Vault-13

FIRST TR DYNAMIC EUROPE EQUI XFDEX

COM SHS · Closed-End Fund · CUSIP 33740D107

52 institutional holders +6 vs Q1 2023
11,110,82411.1m shares reported held*
$145.7mreported value*
10 new 13 added 16 reduced 5 sold out net bought ≈ $4.3m (+335.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.11.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 46Q1 23: 46Q2 23: 5252Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202240
Q4 202246
Q1 202346
Q2 202352

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222121
Q1 20232418
Q2 20232321

Biggest buyers

CSS LLC/IL New +410,207+410.2k
Hunting Hill Global Capital, LLC New +375,766+375.8k
Atlas Wealth LLC New +245,957+246.0k
Yakira Capital Management, Inc. Added +215,242+215.2k
MILLENNIUM MANAGEMENT LLC New +132,924+132.9k
BANK OF AMERICA CORP /DE/ Added +99,568+99.6k
WELLS FARGO & COMPANY/MN Added +81,732+81.7k
WOLVERINE ASSET MANAGEMENT LLC Added +79,784+79.8k
1607 Capital Partners, LLC Added +29,373+29.4k
Qube Research & Technologies Ltd New +24,873+24.9k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -566,177-566.2k
Allspring Global Investments Holdings, LLC Reduced -547,807-547.8k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -94,124-94.1k
Private Advisor Group, LLC Sold out -59,600-59.6k
Relative Value Partners Group, LLC Reduced -40,170-40.2k
Raymond James Financial Services Advisors, Inc. Reduced -28,295-28.3k
MORGAN STANLEY Reduced -23,610-23.6k
Saba Capital Management, L.P. Reduced -21,938-21.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -15,725-15.7k
INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -13,695-13.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allspring Global Investments Holdings, LLC 0.08% of their portfolio CHARLOTTE, NC 3,883,5193.9m $50.9m $50.9m 0.08% Reduced -547.8k -547,807
2 1607 Capital Partners, LLC 1.62% of their portfolio Richmond, VA 1,723,6831.7m $22.6m $22.6m 1.62% Added +29.4k +29,373
3 SIT INVESTMENT ASSOCIATES INC 0.33% of their portfolio Minneapolis, MN 969,671969.7k $12.7m $12.7m 0.33% Reduced -566.2k -566,177
4 Bulldog Investors, LLP 2.75% of their portfolio SADDLE BROOK, NJ 633,360633.4k $8.3m $8.3m 2.75% Added +1.5k +1,530
5 CSS LLC/IL 0.41% of their portfolio CHICAGO, IL 410,207410.2k $5.4m $5.4m 0.41% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 379,334379.3k $5.0m $5.0m 0.00% Reduced -23.6k -23,610
7 Hunting Hill Global Capital, LLC 2.96% of their portfolio New York, NY 375,766375.8k $4.9m $4.9m 2.96% New
8 Woodline Partners LP 0.06% of their portfolio San Francisco, CA 374,816374.8k $4.9m $4.9m 0.06% Unchanged
9 Atlas Wealth LLC 0.61% of their portfolio CINCINNATI, OH 245,957246.0k $3.3m $3.3m 0.61% New
10 Yakira Capital Management, Inc. 0.84% of their portfolio Westport, CT 241,377241.4k $3.2m $3.2m 0.84% Added +215.2k +215,242
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 236,584236.6k $3.1m $3.1m 0.01% Reduced -28.3k -28,295
12 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 220,751220.8k $2.9m $2.9m 0.05% Added +79.8k +79,784
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 177,846177.8k $2.3m $2.3m 0.00% Added +99.6k +99,568
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 152,806152.8k $2.0m $2.0m 0.00% Reduced -3.1k -3,096
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 142,674142.7k $1.9m $1.9m 0.00% Added +81.7k +81,732
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 132,924132.9k $1.7m $1.7m 0.00% New
17 CLOUGH CAPITAL PARTNERS L P 0.14% of their portfolio Boston, MA 103,775103.8k $1.4m $1.4m 0.14% Unchanged
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 86,03586.0k $1.1m $1.1m 0.01% Added +19.9k +19,905
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 78,14878.1k $1.0m $1.0m 0.00% Reduced -5.2k -5,242
20 1776 Wealth LLC 0.48% of their portfolio ATLANTA, GA 69,87669.9k $915.7k $915.7k 0.48% Added +17.5k +17,501
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,70263.7k $834.8k $834.8k 0.00% Added +4.6k +4,555
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,01438.0k $498.2k $498.2k 0.00% Reduced -11.2k -11,153
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,25933.3k $436.0k $436.0k 0.00% Added +2 +2
24 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 33,05333.1k $433.2k $433.2k 0.19% Added +12.9k +12,899
25 Logan Stone Capital, LLC 0.13% of their portfolio CHICAGO, IL 29,54129.5k $387.1k $387.1k 0.13% Unchanged
26 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 26,50026.5k $347.3k $347.3k 0.01% Unchanged
27 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 24,87324.9k $326.0k $326.0k 0.00% New
28 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 21,92121.9k $287.3k $287.3k 0.01% Reduced -21.9k -21,938
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,59521.6k $283.0k $283.0k 0.00% Reduced -4.2k -4,160
30 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,33320.3k $266.5k $266.5k 0.00% Unchanged
31 Intrua Financial, LLC 0.04% of their portfolio Houston, TX 18,34618.3k $240.4k $240.4k 0.04% Reduced -65 -65
32 Almitas Capital LLC 0.10% of their portfolio SANTA MONICA, CA 17,19817.2k $233.7k $233.7k 0.10% New
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,83915.8k $207.6k $207.6k 0.00% Reduced -38 -38
34 Quad-Cities Investment Group, LLC 0.12% of their portfolio DAVENPORT, IA 13,61713.6k $178.4k $178.4k 0.12% Added +154 +154
35 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 13,25513.3k $173.7k $173.7k 0.02% Added +890 +890
36 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 12,81612.8k $168.0k $168.0k 0.01% Reduced -40.2k -40,170
37 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.01% of their portfolio London, X0 11,50011.5k $150.7k $150.7k 0.01% Reduced -94.1k -94,124
38 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 10,95111.0k $143.5k $143.5k 0.03% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,00010.0k $131.1k $131.1k 0.00% First filing
40 Quarry LP 0.08% of their portfolio NEW YORK, NY 9,0759.1k $118.9k $118.9k 0.08% Unchanged
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,7728.8k $114.3k $114.3k 0.00% Reduced -1.3k -1,317
42 AlphaMark Advisors, LLC 0.05% of their portfolio FT. WRIGHT, KY 7,8927.9k $103.0k $103.0k 0.05% Unchanged
43 Sea Otter Advisors LLC 0.05% of their portfolio Miami, FL 5,0005.0k $65.5k $65.5k 0.05% New
44 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,2361.2k $16.2k $16.2k 0.00% Unchanged
45 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1311.1k $14.8k $14.8k 0.00% Reduced -1.7k -1,678
46 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $13.0k $13.0k 0.00% Unchanged
47 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 580580 $7.6k $7.6k 0.00% New
48 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 400400 $5.2k $5.2k 0.00% Unchanged
49 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 200200 $3.0k $3.0k 0.00% New
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9797 $1.3k $1.3k 0.00% Reduced -3.3k -3,349
51 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 1919 $249 $249 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged