Vault-13

FIRST TR EXCHNG TRADED FD VI DJAN

FT VEST US · ETP · CUSIP 33740F631

62 institutional holders -3 vs Q2 2023
2,894,2182.9m shares reported held*
$94.2mreported value*
6 new 11 added 28 reduced 10 sold out net sold ≈ $17.8m (-565.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.56.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 52Q1 23: 70Q2 23: 65Q3 23: 6262Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202247
Q4 202252
Q1 202370
Q2 202365
Q3 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 26 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 38 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222622
Q1 20234819
Q2 20231636
Q3 20231738

Biggest buyers

JPMORGAN CHASE & CO New +33,341+33.3k
OSAIC HOLDINGS, INC. Added +24,480+24.5k
Kestra Advisory Services, LLC Added +17,352+17.4k
AE Wealth Management LLC Added +15,285+15.3k
AXXCESS WEALTH MANAGEMENT, LLC New +13,567+13.6k
Impact Partnership Wealth, LLC New +9,309+9.3k
Ameritas Advisory Services, LLC Added +6,950+7.0k
SMART Wealth LLC Added +5,254+5.3k
Cetera Investment Advisers Added +3,995+4.0k
Clear Creek Financial Management, LLC Added +3,319+3.3k

Biggest sellers

IFP Advisors, Inc Reduced -351,002-351.0k
Brookstone Capital Management Reduced -112,087-112.1k
BEACON FINANCIAL GROUP Reduced -56,537-56.5k
Wealthcare Advisory Partners LLC Sold out -49,487-49.5k
CITADEL ADVISORS LLC Sold out -19,075-19.1k
Comprehensive Financial Consultants Institutional, Inc. Sold out -14,410-14.4k
GTS SECURITIES LLC Sold out -13,377-13.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,153-10.2k
Strategic Blueprint, LLC Reduced -7,502-7.5k
NewEdge Advisors, LLC Sold out -7,500-7.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +5.9 pts · filed 2026-10-07 39.6% +5.9 pts 3.8m≈ $174.4m 2026-10-07
Brookstone Capital Management 13G · institution filed 2025-01-08 7.7% 420.4k≈ $19.1m 2025-01-08

