Vault-13

FIRST TR EXCHANGE-TRADED FD FCVT

SSI STRG ETF · ETP · CUSIP 33739Q507

44 institutional holders +2 vs Q1 2024
1,120,8871.1m shares reported held*
$38.0mreported value*
8 new 9 added 21 reduced 6 sold out net sold ≈ $4.4m (-130.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.88.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 68Q4 22: 60Q1 23: 46Q2 23: 42Q3 23: 42Q4 23: 49Q1 24: 42Q2 24: 4444Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202268
Q4 202260
Q1 202346
Q2 202342
Q3 202342
Q4 202349
Q1 202442
Q2 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 26 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 43 cut or sold outQ2 23: 10 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 32 cut or sold outQ4 23: 21 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 35 cut or sold outQ2 24: 17 bought or addedQ2 24: 27 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222639
Q1 20231143
Q2 20231027
Q3 2023832
Q4 20232125
Q1 2024935
Q2 20241727

Biggest buyers

Concurrent Investment Advisors, LLC New +157,041+157.0k
CWM, LLC Added +54,693+54.7k
LPL Financial LLC Added +37,916+37.9k
RAYMOND JAMES & ASSOCIATES Added +28,205+28.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +20,686+20.7k
D.A. DAVIDSON & CO. New +20,486+20.5k
JPMORGAN CHASE & CO Added +12,076+12.1k
CITADEL ADVISORS LLC New +6,028+6.0k
UBS Group AG Added +2,871+2.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +2,602+2.6k

Biggest sellers

MORGAN STANLEY Reduced -186,818-186.8k
FIRST HAWAIIAN BANK Sold out -77,535-77.5k
Private Advisory Group LLC Sold out -74,186-74.2k
JANE STREET GROUP, LLC Reduced -38,662-38.7k
Elequin Capital, LP Reduced -38,462-38.5k
GUGGENHEIM CAPITAL LLC Sold out -25,250-25.2k
American Financial Advisors, LLC Reduced -12,249-12.2k
ENVESTNET ASSET MANAGEMENT INC Sold out -7,092-7.1k
MML INVESTORS SERVICES, LLC Sold out -6,539-6.5k
BANK OF AMERICA CORP /DE/ Reduced -3,777-3.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.3 pts · filed 2025-07-21 8.2% -2.3 pts 187.5k≈ $10.1m 2025-07-21

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 187,527187.5k $6.4m $6.4m 0.00% Added +37.9k +37,916
2 Concurrent Investment Advisors, LLC 0.18% of their portfolio Tampa, FL 157,041157.0k $5.3m $5.3m 0.18% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 119,413119.4k $4.0m $4.0m 0.00% Reduced -186.8k -186,818
4 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 92,73192.7k $3.1m $3.1m 0.00% Added +28.2k +28,205
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,95569.0k $2.3m $2.3m 0.00% Reduced -2.1k -2,125
6 CWM, LLC 0.01% of their portfolio OMAHA, NE 55,81055.8k $1.9m $1.9m 0.01% Added +54.7k +54,693
7 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 50,75550.8k $1.7m $1.7m 0.00% Reduced -38.7k -38,662
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 49,42949.4k $1.7m $1.7m 0.00% Reduced -3.8k -3,777
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,32332.3k $1.1m $1.1m 0.00% Reduced -790 -790
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 30,73930.7k $1.0m $1.0m 0.00% Reduced -1.2k -1,172
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,83127.8k $942.9k $942.9k 0.00% Added +74 +74
12 Tidemark, LLC 0.35% of their portfolio SAN DIEGO, CA 22,54722.5k $763.9k $763.9k 0.35% Reduced -1.9k -1,856
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,68620.7k $700.8k $700.8k 0.00% New
14 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 20,48620.5k $694.1k $694.1k 0.01% New
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,92718.9k $641.0k $641.0k 0.00% Reduced -1.1k -1,052
16 Elequin Capital, LP 0.16% of their portfolio NEW YORK, NY 18,02118.0k $610.6k $610.6k 0.16% Reduced -38.5k -38,462
17 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,89215.9k $538.4k $538.4k 0.00% Added +718 +718
18 Concentrum Wealth Management 0.21% of their portfolio SAN JOSE, CA 14,76814.8k $500.3k $500.3k 0.21% Reduced -146 -146
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,10814.1k $478.0k $478.0k 0.00% Added +12.1k +12,076
20 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,70513.7k $464.3k $464.3k 0.01% Reduced -16 -16
21 COTTONWOOD CAPITAL ADVISORS, LLC 0.31% of their portfolio SALT LAKE CITY, UT 11,85311.9k $401.9k $401.9k 0.31% Reduced -127 -127
22 SkyOak Wealth, LLC 0.09% of their portfolio SOUTHFIELD, MI 11,63611.6k $394.2k $394.2k 0.09% Reduced -730 -730
23 American Financial Advisors, LLC 0.05% of their portfolio Marietta, GA 11,00211.0k $372.7k $372.7k 0.05% Reduced -12.2k -12,249
24 Coppell Advisory Solutions LLC 0.06% of their portfolio COPPELL, TX 10,93310.9k $370.4k $370.4k 0.06% First filing
25 PURSUE WEALTH PARTNERS LLC 0.15% of their portfolio ALAMO, CA 8,0008.0k $271.0k $271.0k 0.15% Unchanged
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,3677.4k $249.6k $249.6k 0.00% Added +970 +970
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,0286.0k $204.2k $204.2k 0.00% New
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 4,7314.7k $160.0k $160.0k 0.00% Reduced -107 -107
29 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 3,8893.9k $131.8k $131.8k 0.02% Reduced -17 -17
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,0963.1k $104.9k $104.9k 0.00% Added +2.9k +2,871
31 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 2,6022.6k $88.1k $88.1k 0.01% New
32 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,5212.5k $85.4k $85.4k 0.01% New
33 Tyler-Stone Wealth Management 0.03% of their portfolio Beachwood, OH 1,8781.9k $63.6k $63.6k 0.03% Reduced -437 -437
34 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7001.7k $58.1k $58.1k 0.00% New
35 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 850850 $28.8k $28.8k 0.00% Unchanged
36 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 323323 $10.9k $10.9k 0.00% New
37 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 295295 $10.0k $10.0k 0.00% Unchanged
38 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 259259 $8.0k $8.0k 0.00% Added +1 +1
39 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 112112 $3.8k $3.8k 0.00% Reduced -112 -112
40 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 108108 $3.7k $3.7k 0.00% Unchanged
41 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 88 $271 $271 0.00% Reduced -420 -420
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 22 $68 $68 0.00% Reduced -28 -28
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $16 $16 0.00% Reduced -1 -1
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged