Vault-13

FIRST TR EXCHNG TRADED FD VI FOCT

FT VEST US EQT · ETP · CUSIP 33740F664

75 institutional holders -7 vs Q2 2023
1,953,0972.0m shares reported held*
$71.3mreported value*
6 new 9 added 38 reduced 14 sold out net sold ≈ $26.3m (-916.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.52.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 85Q1 23: 85Q2 23: 82Q3 23: 7575Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202251
Q4 202285
Q1 202385
Q2 202382
Q3 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 52 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226123
Q1 20232147
Q2 20231153
Q3 20231552

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $641.3kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$641.3k—
Q3 2023$0$0—

Biggest buyers

First Heartland Consultants, Inc. New +18,032+18.0k
LPL Financial LLC Added +15,050+15.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +10,969+11.0k
AXXCESS WEALTH MANAGEMENT, LLC New +8,827+8.8k
Share Andrew L. New +6,229+6.2k
Orion Porfolio Solutions, LLC New +5,690+5.7k
Orion Portfolio Solutions, LLC New +5,690+5.7k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +4,682+4.7k
Cetera Advisor Networks LLC Added +3,655+3.7k
NewEdge Advisors, LLC Added +3,267+3.3k

Biggest sellers

PRW Wealth Management LLC Reduced -529,407-529.4k
GDS Wealth Management Sold out -74,485-74.5k
RAYMOND JAMES & ASSOCIATES Reduced -38,578-38.6k
OSAIC HOLDINGS, INC. Reduced -31,107-31.1k
AE Wealth Management LLC Reduced -29,213-29.2k
3D/L Capital Management, LLC Reduced -26,660-26.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -24,811-24.8k
JPMORGAN CHASE & CO Reduced -24,327-24.3k
Lion Street Advisors, LLC Sold out -22,071-22.1k
ROYAL BANK OF CANADA Reduced -21,862-21.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.6 pts · filed 2026-10-27 74.6% +2.6 pts 16.6m≈ $870.5m 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 252,576252.6k $9.2m $9.2m 0.02% Reduced -24.8k -24,811
2 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 131,578131.6k $4.8m $4.8m 0.01% Reduced -31.1k -31,107
3 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 110,231110.2k $4.0m $4.0m 0.01% Added +727 +727
4 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 94,57694.6k $3.5m $3.5m 0.02% Reduced -29.2k -29,213
5 Valtinson Bruner Financial Planning LLC 1.64% of their portfolio NEW BRIGHTON, MN 81,98782.0k $3.0m $3.0m 1.64% Reduced -1.3k -1,343
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 79,94779.9k $2.9m $2.9m 0.00% Reduced -21.9k -21,862
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 76,15476.2k $2.8m $2.8m 0.00% Reduced -4.3k -4,315
8 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 53,55853.6k $2.0m $2.0m 0.00% Reduced -4.3k -4,311
9 CWM, LLC 0.01% of their portfolio OMAHA, NE 50,10850.1k $1.8m $1.8m 0.01% Reduced -95 -95
10 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 48,42448.4k $1.8m $1.8m 0.01% Added +1.4k +1,424
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,22246.2k $1.7m $1.7m 0.01% Reduced -2.5k -2,507
12 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 44,44544.4k $1.6m $1.6m 0.03% Reduced -300 -300
13 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 41,57041.6k $1.5m $1.5m 0.03% Reduced -7.4k -7,404
14 PRW Wealth Management LLC 0.54% of their portfolio QUINCY, MA 39,81639.8k $1.4m $1.4m 0.54% Reduced -529.4k -529,407
15 SMART Wealth LLC 1.06% of their portfolio Omaha, NE 38,76938.8k $1.4m $1.4m 1.06% Reduced -20.4k -20,384
16 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 38,45338.5k $1.4m $1.4m 0.07% Reduced -2 -2
17 McKinley Carter Wealth Services, Inc. 0.11% of their portfolio WHEELING, WV 37,13537.1k $1.4m $1.4m 0.11% Unchanged
18 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,53136.5k $1.3m $1.3m 0.01% Added +3.3k +3,267
19 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 33,63033.6k $1.2m $1.2m 0.02% Reduced -7.7k -7,656
20 FSB PREMIER WEALTH MANAGEMENT, INC. 0.66% of their portfolio WATERLOO, IA 32,47632.5k $1.2m $1.2m 0.66% Reduced -589 -589
21 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 32,38332.4k $1.2m $1.2m 0.01% Added +3.7k +3,655
22 WOLFF WIESE MAGANA LLC 0.89% of their portfolio CARSLBAD, CA 29,94529.9k $1.1m $1.1m 0.89% Reduced -400 -400
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,47825.5k $930.7k $930.7k 0.00% Reduced -38.6k -38,578
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,11724.1k $881.0k $881.0k 0.00% Added +15.1k +15,050
25 3D/L Capital Management, LLC 0.26% of their portfolio Hartford, CT 22,06922.1k $806.2k $806.2k 0.26% Reduced -26.7k -26,660
26 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 20,86820.9k $762.3k $762.3k 0.02% Added +2.6k +2,595
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,34919.3k $706.8k $706.8k 0.00% Added +11.0k +10,969
28 Tanglewood Legacy Advisors, LLC 0.40% of their portfolio HOUSTON, TX 18,42618.4k $673.1k $673.1k 0.40% Unchanged
