Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

387 institutional holders +41 vs Q3 2022
102,046,459102.0m shares reported held*
$6.0bnreported value*
48 new 165 added 118 reduced 29 sold out net bought ≈ $1.3bn (+22.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.76. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 346Q4 22: 387387Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022346
Q4 2022387

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5k$5k$7.5k$10kQ3 22 calls: $5.0kQ3 22 puts: $9.0kQ3 22P/C 1.80Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$9.0k1.80
Q4 2022$0$0—

Biggest buyers

MORGAN STANLEY Added +3,038,020+3.0m
LPL Financial LLC Added +2,532,460+2.5m
WELLS FARGO & COMPANY/MN Added +1,963,383+2.0m
FIRST TRUST ADVISORS LP Added +1,656,766+1.7m
UBS Group AG Added +1,556,281+1.6m
AJ WEALTH STRATEGIES, LLC New +1,003,115+1.0m
Prospera Financial Services Inc Added +866,193+866.2k
JANE STREET GROUP, LLC Added +730,946+730.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +712,978+713.0k
BANK OF AMERICA CORP /DE/ Added +641,486+641.5k

Biggest sellers

Atria Wealth Solutions, Inc. Reduced -598,685-598.7k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -214,395-214.4k
CITADEL ADVISORS LLC Sold out -182,118-182.1k
Financial Enhancement Group LLC Reduced -152,953-153.0k
IronBridge Private Wealth, LLC Reduced -122,602-122.6k
Bullseye Investment Management, LLC Reduced -120,265-120.3k
Baird Financial Group, Inc. Reduced -117,705-117.7k
Synergy Asset Management, LLC Reduced -116,306-116.3k
RAYMOND JAMES & ASSOCIATES Reduced -102,460-102.5k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -87,897-87.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 16,687,94516.7m $991.9m $991.9m 0.11% Added +3.0m +3,038,020
2 WELLS FARGO & COMPANY/MN 0.20% of their portfolio SAN FRANCISCO, CA 10,810,50710.8m $642.6m $642.6m 0.20% Added +2.0m +1,963,383
3 LPL Financial LLC 0.46% of their portfolio FORT MILL, SC 8,938,5938.9m $531.3m $531.3m 0.46% Added +2.5m +2,532,460
4 UBS Group AG 0.16% of their portfolio ZURICH, V8 5,489,0165.5m $326.3m $326.3m 0.16% Added +1.6m +1,556,281
5 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 4,844,2344.8m $287.9m $287.9m 0.04% Added +641.5k +641,486
6 FIRST TRUST ADVISORS LP 0.26% of their portfolio Wheaton, IL 3,623,0523.6m $215.4m $215.4m 0.26% Added +1.7m +1,656,766
7 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,824,1672.8m $167.9m $167.9m 0.05% Added +279.1k +279,063
8 Raymond James Financial Services Advisors, Inc. 0.32% of their portfolio ST. PETERSBURG, FL 2,664,4682.7m $158.4m $158.4m 0.32% Added +480.2k +480,214
9 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,889,1271.9m $112.3m $112.3m 0.23% Added +289.9k +289,897
10 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 1,630,0811.6m $96.9m $96.9m 0.09% Reduced -102.5k -102,460
11 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 1,583,9431.6m $94.1m $94.1m 0.23% Added +713.0k +712,978
12 Cambridge Investment Research Advisors, Inc. 0.48% of their portfolio FAIRFIELD, IA 1,564,1381.6m $93.0m $93.0m 0.48% Added +340.3k +340,322
13 Prospera Financial Services Inc 3.89% of their portfolio Dallas, TX 1,307,3451.3m $77.7m $77.7m 3.89% Added +866.2k +866,193
14 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,107,0921.1m $65.8m $65.8m 0.03% Added +189.3k +189,278
15 MANCHESTER FINANCIAL INC 16.80% of their portfolio Westlake Village, CA 1,044,5981.0m $62.1m $62.1m 16.80% Added +9.8k +9,755
16 AJ WEALTH STRATEGIES, LLC 3.13% of their portfolio NEW YORK, NY 1,003,1151.0m $59.6m $59.6m 3.13% New
17 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 935,518935.5k $55.6m $55.6m 0.08% Added +76.4k +76,401
18 Cetera Advisors LLC 0.91% of their portfolio DENVER, CO 842,472842.5k $50.1m $50.1m 0.91% Added +249.7k +249,732
19 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 782,472782.5k $46.5m $46.5m 0.11% Added +372.3k +372,275
20 Csenge Advisory Group 3.60% of their portfolio CLEARWATER, FL 781,798781.8k $46.5m $46.5m 3.60% Added +154.4k +154,449
21 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 738,086738.1k $43.9m $43.9m 0.08% Added +730.9k +730,946
22 Great Lakes Retirement, Inc. 10.77% of their portfolio SANDUSKY, OH 708,180708.2k $42.1m $42.1m 10.77% First filing
23 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 681,370681.4k $5.7m $5.7m 0.15% Added +424.8k +424,833
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.22% of their portfolio IRVING, TX 674,467674.5k $40.1m $40.1m 0.22% Reduced -214.4k -214,395
25 IFP Advisors, Inc 1.05% of their portfolio TAMPA, FL 654,626654.6k $39.3m $39.3m 1.05% Added +185.8k +185,813
26 Mariner, LLC 0.12% of their portfolio Overland Park, KS 608,629608.6k $36.2m $36.2m 0.12% Added +510.6k +510,574
27 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 604,974605.0k $512.7k $512.7k 0.02% Added +260.8k +260,790
28 Steward Partners Investment Advisory, LLC 0.59% of their portfolio STAMFORD, CT 584,126584.1k $34.7m $34.7m 0.59% Added +39.2k +39,151
29 Gladstone Institutional Advisory LLC 2.36% of their portfolio Bedminster, NJ 562,390562.4k $33.4m $33.4m 2.36% Added +10.8k +10,820
30 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 558,485558.5k $33.2m $33.2m 0.29% Reduced -39.3k -39,313
31 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 497,524497.5k $29.6m $29.6m 0.05% Added +23.5k +23,483
32 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 491,600491.6k $29.2m $29.2m 0.04% Added +156.8k +156,828
33 Sterling Manor Financial, LLC 32.14% of their portfolio Saratoga Springs, NY 486,933486.9k $28.9m $28.9m 32.14% Added +68.5k +68,528
34 Corient Private Wealth LP 0.10% of their portfolio MIAMI, FL 483,633483.6k $28.7m $28.7m 0.10% First filing
35 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 481,979482.0k $28.6m $28.6m 0.08% Reduced -117.7k -117,705
36 Crumly & Associates Inc. 10.08% of their portfolio SPRINGFIELD, IL 449,269449.3k $26.7m $26.7m 10.08% Added +413.0k +412,986
37 Kinloch Capital, LLC 15.34% of their portfolio GLEN ALLEN, VA 443,355443.4k $26.4m $26.4m 15.34% Reduced -7.4k -7,375
38 PARK NATIONAL CORP /OH/ 1.17% of their portfolio NEWARK, OH 441,072441.1k $26.2m $26.2m 1.17% Added +30.1k +30,146
39 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 439,423439.4k $26.1m $26.1m 0.19% Added +121.4k +121,393
40 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 426,676426.7k $25.4m $25.4m 0.10% Reduced -25.1k -25,147
41 CWM, LLC 0.19% of their portfolio OMAHA, NE 425,737425.7k $25.3m $25.3m 0.19% Added +352.7k +352,677
42 AVANTAX ADVISORY SERVICES, INC. 0.33% of their portfolio DALLAS, TX 420,391420.4k $25.0m $25.0m 0.33% Added +218.8k +218,835
43 Atria Investments, Inc 0.46% of their portfolio Charlotte, NC 380,013380.0k $22.6m $22.6m 0.46% Added +316.0k +315,976
44 HARBOUR INVESTMENTS, INC. 1.27% of their portfolio MADISON, WI 351,323351.3k $20.9m $20.9m 1.27% Added +64.0k +63,976
45 Coppell Advisory Solutions LLC 7.07% of their portfolio COPPELL, TX 349,793349.8k $20.8m $20.8m 7.07% First filing
46 Coppell Advisory Solutions Corp. 7.07% of their portfolio COPPELL, TX 349,793349.8k $20.8m $20.8m 7.07% First filing
47 Synergy Asset Management, LLC 5.05% of their portfolio VANCOUVER, WA 331,674331.7k $19.7m $19.7m 5.05% Reduced -116.3k -116,306
48 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 325,731325.7k $19.4m $19.4m 0.13% Added +204.8k +204,762
49 Atria Wealth Solutions, Inc. 0.31% of their portfolio NEW YORK, NY 322,676322.7k $19.2m $19.2m 0.31% Reduced -598.7k -598,685
50 SHELTON WEALTH MANAGEMENT, LLC 14.30% of their portfolio FORT WORTH, TX 304,646304.6k $18.1m $18.1m 14.30% Added +81.3k +81,306
51 Systelligence, LLC 4.59% of their portfolio BLOOMINGTON, MN 296,647296.6k $17.6m $17.6m 4.59% New
52 HBK Sorce Advisory LLC 0.47% of their portfolio ERIE, PA 296,402296.4k $17.6m $17.6m 0.47% Added +172.6k +172,584
53 StoneX Group Inc. 2.04% of their portfolio NEW YORK, NY 288,865288.9k $17.2m $17.2m 2.04% Added +39.1k +39,082
54 Luken Investment Analytics, LLC 10.93% of their portfolio BRENTWOOD, TN 287,905287.9k $17.1m $17.1m 10.93% First filing
55 FSC Wealth Advisors, LLC 28.70% of their portfolio WAPPINGERS FALLS, NY 282,375282.4k $16.8m $16.8m 28.70% New
56 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 281,240281.2k $16.7m $16.7m 0.02% Added +173.1k +173,147
57 MILESTONE ASSET MANAGEMENT, LLC 9.81% of their portfolio PITTSBURGH, PA 276,559276.6k $16.5m $16.5m 9.81% First filing
58 Financial Enhancement Group LLC 2.95% of their portfolio ANDERSON, IN 258,810258.8k $15.4m $15.4m 2.95% Reduced -153.0k -152,953
59 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 258,179258.2k $15.3m $15.3m 0.14% Added +66.0k +66,025
60 Long Run Wealth Advisors, LLC 5.45% of their portfolio Lake Placid, NY 254,878254.9k $15.1m $15.1m 5.45% Reduced -14.4k -14,449
61 Simplicity Wealth,LLC 13.12% of their portfolio SUMMIT, NJ 250,039250.0k $14.9m $14.9m 13.12% New
62 WCG Wealth Advisors LLC 1.98% of their portfolio LAS VEGAS, NV 242,251242.3k $14.4m $14.4m 1.98% Reduced -34.0k -34,042
63 1776 Wealth LLC 10.24% of their portfolio ATLANTA, GA 240,060240.1k $14.3m $14.3m 10.24% Added +21.5k +21,473
64 D.A. DAVIDSON & CO. 0.17% of their portfolio GREAT FALLS, MT 238,246238.2k $14.2m $14.2m 0.17% Added +154.1k +154,121
65 WINTRUST INVESTMENTS LLC 2.00% of their portfolio CHICAGO, IL 238,025238.0k $14.1m $14.1m 2.00% Added +212.8k +212,846
66 Sigma Planning Corp 0.51% of their portfolio ANN ARBOR, MI 237,692237.7k $14.1m $14.1m 0.51% Added +42.6k +42,598
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.70% of their portfolio AUSTIN, TX 233,035233.0k $13.9m $13.9m 0.70% Added +149.2k +149,160
68 Jaffetilchin Investment Partners, LLC 1.61% of their portfolio TAMPA, FL 222,242222.2k $13.2m $13.2m 1.61% Reduced -11.3k -11,264
69 EdgeRock Capital LLC 6.93% of their portfolio DENVER, CO 208,990209.0k $12.4m $12.4m 6.93% Added +2.0k +1,968
70 Mainsail Financial Group, LLC 12.33% of their portfolio BELLEVUE, WA 203,110203.1k $12.1m $12.1m 12.33% First filing
71 Kingsview Wealth Management, LLC 0.51% of their portfolio GRANTS PASS, OR 196,718196.7k $11.7m $11.7m 0.51% Added +12.8k +12,759
72 Amplius Wealth Advisors, LLC 1.86% of their portfolio BLUE BELL, PA 196,299196.3k $11.7m $11.7m 1.86% New
