0.01% Reduced -352 -352
53 Octavia Wealth Advisors, LLC 0.08% of their portfolio CINCINNATI, OH 11,04911.0k $429.7k $429.7k 0.08% Added +831 +831
54 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 10,37210.4k $404.9k $404.9k 0.09% Reduced -6.5k -6,548
55 Ifrah Financial Services, Inc. 0.12% of their portfolio Little Rock, AR 10,22310.2k $397.6k $397.6k 0.12% New
56 Keystone Wealth Services, LLC 0.14% of their portfolio PALM DESERT, CA 10,12710.1k $393.8k $393.8k 0.14% Added +1.1k +1,100
57 LANARK FINANCIAL, INC. 0.04% of their portfolio BIRMINGHAM, AL 9,99110.0k $388.0k $388.0k 0.04% Reduced -3.2k -3,173
58 Archer Investment Corp 0.12% of their portfolio Carmel, IN 9,7859.8k $380.5k $380.5k 0.12% Unchanged
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,4629.5k $368.0k $368.0k 0.00% Reduced -52 -52
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1439.1k $355.6k $355.6k 0.00% Reduced -10.2k -10,206
61 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,8998.9k $346.1k $346.1k 0.00% Reduced -2.0k -2,030
62 Gallagher Fiduciary Advisors, LLC 0.01% of their portfolio ROLLING MEADOWS, IL 8,7178.7k $339.0k $339.0k 0.01% Unchanged
63 FWG Investments, LLC. 0.41% of their portfolio LEXINGTON, KY 8,4118.4k $327.1k $327.1k 0.41% First filing
64 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 8,3708.4k $325.5k $325.5k 0.02% New
65 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 8,3678.4k $325.0k $325.0k 0.00% New
66 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,2338.2k $320.2k $320.2k 0.02% Unchanged
67 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.07% of their portfolio BLUE BELL, PA 7,7217.7k $300.3k $300.3k 0.07% Unchanged
68 First Heartland Consultants, Inc. 0.04% of their portfolio LAKE ST. LOUIS, MO 7,5617.6k $294.0k $294.0k 0.04% Reduced -10.5k -10,471
69 DHJJ Financial Advisors, Ltd. 0.13% of their portfolio NAPERVILLE, IL 7,0327.0k $273.5k $273.5k 0.13% Added +855 +855
70 ARBOR CAPITAL MANAGEMENT INC /ADV 0.20% of their portfolio ANCHORAGE, AK 7,0037.0k $270.5k $270.5k 0.20% New
71 WealthTrust Asset Management, LLC 0.23% of their portfolio Destin, FL 6,9076.9k $268.6k $268.6k 0.23% Reduced -765 -765
72 Glen Eagle Advisors, LLC 0.05% of their portfolio KINGSTON, NJ 6,7306.7k $261.7k $261.7k 0.05% Unchanged
73 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,5006.5k $252.8k $252.8k 0.01% New
74 Share Andrew L. 0.13% of their portfolio MANCHESTER, NH 6,2296.2k $242.2k $242.2k 0.13% Unchanged
75 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 6,2286.2k $242.0k $242.0k 0.02% Unchanged
76 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 6,1906.2k $240.7k $240.7k 0.01% New
77 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 5,6935.7k $221.4k $221.4k 0.03% New
78 Beacon Financial Advisory LLC 0.10% of their portfolio CLEVELAND, OH 5,5005.5k $213.9k $213.9k 0.10% New
79 Savvy Advisors, Inc. 0.20% of their portfolio NEW YORK, NY 5,3405.3k $207.7k $207.7k 0.20% First filing
80 Financial Network Wealth Advisors LLC 0.22% of their portfolio MURRAY, UT 5,2685.3k $204.9k $204.9k 0.22% First filing
81 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 5,1815.2k $201.5k $201.5k 0.01% New
82 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 5,1765.2k $201.4k $201.4k 0.00% Reduced -514 -514
83 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 5,1765.2k $201.4k $201.4k 0.00% Reduced -514 -514
84 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,3174.3k $167.9k $167.9k 0.02% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,7122.7k $105.5k $105.5k 0.01% Added +971 +971
86 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4332.4k $94.6k $94.6k 0.00% New
87 Clear Point Advisors Inc. 0.08% of their portfolio MELVILLE, NY 2,1872.2k $85.1k $85.1k 0.08% First filing
88 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,9501.9k $75.8k $75.8k 0.00% Added +350 +350
89 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,8511.9k $72.0k $72.0k 0.01% Unchanged
90 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 746746 $29.0k $29.0k 0.00% Unchanged
91 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 630630 $24.5k $24.5k 0.00% Unchanged
92 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 600600 $23.3k $23.3k 0.00% New
93 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 555555 $21.6k $21.6k 0.00% Unchanged
94 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 404404 $15.7k $15.7k 0.01% First filing
95 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 237237 $9.2k $9.2k 0.00% Unchanged
96 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 137137 $5.4k $5.4k 0.00% Unchanged
97 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 100100 $3.9k $3.9k 0.00% New