Vault-13

FIRST TR EXCHNG TRADED FD VI QMAR

FT VEST NAS · ETP · CUSIP 33740F581

53 institutional holders -6 vs Q2 2023
4,852,7104.9m shares reported held*
$116.6mreported value*
5 new 12 added 22 reduced 12 sold out net sold ≈ $30.1m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.03.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 35Q4 22: 31Q1 23: 37Q2 23: 59Q3 23: 5353Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202235
Q4 202231
Q1 202337
Q2 202359
Q3 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 6 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 44 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 34 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022619
Q1 20232413
Q2 20234411
Q3 20231734

Biggest buyers

SMART Wealth LLC Added +79,062+79.1k
LPL Financial LLC Added +71,622+71.6k
JPMORGAN CHASE & CO New +71,518+71.5k
GOLDMAN SACHS GROUP INC New +47,245+47.2k
Arkadios Wealth Advisors New +37,322+37.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +31,827+31.8k
OLD MISSION CAPITAL LLC New +25,050+25.1k
Raymond James Financial Services Advisors, Inc. Added +19,572+19.6k
NewEdge Advisors, LLC Added +11,153+11.2k
CoreCap Advisors, LLC Added +11,058+11.1k

Biggest sellers

Legacy CG, LLC Sold out -392,491-392.5k
Cetera Investment Advisers Reduced -356,500-356.5k
OSAIC HOLDINGS, INC. Reduced -236,662-236.7k
Kestra Advisory Services, LLC Reduced -160,971-161.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -127,259-127.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -114,236-114.2k
AE Wealth Management LLC Reduced -71,904-71.9k
Cetera Advisor Networks LLC Reduced -37,550-37.5k
ODonnell Financial Services, LLC Reduced -34,942-34.9k
ROYAL BANK OF CANADA Reduced -22,277-22.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.3 pts · filed 2026-10-27 68.7% +2.3 pts 10.9m≈ $406.8m 2026-10-27

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ODonnell Financial Services, LLC 21.60% of their portfolio SAN RAFAEL, CA 1,616,2801.6m $38.8m $38.8m 21.60% Reduced -34.9k -34,942
2 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 316,618316.6k $7.6m $7.6m 0.01% Reduced -9.3k -9,277
3 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 249,453249.5k $6.0m $6.0m 0.03% Reduced -2.6k -2,608
4 Kaye Capital Management 2.59% of their portfolio EL SEGUNDO, CA 235,176235.2k $5.7m $5.7m 2.59% Reduced -12.1k -12,088
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 210,566210.6k $5.1m $5.1m 0.01% Added +31.8k +31,827
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 183,873183.9k $4.4m $4.4m 0.01% Reduced -236.7k -236,662
7 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 181,113181.1k $4.4m $4.4m 0.07% Added +9.4k +9,398
8 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 162,327162.3k $3.9m $3.9m 0.02% Reduced -71.9k -71,904
9 RiverTree Advisors, LLC 2.57% of their portfolio WINTER PARK, FL 143,926143.9k $3.5m $3.5m 2.57% Reduced -9.4k -9,408
10 SMART Wealth LLC 2.24% of their portfolio Omaha, NE 123,877123.9k $3.0m $3.0m 2.24% Added +79.1k +79,062
11 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 115,248115.2k $2.8m $2.8m 0.02% Reduced -356.5k -356,500
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,95996.0k $2.3m $2.3m 0.00% Added +71.6k +71,622
13 Sloy Dahl & Holst, LLC 0.46% of their portfolio Vancouver, WA 87,17587.2k $2.1m $2.1m 0.46% Unchanged
14 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 85,30085.3k $2.0m $2.0m 0.01% Unchanged
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 81,05581.1k $1.9m $1.9m 0.00% Added +19.6k +19,572
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 71,51871.5k $1.7m $1.7m 0.00% New
17 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 57,65457.7k $1.4m $1.4m 0.07% Reduced -2.9k -2,930
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,98854.0k $1.3m $1.3m 0.00% Reduced -127.3k -127,259
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 51,28451.3k $1.2m $1.2m 0.01% Added +11.2k +11,153
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,24547.2k $1.1m $1.1m 0.00% New
21 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 43,58243.6k $1.0m $1.0m 0.01% Reduced -37.5k -37,550
22 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 42,65342.7k $1.0m $1.0m 0.05% Added +33 +33
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 39,63039.6k $952.3k $952.3k 0.00% Reduced -940 -940
24 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 37,33937.3k $897.3k $897.3k 0.01% Unchanged
25 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 37,32237.3k $896.8k $896.8k 0.09% New
26 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 35,30235.3k $848.3k $848.3k 0.06% Added +11.1k +11,058
27 Main Street Financial Solutions, LLC 0.12% of their portfolio NEWTOWN, PA 34,02034.0k $817.5k $817.5k 0.12% Reduced -1.6k -1,590
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,95532.0k $767.9k $767.9k 0.01% Reduced -161.0k -160,971
29 1776 Wealth LLC 0.38% of their portfolio ATLANTA, GA 29,58129.6k $710.8k $710.8k 0.38% Unchanged
30 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,14029.1k $700.2k $700.2k 0.01% Added +9.8k +9,767
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,06028.1k $674.3k $674.3k 0.00% Added +4.9k +4,867
32 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 25,05025.1k $602.0k $602.0k 0.02% New
33 BAKER TILLY WEALTH MANAGEMENT, LLC 0.09% of their portfolio MADISON, WI 23,73423.7k $570.3k $570.3k 0.09% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,55523.6k $566.0k $566.0k 0.00% Reduced -22.3k -22,277
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,13423.1k $556.0k $556.0k 0.00% Added +3.7k +3,677
36 1ST SOURCE BANK 0.04% of their portfolio SOUTH BEND, IN 22,50022.5k $540.7k $540.7k 0.04% Unchanged
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,75021.8k $523.0k $523.0k 0.00% Reduced -1.2k -1,250
38 DHJJ Financial Advisors, Ltd. 0.23% of their portfolio NAPERVILLE, IL 18,76818.8k $451.0k $451.0k 0.23% Reduced -695 -695
39 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 18,43518.4k $443.0k $443.0k 0.01% Reduced -250 -250
40 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 16,30616.3k $391.8k $391.8k 0.01% Reduced -26 -26
41 Delta Investment Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 12,75612.8k $306.5k $306.5k 0.08% Reduced -20 -20
42 SILVER OAK SECURITIES, INCORPORATED 0.07% of their portfolio JACKSON, TN 12,59912.6k $302.8k $302.8k 0.07% Reduced -4.5k -4,472
43 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,53812.5k $301.3k $301.3k 0.01% Unchanged
44 Consolidated Portfolio Review Corp 0.07% of their portfolio WOODBURY, NY 11,79611.8k $283.5k $283.5k 0.07% Added +120 +120
45 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 11,71611.7k $281.5k $281.5k 0.00% First filing
46 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,96511.0k $263.5k $263.5k 0.01% Reduced -11.0k -10,965
47 Keystone Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 10,24310.2k $246.1k $246.1k 0.09% New
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,4559.5k $227.2k $227.2k 0.01% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,4095.4k $130.0k $130.0k 0.01% Unchanged
50 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,7951.8k $43.1k $43.1k 0.00% Unchanged
51 Wagner Wealth Management, LLC 0.01% of their portfolio GREENVILLE, SC 856856 $20.6k $20.6k 0.01% Unchanged
52 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 573573 $13.8k $13.8k 0.00% Unchanged
53 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 558558 $13.0k $13.0k 0.00% Unchanged