29 First Heartland Consultants, Inc. 0.08% of their portfolio LAKE ST. LOUIS, MO 18,03218.0k $659.0k $659.0k 0.08% New
30 Cedar Brook Financial Partners, LLC 0.16% of their portfolio CLEVELAND, OH 16,92016.9k $618.1k $618.1k 0.16% Reduced -657 -657
31 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 16,56216.6k $608.6k $608.6k 0.03% Added +280 +280
32 MGO ONE SEVEN LLC 0.05% of their portfolio Beachwood, OH 16,25416.3k $593.8k $593.8k 0.05% Reduced -8.5k -8,503
33 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 16,02016.0k $585.2k $585.2k 0.08% Unchanged
34 Truadvice, LLC 0.23% of their portfolio SARASOTA, FL 15,74315.7k $584.1k $584.1k 0.23% Unchanged
35 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,58115.6k $569.2k $569.2k 0.01% Reduced -11.5k -11,547
36 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,24014.2k $520.2k $520.2k 0.01% Reduced -715 -715
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,86913.9k $507.0k $507.0k 0.00% Reduced -679 -679
38 Pitti Group Wealth Management, LLC 0.57% of their portfolio VICTOR, NY 13,63113.6k $497.9k $497.9k 0.57% Reduced -6.2k -6,250
39 LANARK FINANCIAL, INC. 0.05% of their portfolio BIRMINGHAM, AL 13,16413.2k $480.0k $480.0k 0.05% First filing
40 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,80112.8k $467.6k $467.6k 0.02% Reduced -13.3k -13,303
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,66112.7k $462.5k $462.5k 0.00% Reduced -24.3k -24,327
42 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,09712.1k $441.9k $441.9k 0.01% Reduced -5.5k -5,498
43 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 12,03112.0k $439.5k $439.5k 0.05% Unchanged
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,92910.9k $399.2k $399.2k 0.00% Reduced -3.7k -3,739
45 Octavia Wealth Advisors, LLC 0.08% of their portfolio CINCINNATI, OH 10,21810.2k $373.3k $373.3k 0.08% Reduced -627 -627
46 Archer Investment Corp 0.13% of their portfolio Carmel, IN 9,7859.8k $357.4k $357.4k 0.13% Unchanged
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,5149.5k $347.5k $347.5k 0.00% Reduced -41 -41
48 Keystone Wealth Services, LLC 0.13% of their portfolio PALM DESERT, CA 9,0279.0k $329.8k $329.8k 0.13% Reduced -13.9k -13,950
49 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 8,8278.8k $322.4k $322.4k 0.01% New
50 Gallagher Fiduciary Advisors, LLC 0.03% of their portfolio ROLLING MEADOWS, IL 8,7178.7k $318.4k $318.4k 0.03% Unchanged
51 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 8,6498.6k $322.1k $322.1k 0.02% Reduced -491 -491
52 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,2338.2k $300.8k $300.8k 0.02% Unchanged
53 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 7,7217.7k $282.0k $282.0k 0.08% Added +4.7k +4,682
54 WealthTrust Asset Management, LLC 0.26% of their portfolio Destin, FL 7,6727.7k $280.3k $280.3k 0.26% Unchanged
55 Integrity Financial Corp /WA 0.21% of their portfolio JACKSON, WY 7,4987.5k $273.9k $273.9k 0.21% Reduced -908 -908
56 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,0907.1k $259.0k $259.0k 0.00% Unchanged
57 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 6,7306.7k $245.8k $245.8k 0.06% Unchanged
58 Share Andrew L. 0.09% of their portfolio MANCHESTER, NH 6,2296.2k $227.5k $227.5k 0.09% New
59 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 6,2286.2k $227.0k $227.0k 0.02% Unchanged
60 DHJJ Financial Advisors, Ltd. 0.11% of their portfolio NAPERVILLE, IL 6,1776.2k $225.6k $225.6k 0.11% Reduced -4.8k -4,783
61 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 5,6905.7k $207.9k $207.9k 0.00% New
62 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 5,6905.7k $207.9k $207.9k 0.00% New
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,3255.3k $194.5k $194.5k 0.00% Reduced -5.2k -5,210
64 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,3174.3k $157.7k $157.7k 0.02% Unchanged
65 SOA Wealth Advisors, LLC. 0.03% of their portfolio NEW YORK, NY 3,1893.2k $116.5k $116.5k 0.03% Unchanged
66 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,8511.9k $67.6k $67.6k 0.01% Reduced -115 -115
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7411.7k $63.6k $63.6k 0.00% Reduced -231 -231
68 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,6001.6k $58.4k $58.4k 0.00% Unchanged
69 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,3351.3k $49.0k $49.0k 0.00% Unchanged
70 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 746746 $27.3k $27.3k 0.00% Unchanged
71 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 630630 $23.0k $23.0k 0.00% Unchanged
72 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 555555 $20.2k $20.2k 0.00% Unchanged
73 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 383383 $14.0k $14.0k 0.00% Unchanged
74 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 237237 $8.7k $8.7k 0.00% New
75 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 137137 $5.0k $5.0k 0.00% Unchanged