Vault-13

FIRST TR EXCHNG TRADED FD VI QMAR

FT VEST NAS · ETP · CUSIP 33740F581

52 institutional holders -1 vs Q3 2023
2,984,8513.0m shares reported held*
$76.5mreported value*
5 new 7 added 28 reduced 7 sold out net sold ≈ $47.9m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.64.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 31Q1 23: 37Q2 23: 59Q3 23: 53Q4 23: 5252Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202235
Q4 202231
Q1 202337
Q2 202359
Q3 202353
Q4 202352

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 6 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 34 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 35 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022619
Q1 20232413
Q2 20234411
Q3 20231734
Q4 20231235

Biggest buyers

Regal Investment Advisors LLC New +87,345+87.3k
Sowell Financial Services LLC New +37,111+37.1k
LPL Financial LLC Added +32,422+32.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,393+14.4k
OLD MISSION CAPITAL LLC Added +6,906+6.9k
UBS Group AG New +4,936+4.9k
RiverTree Advisors, LLC Added +4,204+4.2k
Atria Wealth Solutions, Inc. Added +3,906+3.9k
Cetera Investment Advisers Added +994+994
SILVER OAK SECURITIES, INCORPORATED Added +502+502

Biggest sellers

ODonnell Financial Services, LLC Reduced -1,198,070-1.2m
AE Wealth Management LLC Reduced -151,465-151.5k
SMART Wealth LLC Sold out -123,877-123.9k
Cetera Advisors LLC Reduced -93,801-93.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -80,119-80.1k
JPMORGAN CHASE & CO Sold out -71,518-71.5k
GOLDMAN SACHS GROUP INC Sold out -47,245-47.2k
Global Retirement Partners, LLC Reduced -36,306-36.3k
CoreCap Advisors, LLC Sold out -35,302-35.3k
CITADEL ADVISORS LLC Sold out -28,060-28.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.3 pts · filed 2026-10-27 68.7% +2.3 pts 10.9m≈ $406.8m 2026-10-27

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ODonnell Financial Services, LLC 5.37% of their portfolio SAN RAFAEL, CA 418,210418.2k $10.7m $10.7m 5.37% Reduced -1.2m -1,198,070
2 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 304,767304.8k $7.8m $7.8m 0.01% Reduced -11.9k -11,851
3 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 246,700246.7k $6.3m $6.3m 0.03% Reduced -2.8k -2,753
4 Kaye Capital Management 2.59% of their portfolio EL SEGUNDO, CA 224,672224.7k $5.8m $5.8m 2.59% Reduced -10.5k -10,504
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 156,970157.0k $4.0m $4.0m 0.01% Reduced -26.9k -26,903
6 RiverTree Advisors, LLC 2.58% of their portfolio WINTER PARK, FL 148,130148.1k $3.8m $3.8m 2.58% Added +4.2k +4,204
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 130,447130.4k $3.3m $3.3m 0.01% Reduced -80.1k -80,119
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 128,381128.4k $3.3m $3.3m 0.00% Added +32.4k +32,422
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 116,242116.2k $3.0m $3.0m 0.02% Added +994 +994
10 Regal Investment Advisors LLC 0.17% of their portfolio KENTWOOD, MI 87,34587.3k $2.2m $2.2m 0.17% New
11 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 87,31287.3k $2.2m $2.2m 0.03% Reduced -93.8k -93,801
12 Sloy Dahl & Holst, LLC 0.45% of their portfolio Vancouver, WA 86,25086.2k $2.2m $2.2m 0.45% Reduced -925 -925
13 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 84,30084.3k $2.2m $2.2m 0.01% Reduced -1.0k -1,000
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 60,39060.4k $1.5m $1.5m 0.00% Reduced -20.7k -20,665
15 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 45,26145.3k $1.2m $1.2m 0.05% Reduced -12.4k -12,393
16 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 44,88844.9k $1.2m $1.2m 0.01% Reduced -6.4k -6,396
17 Mariner, LLC 0.00% of their portfolio Overland Park, KS 39,90039.9k $1.0m $1.0m 0.00% Added +270 +270
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,72438.7k $992.5k $992.5k 0.00% Reduced -15.3k -15,264
19 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 37,11137.1k $931.0k $931.0k 0.05% New
20 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 36,78936.8k $942.9k $942.9k 0.01% Reduced -550 -550
21 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 34,41834.4k $882.1k $882.1k 0.07% Reduced -2.9k -2,904
22 Main Street Financial Solutions, LLC 0.11% of their portfolio NEWTOWN, PA 34,02034.0k $871.9k $871.9k 0.11% Unchanged
23 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 33,04633.0k $847.0k $847.0k 0.01% Added +3.9k +3,906
24 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 31,95632.0k $819.0k $819.0k 0.02% Added +6.9k +6,906
25 1776 Wealth LLC 0.38% of their portfolio ATLANTA, GA 29,58129.6k $758.2k $758.2k 0.38% Unchanged
26 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 29,36129.4k $752.5k $752.5k 0.00% Reduced -14.2k -14,221
27 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,83728.8k $739.1k $739.1k 0.01% Reduced -3.1k -3,118
28 BAKER TILLY WEALTH MANAGEMENT, LLC 0.10% of their portfolio MADISON, WI 23,13423.1k $592.9k $592.9k 0.10% Reduced -600 -600
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,94622.9k $588.0k $588.0k 0.00% Reduced -188 -188
30 1ST SOURCE BANK 0.03% of their portfolio SOUTH BEND, IN 22,50022.5k $576.7k $576.7k 0.03% Unchanged
31 DHJJ Financial Advisors, Ltd. 0.21% of their portfolio NAPERVILLE, IL 17,54217.5k $449.6k $449.6k 0.21% Reduced -1.2k -1,226
32 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 16,28116.3k $417.3k $417.3k 0.01% Reduced -25 -25
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,39314.4k $368.9k $368.9k 0.00% New
34 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 13,10113.1k $335.8k $335.8k 0.05% Added +502 +502
35 Delta Investment Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 11,96612.0k $306.7k $306.7k 0.08% Reduced -790 -790
36 Consolidated Portfolio Review Corp 0.07% of their portfolio WOODBURY, NY 11,79611.8k $302.3k $302.3k 0.07% Unchanged
37 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 11,34711.3k $290.8k $290.8k 0.00% Reduced -369 -369
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,86210.9k $281.0k $281.0k 0.00% Reduced -151.5k -151,465
39 Keystone Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 10,24310.2k $262.5k $262.5k 0.09% Unchanged
40 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,21010.2k $261.7k $261.7k 0.01% Reduced -755 -755
41 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,4559.5k $242.3k $242.3k 0.01% Unchanged
42 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 8,2888.3k $212.4k $212.4k 0.00% Reduced -4.2k -4,250
43 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,3476.3k $163.4k $163.4k 0.01% Reduced -36.3k -36,306
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,8305.8k $149.0k $149.0k 0.00% Reduced -17.7k -17,725
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,4095.4k $138.6k $138.6k 0.01% Unchanged
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,9364.9k $126.5k $126.5k 0.00% New
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,7951.8k $46.0k $46.0k 0.00% Unchanged
48 Wagner Wealth Management, LLC 0.01% of their portfolio GREENVILLE, SC 856856 $21.9k $21.9k 0.01% Unchanged
49 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 573573 $14.7k $14.7k 0.00% Unchanged
50 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 558558 $14.0k $14.0k 0.00% Unchanged
51 REAP Financial Group, LLC 0.00% of their portfolio AUSTIN, TX 437437 $11.2k $11.2k 0.00% First filing
52 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 3838 $974 $974 0.00% New