Vault-13

FIRST TR EXCHANGE-TRADED FD HISF

HIGH INCM STRGC · ETP · CUSIP 33739Q309

38 institutional holders +1 vs Q1 2024
545,650545.6k shares reported held*
$23.9mreported value*
5 new 7 added 18 reduced 5 sold out net bought ≈ $5.5m (+126.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.77.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 30Q4 22: 31Q1 23: 31Q2 23: 29Q3 23: 31Q4 23: 35Q1 24: 37Q2 24: 3838Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202230
Q4 202231
Q1 202331
Q2 202329
Q3 202331
Q4 202335
Q1 202437
Q2 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 6 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 18 cut or sold outQ2 23: 17 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 10 cut or sold outQ4 23: 12 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 16 cut or sold outQ2 24: 12 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022621
Q1 20231018
Q2 20231715
Q3 20231410
Q4 20231216
Q1 20241716
Q2 20241223

Biggest buyers

JPMORGAN CHASE & CO New +53,022+53.0k
LPL Financial LLC Added +40,965+41.0k
CITADEL ADVISORS LLC New +32,282+32.3k
Perigon Wealth Management, LLC New +23,290+23.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +4,198+4.2k
tru Independence LLC Added +1,739+1.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +1,041+1.0k
Visionary Wealth Advisors Added +711+711
COMMONWEALTH EQUITY SERVICES, LLC Added +176+176
Global Retirement Partners, LLC Added +151+151

Biggest sellers

JANE STREET GROUP, LLC Reduced -8,674-8.7k
CreativeOne Wealth, LLC Sold out -7,660-7.7k
BANK OF MONTREAL /CAN/ Reduced -5,900-5.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,230-2.2k
Capital Investment Advisory Services, LLC Reduced -1,735-1.7k
Cambridge Investment Research Advisors, Inc. Reduced -839-839
Cedrus LLC Reduced -800-800
OSAIC HOLDINGS, INC. Reduced -694-694
ICA Group Wealth Management, LLC Reduced -477-477
ROYAL BANK OF CANADA Reduced -474-474

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 109,409109.4k $4.8m $4.8m 0.00% Added +41.0k +40,965
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,02253.0k $2.3m $2.3m 0.00% New
3 tru Independence LLC 0.58% of their portfolio PORTLAND, OR 44,08244.1k $1.9m $1.9m 0.58% Added +1.7k +1,739
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,57042.6k $1.9m $1.9m 0.00% Reduced -8.7k -8,674
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 35,46335.5k $1.6m $1.6m 0.00% Reduced -122 -122
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,28232.3k $1.4m $1.4m 0.00% New
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,17527.2k $1.2m $1.2m 0.00% Added +176 +176
8 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 23,81823.8k $1.0m $1.0m 0.01% Added +17 +17
9 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 23,29023.3k $1.0m $1.0m 0.03% New
10 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 21,28821.3k $931.8k $931.8k 0.03% Unchanged
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,95918.0k $786.0k $786.0k 0.00% Reduced -474 -474
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,38316.4k $717.1k $717.1k 0.00% Added +4.2k +4,198
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,6009.6k $420.0k $420.0k 0.00% Reduced -839 -839
14 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,5239.5k $417.0k $417.0k 0.00% Reduced -66 -66
15 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,0988.1k $354.6k $354.6k 0.00% Reduced -87 -87
16 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 7,3257.3k $320.6k $320.6k 0.02% Added +711 +711
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,2487.2k $317.3k $317.3k 0.00% Reduced -2.2k -2,230
18 ICA Group Wealth Management, LLC 0.18% of their portfolio DENVER, CO 6,9076.9k $302.3k $302.3k 0.18% Reduced -477 -477
19 Cedrus LLC 0.15% of their portfolio Littleton, CO 6,8896.9k $301.6k $301.6k 0.15% Reduced -800 -800
20 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,8576.9k $300.2k $300.2k 0.00% Unchanged
21 Clear Creek Financial Management, LLC 0.04% of their portfolio SILVERDALE, WA 6,7696.8k $296.3k $296.3k 0.04% Reduced -296 -296
22 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 5,6095.6k $245.5k $245.5k 0.01% Not comparable
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 5,5605.6k $243.4k $243.4k 0.00% Reduced -150 -150
24 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 4,9725.0k $217.6k $217.6k 0.00% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,6394.6k $203.1k $203.1k 0.00% Reduced -694 -694
26 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 3,5453.5k $155.2k $155.2k 0.02% Reduced -1.7k -1,735
27 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,2511.3k $54.8k $54.8k 0.00% Added +151 +151
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,0541.1k $46.6k $46.6k 0.00% Reduced -5.9k -5,900
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,0411.0k $45.6k $45.6k 0.00% New
30 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 660660 $28.9k $28.9k 0.00% Unchanged
31 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 521521 $22.8k $22.8k 0.00% Unchanged
32 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 350350 $15.0k $15.0k 0.00% Unchanged
33 Main Street Group, LTD 0.00% of their portfolio GLEN ALLEN, VA 240240 $10.5k $10.5k 0.00% Reduced -2 -2
34 VitalStone Financial, LLC 0.01% of their portfolio SHAVANO PARK, TX 199199 $8.7k $8.7k 0.01% Reduced -106 -106
35 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 3434 $1.0k $1.0k 0.00% Reduced -264 -264
36 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1616 $700 $700 0.00% New
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $88 $88 0.00% Reduced -1 -1
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged