Vault-13

FIRST TR EXCHNG TRADED FD VI DJAN

FT VEST US · ETP · CUSIP 33740F631

61 institutional holders -1 vs Q3 2023
2,733,6002.7m shares reported held*
$94.7mreported value*
6 new 9 added 23 reduced 12 sold out net sold ≈ $7.1m (-194.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.63.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 52Q1 23: 70Q2 23: 65Q3 23: 62Q4 23: 6161Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202247
Q4 202252
Q1 202370
Q2 202365
Q3 202362
Q4 202361

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 26 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 35 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222622
Q1 20234819
Q2 20231636
Q3 20231738
Q4 20231535

Biggest buyers

AE Wealth Management LLC Added +350,101+350.1k
OLD MISSION CAPITAL LLC New +26,347+26.3k
Kestra Advisory Services, LLC Added +10,946+10.9k
BEACON FINANCIAL GROUP Added +9,508+9.5k
Janney Montgomery Scott LLC New +8,220+8.2k
CITADEL ADVISORS LLC New +6,602+6.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +6,541+6.5k
TOWNSQUARE CAPITAL LLC New +6,160+6.2k
NewEdge Advisors, LLC New +6,000+6.0k
IFP Advisors, Inc Added +4,350+4.3k

Biggest sellers

Brookstone Capital Management Reduced -164,540-164.5k
CreativeOne Wealth, LLC Sold out -80,061-80.1k
SMART Wealth LLC Sold out -71,473-71.5k
OSAIC HOLDINGS, INC. Reduced -60,692-60.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -38,733-38.7k
JPMORGAN CHASE & CO Reduced -32,993-33.0k
Strategic Blueprint, LLC Reduced -32,094-32.1k
Cetera Investment Advisers Reduced -30,423-30.4k
B. Riley Wealth Advisors, Inc. Sold out -26,531-26.5k
Sage Capital Advisors,llc Sold out -19,685-19.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.9 pts · filed 2026-10-07 39.6% +5.9 pts 3.8m≈ $174.4m 2026-10-07
Brookstone Capital Management 13G · institution filed 2025-01-08 7.7% 420.4k≈ $19.1m 2025-01-08

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.34% of their portfolio WHEATON, IL 500,200500.2k $17.3m $17.3m 0.34% Reduced -164.5k -164,540
2 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 475,559475.6k $16.6m $16.6m 0.08% Added +350.1k +350,101
3 IFP Advisors, Inc 0.58% of their portfolio TAMPA, FL 355,462355.5k $12.3m $12.3m 0.58% Added +4.3k +4,350
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 206,848206.8k $7.2m $7.2m 0.00% Reduced -38.7k -38,733
5 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 165,753165.8k $5.7m $5.7m 0.03% Added +1.3k +1,349
6 BEACON FINANCIAL GROUP 0.59% of their portfolio DALLAS, TX 139,324139.3k $4.8m $4.8m 0.59% Added +9.5k +9,508
7 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 73,46673.5k $2.5m $2.5m 0.02% Added +10.9k +10,946
8 Clear Creek Financial Management, LLC 0.36% of their portfolio SILVERDALE, WA 65,36765.4k $2.3m $2.3m 0.36% Added +193 +193
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 63,43163.4k $2.2m $2.2m 0.00% Reduced -60.7k -60,692
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 56,55956.6k $2.0m $2.0m 0.01% Reduced -4.2k -4,233
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,85049.9k $1.7m $1.7m 0.00% Reduced -6.0k -6,017
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,86148.9k $1.7m $1.7m 0.00% Reduced -4.8k -4,806
13 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 44,66044.7k $1.5m $1.5m 0.06% Reduced -1.7k -1,720
14 Gallagher Fiduciary Advisors, LLC 0.05% of their portfolio ROLLING MEADOWS, IL 40,03740.0k $1.4m $1.4m 0.05% Added +112 +112
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 39,05739.1k $1.4m $1.4m 0.01% Reduced -30.4k -30,423
16 Strategic Blueprint, LLC 0.11% of their portfolio ATLANTA, GA 37,61437.6k $1.3m $1.3m 0.11% Reduced -32.1k -32,094
17 Keystone Wealth Services, LLC 0.36% of their portfolio PALM DESERT, CA 30,17230.2k $1.0m $1.0m 0.36% Reduced -5.0k -5,000
18 Main Street Financial Solutions, LLC 0.13% of their portfolio NEWTOWN, PA 29,12529.1k $1.0m $1.0m 0.13% Unchanged
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,86228.9k $997.8k $997.8k 0.00% Reduced -895 -895
20 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 26,34726.3k $910.8k $910.8k 0.03% New
21 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 24,35024.4k $841.8k $841.8k 0.02% Reduced -17 -17
22 Camelot Portfolios, LLC 0.38% of their portfolio Maumee, OH 18,50018.5k $639.5k $639.5k 0.38% Added +500 +500
23 Santori & Peters, Inc. 0.23% of their portfolio CANONSBURG, PA 13,79113.8k $476.8k $476.8k 0.23% Unchanged
24 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,54213.5k $468.1k $468.1k 0.00% Unchanged
25 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,22113.2k $457.1k $457.1k 0.00% Reduced -4.1k -4,099
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,75212.8k $440.8k $440.8k 0.00% Added +6.5k +6,541
27 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 12,56712.6k $434.4k $434.4k 0.03% Reduced -1.0k -1,000
28 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,56712.6k $434.4k $434.4k 0.01% Reduced -1.0k -1,000
29 Motiv8 Investments LLC 0.37% of their portfolio PORT ST. LUCIE, FL 12,02412.0k $415.7k $415.7k 0.37% First filing
30 REAP Financial Group, LLC 0.12% of their portfolio AUSTIN, TX 11,58811.6k $400.6k $400.6k 0.12% First filing
31 Integrity Financial Corp /WA 0.27% of their portfolio JACKSON, WY 10,58610.6k $366.0k $366.0k 0.27% Reduced -133 -133
32 WETZEL INVESTMENT ADVISORS, INC. 0.19% of their portfolio INDIANAPOLIS, IN 8,8788.9k $307.0k $307.0k 0.19% First filing
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,7478.7k $302.4k $302.4k 0.00% Reduced -1.0k -1,000
34 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 8,6588.7k $299.3k $299.3k 0.03% Reduced -2.4k -2,375
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 8,2208.2k $284.0k $284.0k 0.00% New
36 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 7,2307.2k $249.9k $249.9k 0.13% Unchanged
37 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 7,2147.2k $249.0k $249.0k 0.02% Unchanged
38 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 6,6826.7k $231.0k $231.0k 0.01% Unchanged
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,6026.6k $228.2k $228.2k 0.00% New
40 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 6,1606.2k $213.0k $213.0k 0.00% New
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,0006.0k $208.7k $208.7k 0.00% New
42 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 5,7545.8k $203.3k $203.3k 0.01% Reduced -11.5k -11,485
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 5,5545.6k $192.0k $192.0k 0.05% Reduced -115 -115
44 MTM Investment Management, LLC 0.06% of their portfolio SPARTANBURG, SC 3,6003.6k $124.5k $124.5k 0.06% Reduced -500 -500
45 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,1803.2k $109.9k $109.9k 0.05% Unchanged
46 Impact Partnership Wealth, LLC 0.03% of their portfolio MARIETTA, GA 2,2682.3k $78.4k $78.4k 0.03% Reduced -7.0k -7,041
47 Creekmur Asset Management LLC 0.02% of their portfolio MORTON, IL 1,5991.6k $55.3k $55.3k 0.02% First filing
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2481.2k $43.1k $43.1k 0.00% New
49 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,0151.0k $35.1k $35.1k 0.00% Unchanged
50 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 675675 $23.3k $23.3k 0.00% Unchanged
51 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 525525 $18.2k $18.2k 0.00% Unchanged
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 490490 $16.9k $16.9k 0.00% Unchanged
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 348348 $12.0k $12.0k 0.00% Reduced -33.0k -32,993
54 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 300300 $10.4k $10.4k 0.00% Unchanged
55 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 250250 $8.8k $8.8k 0.00% Unchanged
56 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 179179 $6.2k $6.2k 0.00% Unchanged
57 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 135135 $4.7k $4.7k 0.00% First filing
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3636 $1.2k $1.2k 0.00% Unchanged
59 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 66 $207 $207 0.00% Unchanged
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 55 $0 $0 0.00% Unchanged
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged