Vault-13

FIRST TR EXCHNG TRADED FD VI SNOV

FT VEST U.S · ETP · CUSIP 33740F342

26 institutional holders +8 vs Q4 2023
639,096639.1k shares reported held*
$13.9mreported value*
10 new 5 added 3 reduced 2 sold out net bought ≈ $4.8m (+218.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.75.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 18Q1 24: 2626Q4 23Q1 24
Numbers
QuarterHolders
Q4 202318
Q1 202426

Biggest buyers

Prospera Financial Services Inc Added +84,559+84.6k
NewEdge Advisors, LLC Added +25,182+25.2k
OneDigital Investment Advisors LLC New +18,740+18.7k
OSAIC HOLDINGS, INC. Added +18,436+18.4k
Cetera Investment Advisers New +15,804+15.8k
Capital CS Group, LLC New +13,838+13.8k
CREATIVE FINANCIAL DESIGNS INC /ADV New +12,550+12.6k
CITADEL ADVISORS LLC Added +12,269+12.3k
Rockefeller Capital Management L.P. New +11,700+11.7k
Mariner, LLC New +9,925+9.9k

Biggest sellers

JANE STREET GROUP, LLC Sold out -13,525-13.5k
Cetera Advisors LLC Sold out -9,586-9.6k
NorthCrest Asset Manangement, LLC Reduced -1,284-1.3k
Kestra Advisory Services, LLC Reduced -1,099-1.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -313-313

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +6.3 pts · filed 2026-10-07 44.7% +6.3 pts 1.9m≈ $50.3m 2026-10-07

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 256,139256.1k $5.6m $5.6m 0.17% Added +84.6k +84,559
2 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 67,34467.3k $1.5m $1.5m 0.00% Added +18.4k +18,436
3 NorthCrest Asset Manangement, LLC 0.03% of their portfolio PLYMOUTH, MN 47,14147.1k $1.0m $1.0m 0.03% Reduced -1.3k -1,284
4 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 44,47044.5k $967.5k $967.5k 0.01% Added +25.2k +25,182
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,56628.6k $621.5k $621.5k 0.00% Added +12.3k +12,269
6 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,47428.5k $619.0k $619.0k 0.00% Added +5.4k +5,365
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,25524.3k $527.7k $527.7k 0.00% Unchanged
8 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,74018.7k $407.7k $407.7k 0.01% New
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,80415.8k $343.8k $343.8k 0.00% New
10 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,21515.2k $331.0k $331.0k 0.00% Reduced -1.1k -1,099
11 Capital CS Group, LLC 0.30% of their portfolio IRVINE, CA 13,83813.8k $301.1k $301.1k 0.30% New
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,62913.6k $296.5k $296.5k 0.00% Reduced -313 -313
13 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 12,55012.6k $273.0k $273.0k 0.03% New
14 Octavia Wealth Advisors, LLC 0.04% of their portfolio CINCINNATI, OH 12,49312.5k $271.8k $271.8k 0.04% Unchanged
15 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,70011.7k $254.5k $254.5k 0.00% New
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,9259.9k $215.9k $215.9k 0.00% New
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,8219.8k $213.7k $213.7k 0.00% New
18 DHJJ Financial Advisors, Ltd. 0.04% of their portfolio NAPERVILLE, IL 4,2054.2k $91.5k $91.5k 0.04% New
19 SOA Wealth Advisors, LLC. 0.01% of their portfolio NEW YORK, NY 1,4881.5k $32.4k $32.4k 0.01% New
20 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2501.2k $27.0k $27.0k 0.00% Unchanged
21 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 550550 $12.0k $12.0k 0.00% Unchanged
22 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 545545 $11.9k $11.9k 0.00% Unchanged
23 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 500500 $10.9k $10.9k 0.00% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 313313 $6.8k $6.8k 0.00% New
25 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 141141 $3.1k $3.1k 0.00% Unchanged
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged