Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

402 institutional holders +15 vs Q4 2022
106,582,693106.6m shares reported held*
$6.3bnreported value*
39 new 172 added 153 reduced 26 sold out net bought ≈ $257.6m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.50. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402402Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 213 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 211 bought or addedQ1 23: 179 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022213147
Q1 2023211179

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5k$5k$7.5k$10kQ3 22 calls: $5.0kQ3 22 puts: $9.0kQ3 22P/C 1.80Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$9.0k1.80
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

TUCKER ASSET MANAGEMENT LLC Added +1,485,013+1.5m
OSAIC HOLDINGS, INC. Added +1,169,276+1.2m
Kestra Advisory Services, LLC Added +861,922+861.9k
Coppell Advisory Solutions LLC Added +636,652+636.7k
Coppell Advisory Solutions Corp. Added +636,652+636.7k
MORGAN STANLEY Added +608,758+608.8k
Monument Capital Management New +393,600+393.6k
Cambridge Investment Research Advisors, Inc. Added +377,998+378.0k
Mariner, LLC Added +340,661+340.7k
LPL Financial LLC Added +273,367+273.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -1,618,776-1.6m
JANE STREET GROUP, LLC Sold out -738,086-738.1k
Great Lakes Retirement, Inc. Sold out -708,180-708.2k
BANK OF AMERICA CORP /DE/ Reduced -493,635-493.6k
MANCHESTER FINANCIAL INC Reduced -436,226-436.2k
Crumly & Associates Inc. Reduced -361,164-361.2k
HighTower Advisors, LLC Reduced -319,015-319.0k
NewEdge Advisors, LLC Reduced -221,059-221.1k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -206,873-206.9k
WELLS FARGO & COMPANY/MN Reduced -203,803-203.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 17,296,70317.3m $1.0bn $1.0bn 0.11% Added +608.8k +608,758
2 WELLS FARGO & COMPANY/MN 0.19% of their portfolio SAN FRANCISCO, CA 10,606,70410.6m $631.2m $631.2m 0.19% Reduced -203.8k -203,803
3 LPL Financial LLC 0.43% of their portfolio FORT MILL, SC 9,211,9609.2m $548.2m $548.2m 0.43% Added +273.4k +273,367
4 UBS Group AG 0.15% of their portfolio ZURICH, V8 5,598,7865.6m $333.2m $333.2m 0.15% Added +109.8k +109,770
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,350,5994.4m $258.9m $258.9m 0.03% Reduced -493.6k -493,635
6 OSAIC HOLDINGS, INC. 0.34% of their portfolio SCOTTSDALE, AZ 3,058,4033.1m $182.0m $182.0m 0.34% Added +1.2m +1,169,276
7 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,917,4812.9m $173.6m $173.6m 0.05% Added +93.3k +93,314
8 Raymond James Financial Services Advisors, Inc. 0.29% of their portfolio ST. PETERSBURG, FL 2,554,6172.6m $152.0m $152.0m 0.29% Reduced -109.9k -109,851
9 FIRST TRUST ADVISORS LP 0.14% of their portfolio Wheaton, IL 2,004,2762.0m $119.3m $119.3m 0.14% Reduced -1.6m -1,618,776
10 Cambridge Investment Research Advisors, Inc. 0.57% of their portfolio FAIRFIELD, IA 1,942,1361.9m $115.6m $115.6m 0.57% Added +378.0k +377,998
11 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,595,5231.6m $94.9m $94.9m 0.08% Reduced -34.6k -34,558
12 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 1,521,3541.5m $90.5m $90.5m 0.19% Reduced -62.6k -62,589
13 TUCKER ASSET MANAGEMENT LLC 26.47% of their portfolio LITTLETON, CO 1,488,0291.5m $88.6m $88.6m 26.47% Added +1.5m +1,485,013
14 Kestra Advisory Services, LLC 0.92% of their portfolio AUSTIN, TX 1,420,4071.4m $84.5m $84.5m 0.92% Added +861.9k +861,922
15 Prospera Financial Services Inc 3.46% of their portfolio Dallas, TX 1,412,9591.4m $84.1m $84.1m 3.46% Added +105.6k +105,614
16 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,328,6191.3m $79.1m $79.1m 0.04% Added +221.5k +221,527
17 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,192,6091.2m $71.0m $71.0m 0.10% Added +257.1k +257,091
18 AJ WEALTH STRATEGIES, LLC 3.24% of their portfolio NEW YORK, NY 1,043,6841.0m $62.1m $62.1m 3.24% Added +40.6k +40,569
19 Coppell Advisory Solutions LLC 19.31% of their portfolio COPPELL, TX 986,445986.4k $58.9m $58.9m 19.31% Added +636.7k +636,652
20 Coppell Advisory Solutions Corp. 19.31% of their portfolio COPPELL, TX 986,445986.4k $58.9m $58.9m 19.31% Added +636.7k +636,652
21 Mariner, LLC 0.16% of their portfolio Overland Park, KS 949,290949.3k $56.5m $56.5m 0.16% Added +340.7k +340,661
22 Csenge Advisory Group 3.89% of their portfolio CLEARWATER, FL 906,261906.3k $53.9m $53.9m 3.89% Added +124.5k +124,463
23 Cetera Advisors LLC 0.89% of their portfolio DENVER, CO 896,776896.8k $53.4m $53.4m 0.89% Added +54.3k +54,304
24 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 638,800638.8k $38.0m $38.0m 0.09% Added +156.8k +156,821
25 Private Advisor Group, LLC 0.35% of their portfolio MORRISTOWN, NJ 610,251610.3k $36.3m $36.3m 0.35% Added +5.3k +5,277
26 MANCHESTER FINANCIAL INC 10.48% of their portfolio Westlake Village, CA 608,372608.4k $36.2m $36.2m 10.48% Reduced -436.2k -436,226
27 Steward Partners Investment Advisory, LLC 0.56% of their portfolio STAMFORD, CT 587,644587.6k $35.0m $35.0m 0.56% Added +3.5k +3,518
28 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 587,600587.6k $35.0m $35.0m 0.05% Added +96.0k +96,000
29 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 552,960553.0k $32.9m $32.9m 0.21% Added +113.5k +113,537
30 Atria Wealth Solutions, Inc. 0.48% of their portfolio NEW YORK, NY 541,629541.6k $32.3m $32.3m 0.48% Added +219.0k +218,953
31 IFP Advisors, Inc 1.37% of their portfolio TAMPA, FL 524,005524.0k $31.5m $31.5m 1.37% Reduced -130.6k -130,621
32 Gladstone Institutional Advisory LLC 1.93% of their portfolio Bedminster, NJ 501,974502.0k $29.9m $29.9m 1.93% Reduced -60.4k -60,416
33 D.A. DAVIDSON & CO. 0.32% of their portfolio GREAT FALLS, MT 480,149480.1k $28.6m $28.6m 0.32% Added +241.9k +241,903
34 Atria Investments, Inc 0.54% of their portfolio Charlotte, NC 480,118480.1k $28.6m $28.6m 0.54% Added +100.1k +100,105
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.16% of their portfolio IRVING, TX 467,594467.6k $27.8m $27.8m 0.16% Reduced -206.9k -206,873
36 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 463,457463.5k $27.6m $27.6m 0.06% Reduced -319.0k -319,015
37 AVANTAX ADVISORY SERVICES, INC. 0.34% of their portfolio DALLAS, TX 462,082462.1k $27.5m $27.5m 0.34% Added +41.7k +41,691
38 NewEdge Advisors, LLC 0.34% of their portfolio NEW ORLEANS, LA 460,311460.3k $27.4m $27.4m 0.34% Reduced -221.1k -221,059
39 Kinloch Capital, LLC 14.15% of their portfolio GLEN ALLEN, VA 406,835406.8k $24.2m $24.2m 14.15% Reduced -36.5k -36,520
40 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 404,934404.9k $24.1m $24.1m 0.10% Reduced -21.7k -21,742
41 PARK NATIONAL CORP /OH/ 1.05% of their portfolio NEWARK, OH 395,070395.1k $23.5m $23.5m 1.05% Reduced -46.0k -46,002
42 Monument Capital Management 7.84% of their portfolio ALEXANDRIA, VA 393,600393.6k $23.4m $23.4m 7.84% New
43 CWM, LLC 0.15% of their portfolio OMAHA, NE 384,372384.4k $22.9m $22.9m 0.15% Reduced -41.4k -41,365
44 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 380,143380.1k $22.6m $22.6m 0.20% Added +122.0k +121,964
45 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 368,358368.4k $21.9m $21.9m 0.15% Added +42.6k +42,627
46 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 352,615352.6k $21.0m $21.0m 0.04% Reduced -144.9k -144,909
47 1776 Wealth LLC 12.03% of their portfolio ATLANTA, GA 336,622336.6k $20.0m $20.0m 12.03% Added +96.6k +96,562
48 HARBOUR INVESTMENTS, INC. 1.06% of their portfolio MADISON, WI 325,967326.0k $19.4m $19.4m 1.06% Reduced -25.4k -25,356
49 MILESTONE ASSET MANAGEMENT, LLC 10.97% of their portfolio PITTSBURGH, PA 322,743322.7k $19.2m $19.2m 10.97% Added +46.2k +46,184
50 Sterling Manor Financial, LLC 18.56% of their portfolio Saratoga Springs, NY 321,503321.5k $19.1m $19.1m 18.56% Reduced -165.4k -165,430
51 FSC Wealth Advisors, LLC 30.20% of their portfolio WAPPINGERS FALLS, NY 321,146321.1k $19.1m $19.1m 30.20% Added +38.8k +38,771
52 Synergy Asset Management, LLC 4.54% of their portfolio VANCOUVER, WA 319,032319.0k $19.0m $19.0m 4.54% Reduced -12.6k -12,642
53 OPPENHEIMER & CO INC 0.40% of their portfolio NEW YORK, NY 318,744318.7k $19.0m $19.0m 0.40% Added +166.6k +166,592
54 KESTRA PRIVATE WEALTH SERVICES, LLC 0.74% of their portfolio AUSTIN, TX 313,678313.7k $18.7m $18.7m 0.74% Added +80.6k +80,643
55 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 296,740296.7k $17.7m $17.7m 0.05% Reduced -186.9k -186,893
56 Systelligence, LLC 4.43% of their portfolio BLOOMINGTON, MN 290,088290.1k $17.3m $17.3m 4.43% Reduced -6.6k -6,559
57 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 286,526286.5k $17.1m $17.1m 0.02% Added +5.3k +5,286
58 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 283,947283.9k $16.9m $16.9m 0.12% Added +95.4k +95,433
59 Cassia Capital Partners, LLC 13.41% of their portfolio WINSTON SALEM, NC 280,750280.8k $16.7m $16.7m 13.41% Added +261.0k +260,963
60 Triumph Capital Management 8.50% of their portfolio DENVER, CO 279,618279.6k $16.6m $16.6m 8.50% Added +178.6k +178,632
61 Long Run Wealth Advisors, LLC 5.59% of their portfolio Lake Placid, NY 275,781275.8k $16.4m $16.4m 5.59% Added +20.9k +20,903
62 Financial Enhancement Group LLC 3.15% of their portfolio ANDERSON, IN 271,858271.9k $16.2m $16.2m 3.15% Added +13.0k +13,048
63 EdgeRock Capital LLC 8.19% of their portfolio DENVER, CO 268,080268.1k $16.0m $16.0m 8.19% Added +59.1k +59,090
64 Sigma Planning Corp 0.52% of their portfolio ANN ARBOR, MI 264,101264.1k $15.7m $15.7m 0.52% Added +26.4k +26,409
65 Simplicity Wealth,LLC 10.44% of their portfolio SUMMIT, NJ 263,817263.8k $15.7m $15.7m 10.44% Added +13.8k +13,778
66 TD Capital Management LLC 1.82% of their portfolio MEMPHIS, TN 246,438246.4k $14.7m $14.7m 1.82% Added +60.6k +60,644
67 Harvest Investment Services, LLC 10.82% of their portfolio Oakbrook Terrace, IL 235,102235.1k $14.0m $14.0m 10.82% Added +173.9k +173,868
68 RiverTree Advisors, LLC 9.62% of their portfolio WINTER PARK, FL 224,577224.6k $13.4m $13.4m 9.62% Added +32.2k +32,236
69 SHELTON WEALTH MANAGEMENT, LLC 10.79% of their portfolio FORT WORTH, TX 223,570223.6k $13.3m $13.3m 10.79% Reduced -81.1k -81,076
70 Foundations Investment Advisors, LLC 0.47% of their portfolio PHOENIX, AZ 222,222222.2k $13.2m $13.2m 0.47% Added +34.9k +34,897
71 StoneX Group Inc. 1.42% of their portfolio NEW YORK, NY 217,597217.6k $13.0m $13.0m 1.42% Reduced -71.3k -71,268
72 Kingsview Wealth Management, LLC 0.54% of their portfolio GRANTS PASS, OR 214,902214.9k $12.8m $12.8m 0.54% Added +18.2k +18,184
73 Tidal Investments LLC 0.21% of their portfolio Milwaukee, WI 210,504210.5k $12.5m $12.5m 0.21% Added +108.8k +108,785
74 WCG Wealth Advisors LLC 1.46% of their portfolio LAS VEGAS, NV 191,460191.5k $11.4m $11.4m 1.46% Reduced -50.8k -50,791
75 Jaffetilchin Investment Partners, LLC 1.21% of their portfolio TAMPA, FL 178,808178.8k $10.6m $10.6m 1.21% Reduced -43.4k -43,434
76 Mainsail Financial Group, LLC 10.34% of their portfolio BELLEVUE, WA 178,619178.6k $10.6m $10.6m 10.34% Reduced -24.5k -24,491
77 TOWNSQUARE CAPITAL LLC 0.23% of their portfolio Lehi, UT 175,875175.9k $10.5m $10.5m 0.23% Added +165.8k +165,769
78 WEALTHSOURCE PARTNERS, LLC 0.71% of their portfolio SAN LUIS OBISPO, CA 175,209175.2k $10.4m $10.4m 0.71% Reduced -5.8k -5,847
79 Amplius Wealth Advisors, LLC 1.49% of their portfolio BLUE BELL, PA 175,072175.1k $10.4m $10.4m 1.49% Reduced -21.2k -21,227
80 Ameritas Advisory Services, LLC 0.52% of their portfolio Lincoln, NE 174,883174.9k $10.4m $10.4m 0.52% Added +64.2k +64,165
81 Family Capital Management, Inc. 7.01% of their portfolio GRAND RAPIDS, MI 172,937172.9k $10.3m $10.3m 7.01% Reduced -9.9k -9,879
82 Luken Investment Analytics, LLC 5.91% of their portfolio BRENTWOOD, TN 168,996169.0k $10.1m $10.1m 5.91% Reduced -118.9k -118,909
83 G&S Capital LLC 4.42% of their portfolio DENVER, CO 167,845167.8k $10.0m $10.0m 4.42% Added +31.2k +31,198
84 Towerpoint Wealth, LLC 5.68% of their portfolio SACRAMENTO, CA 166,806166.8k $9.9m $9.9m 5.68% Reduced -23.3k -23,289
85 TRUSTMARK BANK TRUST DEPARTMENT 0.90% of their portfolio JACKSON, MS 165,760165.8k $9.9m $9.9m 0.90% Reduced -15.7k -15,664
86 TKG Advisors, LLC 6.13% of their portfolio VALPARAISO, IN 165,404165.4k $9.8m $9.8m 6.13% Added +49.2k +49,211
87 Weitzel Financial Services, Inc. 5.81% of their portfolio DUBUQUE, IA 162,429162.4k $9.7m $9.7m 5.81% Added +5.1k +5,060
88 Ashton Thomas Private Wealth, LLC 0.83% of their portfolio SCOTTSDALE, AZ 158,460158.5k $9.4m $9.4m 0.83% Added +31.1k +31,078
89 WINTRUST INVESTMENTS LLC 1.20% of their portfolio CHICAGO, IL 150,000150.0k $8.9m $8.9m 1.20% Reduced -88.0k -88,025
90 Cherry Creek Investment Advisors, Inc. 6.43% of their portfolio ENGLEWOOD, CO 147,331147.3k $8.8m $8.8m 6.43% Reduced -15.8k -15,796
91 Avestar Capital, LLC 1.76% of their portfolio New York, NY 146,602146.6k $8.7m $8.7m 1.76% Reduced -34.1k -34,147
92 Pine Valley Investments Ltd Liability Co 1.33% of their portfolio MARLTON, NJ 146,040146.0k $8.7m $8.7m 1.33% First filing
93 Nilsine Partners, LLC 1.34% of their portfolio GREENWOOD VILLAGE, CO 144,007144.0k $8.6m $8.6m 1.34% First filing
94 HBK Sorce Advisory LLC 0.37% of their portfolio ERIE, PA 138,222138.2k $8.2m $8.2m 0.37% Reduced -158.2k -158,180
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 136,210136.2k $8.1m $8.1m 0.01% Added +23.1k +23,110
96 Legacy Capital Wealth Partners, LLC 2.19% of their portfolio LITTLE ROCK, AR 134,823134.8k $8.0m $8.0m 2.19% Reduced -23.0k -22,964
97 MGO ONE SEVEN LLC 0.51% of their portfolio Beachwood, OH 134,249134.2k $8.0m $8.0m 0.51% Added +61.9k +61,866
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.62% of their portfolio BIRMINGHAM, AL 134,116134.1k $8.0m $8.0m 0.62% Added +46.7k +46,670
99 CITIZENS FINANCIAL GROUP INC/RI 0.29% of their portfolio PROVIDENCE, RI 131,001131.0k $7.8m $7.8m 0.29% Reduced -30.9k -30,916
100 SYNOVUS FINANCIAL CORP 0.09% of their portfolio Columbus, GA 130,721130.7k $7.8m $7.8m 0.09% Reduced -2.9k -2,859