73 RiverTree Advisors, LLC 9.39% of their portfolio WINTER PARK, FL 192,341192.3k $11.4m $11.4m 9.39% New
74 Towerpoint Wealth, LLC 6.52% of their portfolio SACRAMENTO, CA 190,095190.1k $11.3m $11.3m 6.52% Reduced -23.7k -23,687
75 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 188,514188.5k $11.2m $11.2m 0.09% Added +39.4k +39,401
76 Foundations Investment Advisors, LLC 0.44% of their portfolio PHOENIX, AZ 187,325187.3k $11.1m $11.1m 0.44% Added +147.7k +147,673
77 TD Capital Management LLC 1.44% of their portfolio MEMPHIS, TN 185,794185.8k $11.0m $11.0m 1.44% Added +102.4k +102,413
78 Family Capital Management, Inc. 8.85% of their portfolio GRAND RAPIDS, MI 182,816182.8k $10.9m $10.9m 8.85% First filing
79 TRUSTMARK BANK TRUST DEPARTMENT 0.99% of their portfolio JACKSON, MS 181,424181.4k $10.8m $10.8m 0.99% Reduced -49.7k -49,669
80 WEALTHSOURCE PARTNERS, LLC 0.76% of their portfolio SAN LUIS OBISPO, CA 181,056181.1k $10.8m $10.8m 0.76% Added +105.7k +105,714
81 Avestar Capital, LLC 2.30% of their portfolio New York, NY 180,749180.7k $10.7m $10.7m 2.30% Added +105.4k +105,438
82 TrueWealth Advisors, LLC 4.62% of their portfolio BIRMINGHAM, AL 177,724177.7k $10.6m $10.6m 4.62% Added +1.1k +1,097
83 GDS Wealth Management 1.90% of their portfolio FLOWER MOUND, TX 167,592167.6k $10.0m $10.0m 1.90% Added +156.3k +156,331
84 IronBridge Private Wealth, LLC 8.10% of their portfolio Austin, TX 165,517165.5k $9.8m $9.8m 8.10% Reduced -122.6k -122,602
85 Cherry Creek Investment Advisors, Inc. 7.52% of their portfolio ENGLEWOOD, CO 163,127163.1k $9.7m $9.7m 7.52% Added +50.2k +50,233
86 CITIZENS FINANCIAL GROUP INC/RI 0.38% of their portfolio PROVIDENCE, RI 161,917161.9k $9.6m $9.6m 0.38% Added +56.7k +56,729
87 Clear Creek Financial Management, LLC 2.07% of their portfolio SILVERDALE, WA 158,259158.3k $9.4m $9.4m 2.07% Added +154.2k +154,210
88 Legacy Capital Wealth Partners, LLC 4.48% of their portfolio LITTLE ROCK, AR 157,787157.8k $9.4m $9.4m 4.48% New
89 Weitzel Financial Services, Inc. 5.97% of their portfolio DUBUQUE, IA 157,369157.4k $9.4m $9.4m 5.97% Added +47.3k +47,309
90 OPPENHEIMER & CO INC 0.21% of their portfolio NEW YORK, NY 152,152152.2k $9.0m $9.0m 0.21% Reduced -40.5k -40,511
91 G&S Capital LLC 3.60% of their portfolio DENVER, CO 136,647136.6k $8.1m $8.1m 3.60% Added +4.4k +4,360
92 SYNOVUS FINANCIAL CORP 0.09% of their portfolio Columbus, GA 133,580133.6k $7.9m $7.9m 0.09% Added +10.1k +10,103
93 STEPHENS INC /AR/ 0.16% of their portfolio LITTLE ROCK, AR 133,471133.5k $7.9m $7.9m 0.16% Reduced -56.9k -56,873
94 Mutual Advisors, LLC 0.34% of their portfolio OMAHA, NE 128,696128.7k $7.6m $7.6m 0.34% Added +84.9k +84,944
95 Ashton Thomas Private Wealth, LLC 0.75% of their portfolio SCOTTSDALE, AZ 127,382127.4k $7.6m $7.6m 0.75% Added +53.3k +53,258
96 Snowden Capital Advisors LLC 0.32% of their portfolio New York, NY 127,061127.1k $7.6m $7.6m 0.32% Reduced -1.3k -1,288
97 Rehmann Capital Advisory Group 0.77% of their portfolio LANSING, MI 125,924125.9k $7.5m $7.5m 0.77% Reduced -533 -533
98 Shilanski & Associates, Inc. 3.23% of their portfolio ANCHORAGE, AK 124,445124.4k $7.4m $7.4m 3.23% New
99 Tanager Wealth Management LLP 1.99% of their portfolio Goring On Thames, X0 124,283124.3k $7.4m $7.4m 1.99% Added +76.9k +76,888
100 First Horizon Advisors, Inc. 0.26% of their portfolio MEMPHIS, TN 118,560118.6k $7.0m $7.0m 0.26% New