Vault-13

FIRST TR EXCHNG TRADED FD VI SMAY

FT VEST U.S · ETP · CUSIP 33740F466

55 institutional holders +1 vs Q3 2024
1,541,2201.5m shares reported held*
$38.2mreported value*
4 new 8 added 21 reduced 7 sold out net sold ≈ $8.0m (-324.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.80.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 15Q3 23: 25Q4 23: 28Q1 24: 27Q2 24: 44Q3 24: 54Q4 24: 5555Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q2 202315
Q3 202325
Q4 202328
Q1 202427
Q2 202444
Q3 202454
Q4 202455

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 21 bought or addedQ3 23: 2 cut or sold outQ3 23Q4 23: 12 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 14 cut or sold outQ1 24Q2 24: 38 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 37 bought or addedQ3 24: 15 cut or sold outQ3 24Q4 24: 12 bought or addedQ4 24: 28 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q3 2023212
Q4 20231214
Q1 2024614
Q2 2024388
Q3 20243715
Q4 20241228

Biggest buyers

Encompass More Asset Management Added +23,206+23.2k
AMERIPRISE FINANCIAL INC New +21,876+21.9k
Spire Wealth Management New +18,570+18.6k
Harvest Investment Services, LLC Added +14,162+14.2k
AE Wealth Management LLC New +8,546+8.5k
Geneos Wealth Management Inc. New +6,280+6.3k
Envestnet Portfolio Solutions, Inc. Added +1,372+1.4k
Cambridge Investment Research Advisors, Inc. Added +834+834
Sigma Planning Corp Added +785+785
Kestra Advisory Services, LLC Added +418+418

Biggest sellers

MML INVESTORS SERVICES, LLC Reduced -94,575-94.6k
STEPHENS INC /AR/ Reduced -69,019-69.0k
LPL Financial LLC Reduced -48,002-48.0k
CITADEL ADVISORS LLC Sold out -35,319-35.3k
Cetera Investment Advisers Reduced -30,786-30.8k
OLD MISSION CAPITAL LLC Sold out -20,787-20.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,520-20.5k
Jaffetilchin Investment Partners, LLC Reduced -15,465-15.5k
Bullseye Investment Management, LLC Sold out -11,239-11.2k
SECURED RETIREMENT ADVISORS, LLC Sold out -8,621-8.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.9 pts · filed 2026-10-22 44.7% +2.9 pts 1.8m≈ $50.7m 2026-10-22

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 210,842210.8k $5.2m $5.2m 0.01% Reduced -8.0k -7,988
2 Encompass More Asset Management 0.93% of their portfolio Danville, CA 113,288113.3k $2.8m $2.8m 0.93% Added +23.2k +23,206
3 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 82,47982.5k $2.0m $2.0m 0.03% Reduced -69.0k -69,019
4 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 82,19182.2k $2.0m $2.0m 0.00% Reduced -30.8k -30,786
5 Harvest Investment Services, LLC 0.47% of their portfolio Oakbrook Terrace, IL 76,81676.8k $1.9m $1.9m 0.47% Added +14.2k +14,162
6 Donald L. Hagan, LLC 0.93% of their portfolio Sarasota, FL 72,47772.5k $1.8m $1.8m 0.93% Reduced -1.2k -1,169
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,60271.6k $1.8m $1.8m 0.00% Reduced -8.1k -8,149
8 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,46965.5k $1.6m $1.6m 0.01% Reduced -94.6k -94,575
9 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 65,45665.5k $1.6m $1.6m 0.02% Reduced -5.6k -5,627
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,66754.7k $1.4m $1.4m 0.00% Reduced -48.0k -48,002
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 41,37041.4k $1.0m $1.0m 0.00% Reduced -4.9k -4,936
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 40,49740.5k $1.0m $1.0m 0.00% Added +834 +834
13 First Heartland Consultants, Inc. 0.09% of their portfolio LAKE ST. LOUIS, MO 35,47035.5k $879.3k $879.3k 0.09% Added +143 +143
14 NorthCrest Asset Manangement, LLC 0.03% of their portfolio PLYMOUTH, MN 34,88834.9k $864.9k $864.9k 0.03% Unchanged
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 32,53732.5k $806.6k $806.6k 0.00% First filing
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,34432.3k $801.8k $801.8k 0.00% Reduced -20.5k -20,520
17 Jaffetilchin Investment Partners, LLC 0.05% of their portfolio TAMPA, FL 30,06430.1k $745.3k $745.3k 0.05% Reduced -15.5k -15,465
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 28,80028.8k $714.0k $714.0k 0.00% Added +418 +418
19 FSB PREMIER WEALTH MANAGEMENT, INC. 0.28% of their portfolio WATERLOO, IA 28,65028.6k $710.2k $710.2k 0.28% Reduced -1.2k -1,240
20 Grantvest Financial Group LLC 0.68% of their portfolio MATAWAN, NJ 24,43824.4k $605.8k $605.8k 0.68% First filing
21 Ignite Planners, LLC 0.13% of their portfolio SAN CLEMENTE, CA 24,41524.4k $612.1k $612.1k 0.13% Reduced -1.9k -1,870
22 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 24,12724.1k $598.1k $598.1k 0.00% Added +1.4k +1,372
23 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 23,66623.7k $586.7k $586.7k 0.03% Unchanged
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,87621.9k $542.3k $542.3k 0.00% New
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,65018.6k $462.3k $462.3k 0.00% Reduced -1.6k -1,575
26 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 18,57018.6k $460.4k $460.4k 0.01% New
27 FORTRESS PRIVATE LEDGER, LLC 0.26% of their portfolio RALEIGH, NC 17,41017.4k $431.6k $431.6k 0.26% First filing
28 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 16,52316.5k $409.6k $409.6k 0.02% Unchanged
29 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 16,11816.1k $399.6k $399.6k 0.03% Reduced -10 -10
30 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 15,02515.0k $372.5k $372.5k 0.01% Added +785 +785
31 Insight Advisors, LLC/ PA 0.06% of their portfolio Newtown, PA 13,24013.2k $328.6k $328.6k 0.06% Reduced -5.1k -5,073
32 Fragasso Financial Advisors Inc 0.02% of their portfolio SEWICKLEY, PA 12,91412.9k $320.1k $320.1k 0.02% Unchanged
33 Wood Tarver Financial Group, LLC 0.09% of their portfolio BOISE, ID 11,37111.4k $281.0k $281.0k 0.09% First filing
34 SOA Wealth Advisors, LLC. 0.04% of their portfolio NEW YORK, NY 9,6819.7k $240.0k $240.0k 0.04% Unchanged
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,3849.4k $232.6k $232.6k 0.00% Reduced -4.8k -4,809
36 United Advisor Group, LLC 0.04% of their portfolio CINCINNATI, OH 8,6188.6k $213.6k $213.6k 0.04% Added +83 +83
37 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,5468.5k $211.9k $211.9k 0.00% New
38 Signal Advisors Wealth, LLC 0.02% of their portfolio DETROIT, MI 8,3118.3k $206.0k $206.0k 0.02% Reduced -22 -22
39 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 6,2806.3k $155.7k $155.7k 0.01% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,0196.0k $152.7k $152.7k 0.01% Unchanged
41 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,8273.8k $94.9k $94.9k 0.00% Reduced -874 -874
42 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 3,5353.5k $87.6k $87.6k 0.03% Unchanged
43 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 3,3743.4k $83.6k $83.6k 0.00% Unchanged
44 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 3,2543.3k $81.0k $81.0k 0.00% Unchanged
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 3,1213.1k $77.4k $77.4k 0.01% Unchanged
46 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2502.2k $55.8k $55.8k 0.00% Unchanged
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0002.0k $50.0k $50.0k 0.00% Unchanged
48 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,5071.5k $37.4k $37.4k 0.00% Unchanged
49 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,5001.5k $37.2k $37.2k 0.03% First filing
50 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 935935 $23.2k $23.2k 0.00% Unchanged
51 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 400400 $10.1k $10.1k 0.00% First filing
52 CWM, LLC 0.00% of their portfolio OMAHA, NE 239239 $6.0k $6.0k 0.00% Unchanged
53 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 165165 $4.1k $4.1k 0.00% Reduced -52 -52
54 Integrity Financial Corp /WA 0.00% of their portfolio JACKSON, WY 2121 $521 $521 0.00% Unchanged
55 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 33 $94 $94 0.01% Reduced -3.8k -3,795