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.47% of their portfolio WHEATON, IL 664,740664.7k $21.6m $21.6m 0.47% Reduced -112.1k -112,087
2 IFP Advisors, Inc 0.51% of their portfolio TAMPA, FL 351,112351.1k $11.4m $11.4m 0.51% Reduced -351.0k -351,002
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 245,581245.6k $8.0m $8.0m 0.00% Reduced -638 -638
4 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 164,404164.4k $5.3m $5.3m 0.03% Reduced -1.8k -1,790
5 BEACON FINANCIAL GROUP 0.66% of their portfolio DALLAS, TX 129,816129.8k $4.6m $4.6m 0.66% Reduced -56.5k -56,537
6 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 125,458125.5k $4.1m $4.1m 0.02% Added +15.3k +15,285
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 124,123124.1k $4.0m $4.0m 0.01% Added +24.5k +24,480
8 CreativeOne Wealth, LLC 0.19% of their portfolio OVERLAND PARK, KS 80,06180.1k $2.6m $2.6m 0.19% Added +521 +521
9 SMART Wealth LLC 1.74% of their portfolio Omaha, NE 71,47371.5k $2.3m $2.3m 1.74% Added +5.3k +5,254
10 Strategic Blueprint, LLC 0.21% of their portfolio ATLANTA, GA 69,70869.7k $2.3m $2.3m 0.21% Reduced -7.5k -7,502
11 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 69,48069.5k $2.3m $2.3m 0.02% Added +4.0k +3,995
12 Clear Creek Financial Management, LLC 0.37% of their portfolio SILVERDALE, WA 65,17465.2k $2.1m $2.1m 0.37% Added +3.3k +3,319
13 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 62,52062.5k $2.0m $2.0m 0.02% Added +17.4k +17,352
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 60,79260.8k $2.0m $2.0m 0.01% Reduced -3.5k -3,475
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 55,86755.9k $1.8m $1.8m 0.00% Reduced -1.4k -1,376
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,66753.7k $1.7m $1.7m 0.00% Reduced -2.4k -2,368
17 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 46,38046.4k $1.5m $1.5m 0.08% Reduced -389 -389
18 Gallagher Fiduciary Advisors, LLC 0.11% of their portfolio ROLLING MEADOWS, IL 39,92539.9k $1.3m $1.3m 0.11% Reduced -693 -693
19 Keystone Wealth Services, LLC 0.43% of their portfolio PALM DESERT, CA 35,17235.2k $1.1m $1.1m 0.43% Reduced -1.6k -1,648
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 33,34133.3k $1.1m $1.1m 0.00% New
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 29,75729.8k $964.1k $964.1k 0.00% Reduced -1.1k -1,116
22 Main Street Financial Solutions, LLC 0.13% of their portfolio NEWTOWN, PA 29,12529.1k $943.6k $943.6k 0.13% Reduced -40 -40
23 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 26,53126.5k $859.6k $859.6k 0.02% Reduced -415 -415
24 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 24,36724.4k $789.5k $789.5k 0.02% Added +647 +647
25 Sage Capital Advisors,llc 0.23% of their portfolio SIOUX FALLS, SD 19,68519.7k $637.8k $637.8k 0.23% Reduced -377 -377
26 Camelot Portfolios, LLC 0.56% of their portfolio Maumee, OH 18,00018.0k $583.2k $583.2k 0.56% Reduced -1.5k -1,500
27 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 17,32017.3k $561.2k $561.2k 0.00% Reduced -4.3k -4,307
28 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 17,23917.2k $560.8k $560.8k 0.03% Added +7.0k +6,950
29 Santori & Peters, Inc. 0.24% of their portfolio CANONSBURG, PA 13,79113.8k $446.8k $446.8k 0.24% Unchanged
30 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 13,56713.6k $445.4k $445.4k 0.03% Reduced -7.2k -7,219
31 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 13,56713.6k $439.6k $439.6k 0.01% New
32 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,54213.5k $438.8k $438.8k 0.00% Reduced -3.2k -3,250
33 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 11,03311.0k $357.5k $357.5k 0.04% Added +2.4k +2,375
34 Integrity Financial Corp /WA 0.26% of their portfolio JACKSON, WY 10,71910.7k $347.3k $347.3k 0.26% Reduced -2.6k -2,566
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,7479.7k $315.8k $315.8k 0.00% Reduced -326 -326
36 Impact Partnership Wealth, LLC 0.09% of their portfolio MARIETTA, GA 9,3099.3k $301.6k $301.6k 0.09% New
37 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 7,6597.7k $248.2k $248.2k 0.03% Reduced -805 -805
38 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 7,4547.5k $241.5k $241.5k 0.00% Added +883 +883
39 FSB PREMIER WEALTH MANAGEMENT, INC. 0.13% of their portfolio WATERLOO, IA 7,2307.2k $234.3k $234.3k 0.13% Reduced -1.6k -1,625
40 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 7,2147.2k $234.0k $234.0k 0.02% Reduced -4.8k -4,767
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,7376.7k $218.0k $218.0k 0.00% Reduced -2.9k -2,883
42 1ST SOURCE BANK 0.01% of their portfolio SOUTH BEND, IN 6,6826.7k $216.5k $216.5k 0.01% Unchanged
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,2116.2k $201.2k $201.2k 0.00% Reduced -10.2k -10,153
44 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 5,6695.7k $183.7k $183.7k 0.05% Unchanged
45 MTM Investment Management, LLC 0.07% of their portfolio SPARTANBURG, SC 4,1004.1k $132.8k $132.8k 0.07% Unchanged
46 DHJJ Financial Advisors, Ltd. 0.05% of their portfolio NAPERVILLE, IL 3,1803.2k $103.0k $103.0k 0.05% New
47 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.02% of their portfolio WILLIAMSVILLE, NY 1,6281.6k $52.0k $52.0k 0.02% Unchanged
48 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,0151.0k $32.9k $32.9k 0.00% Unchanged
49 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 675675 $21.9k $21.9k 0.00% Unchanged
50 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 628628 $20.3k $20.3k 0.00% Unchanged
51 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 525525 $17.0k $17.0k 0.00% Unchanged
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 490490 $15.9k $15.9k 0.00% Unchanged
53 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 300300 $9.7k $9.7k 0.00% Unchanged
54 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 250250 $8.1k $8.1k 0.00% Unchanged
55 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 208208 $6.0k $6.0k 0.00% First filing
56 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 179179 $5.8k $5.8k 0.00% Unchanged
57 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3636 $1.2k $1.2k 0.00% Unchanged
58 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 2828 $907 $907 0.00% New
59 Authentikos Wealth Advisory, LLC 0.00% of their portfolio MORGAN HILL, CA 1616 $518 $518 0.00% New
60 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 66 $194 $194 0.00% Reduced -10 -10
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 55 $0 $0 0.00% Unchanged
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged