Vault-13

FIRST TR EXCHANGE-TRADED FD LMBS

FST LOW OPPT EFT · ETP · CUSIP 33739Q200

418 institutional holders +24 vs Q3 2024
74,716,10574.7m shares reported held*
$3.6bnreported value*
28 new 171 added 147 reduced 29 sold out net bought ≈ $158.9m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($85.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.67. Options: 2 managers hold calls ($194.7k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 382Q4 22: 380Q1 23: 380Q2 23: 380Q3 23: 374Q4 23: 382Q1 24: 377Q2 24: 392Q3 24: 394Q4 24: 418418Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022382
Q4 2022380
Q1 2023380
Q2 2023380
Q3 2023374
Q4 2023382
Q1 2024377
Q2 2024392
Q3 2024394
Q4 2024418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 157 bought or addedQ1 23: 206 cut or sold outQ2 23: 163 bought or addedQ2 23: 206 cut or sold outQ2 23Q3 23: 136 bought or addedQ3 23: 228 cut or sold outQ4 23: 139 bought or addedQ4 23: 233 cut or sold outQ4 23Q1 24: 175 bought or addedQ1 24: 193 cut or sold outQ2 24: 187 bought or addedQ2 24: 186 cut or sold outQ2 24Q3 24: 213 bought or addedQ3 24: 164 cut or sold outQ4 24: 199 bought or addedQ4 24: 176 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023157206
Q2 2023163206
Q3 2023136228
Q4 2023139233
Q1 2024175193
Q2 2024187186
Q3 2024213164
Q4 2024199176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $9.6kQ2 24 puts: $124.9kQ2 24P/C 13.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $194.7kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$9.6k$124.9k13.00
Q3 2024$0$0—
Q4 2024$194.7k$00.00

Biggest buyers

Cetera Investment Advisers Added +739,519+739.5k
LPL Financial LLC Added +708,645+708.6k
W1M Asset Management Ltd New +303,024+303.0k
Atria Investments, Inc Added +240,106+240.1k
Mariner, LLC Added +226,335+226.3k
CWM, LLC Added +222,923+222.9k
Private Advisor Group, LLC Added +221,157+221.2k
Independent Advisor Alliance Added +219,767+219.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +194,923+194.9k
Focus Partners Wealth Added +184,490+184.5k

Biggest sellers

Gradient Investments LLC Reduced -721,065-721.1k
Financial Enhancement Group LLC Reduced -190,285-190.3k
MORGAN STANLEY Reduced -166,382-166.4k
JPMORGAN CHASE & CO Reduced -152,714-152.7k
EWG Elevate Inc. Reduced -129,824-129.8k
BANK OF AMERICA CORP /DE/ Reduced -112,405-112.4k
Petix & Botte Co Reduced -111,930-111.9k
OSAIC HOLDINGS, INC. Reduced -105,312-105.3k
Friedenthal Financial Reduced -87,418-87.4k
Good Life Advisors, LLC Sold out -63,185-63.2k

Biggest calls

CITADEL ADVISORS LLC New $194.7k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 12,070,11112.1m $587.5m $587.5m 0.04% Reduced -166.4k -166,382
2 LPL Financial LLC 0.18% of their portfolio FORT MILL, SC 9,269,3549.3m $451.1m $451.1m 0.18% Added +708.6k +708,645
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,853,2874.9m $236.2m $236.2m 0.06% Added +132.2k +132,154
4 UBS Group AG 0.05% of their portfolio ZURICH, V8 4,153,5724.2m $202.2m $202.2m 0.05% Added +89.1k +89,088
5 RAYMOND JAMES FINANCIAL INC 0.06% of their portfolio ST. PETERSBURG, FL 3,066,8563.1m $149.3m $149.3m 0.06% First filing
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,738,9782.7m $133.3m $133.3m 0.03% Added +50.4k +50,352
7 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 1,724,2011.7m $83.9m $83.9m 0.18% Added +739.5k +739,519
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,249,0461.2m $60.8m $60.8m 0.01% Reduced -112.4k -112,405
9 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 1,054,5141.1m $51.3m $51.3m 0.05% Added +5.5k +5,451
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 968,474968.5k $47.1m $47.1m 0.02% Reduced -5.9k -5,853
11 Berger Financial Group, Inc 2.96% of their portfolio PLYMOUTH, MN 881,591881.6k $42.9m $42.9m 2.96% Added +24.3k +24,274
12 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 822,928822.9k $40.1m $40.1m 0.06% Added +194.9k +194,923
13 Clearwater Capital Advisors, LLC 3.45% of their portfolio HOFFMAN ESTATES, IL 723,979724.0k $35.2m $35.2m 3.45% Added +68.7k +68,712
14 Concurrent Investment Advisors, LLC 0.93% of their portfolio Tampa, FL 705,499705.5k $34.3m $34.3m 0.93% Reduced -47.6k -47,569
15 Csenge Advisory Group 1.86% of their portfolio CLEARWATER, FL 704,975705.0k $34.3m $34.3m 1.86% Added +84 +84
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 702,464702.5k $34.2m $34.2m 0.03% Added +79.3k +79,298
17 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 600,763600.8k $29.2m $29.2m 0.03% Reduced -4.0k -3,966
18 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 512,016512.0k $24.9m $24.9m 0.05% Added +123.1k +123,063
19 Prospera Financial Services Inc 0.56% of their portfolio Dallas, TX 490,378490.4k $23.9m $23.9m 0.56% Added +33.5k +33,462
20 Trilogy Capital Inc. 1.22% of their portfolio IRVINE, CA 487,162487.2k $23.7m $23.7m 1.22% Reduced -1.8k -1,807
21 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 478,256478.3k $23.3m $23.3m 0.05% Reduced -105.3k -105,312
22 Brookstone Capital Management 0.33% of their portfolio WHEATON, IL 465,344465.3k $22.6m $22.6m 0.33% Reduced -7.2k -7,156
23 Harvest Investment Services, LLC 5.43% of their portfolio Oakbrook Terrace, IL 455,210455.2k $22.2m $22.2m 5.43% Added +13.9k +13,900
24 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 454,078454.1k $22.1m $22.1m 0.12% Added +221.2k +221,157
25 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 451,040451.0k $22.0m $22.0m 0.07% Reduced -3.0k -2,994
26 INSPIRION WEALTH ADVISORS, LLC 2.80% of their portfolio LIBERTYVILLE, IL 414,101414.1k $20.1m $20.1m 2.80% Reduced -10.5k -10,537
27 Heck Capital Advisors, LLC 2.27% of their portfolio Rhinelander, WI 406,580406.6k $19.8m $19.8m 2.27% Added +10.8k +10,824
28 STEPHENS INC /AR/ 0.27% of their portfolio LITTLE ROCK, AR 399,053399.1k $19.4m $19.4m 0.27% Reduced -41.4k -41,364
29 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 393,667393.7k $19.2m $19.2m 0.04% Added +10.7k +10,718
30 SEARCY FINANCIAL SERVICES INC /ADV 8.55% of their portfolio OVERLAND PARK, KS 380,588380.6k $18.5m $18.5m 8.55% Added +22.1k +22,080
31 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 368,223368.2k $17.9m $17.9m 0.02% Added +184.5k +184,490
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 366,120366.1k $17.8m $17.8m 0.02% Added +16.6k +16,645
33 Independent Advisor Alliance 0.24% of their portfolio CHARLOTTE, NC 365,461365.5k $17.8m $17.8m 0.24% Added +219.8k +219,767
34 American Financial Advisors, LLC 2.38% of their portfolio Marietta, GA 346,767346.8k $16.9m $16.9m 2.38% Reduced -6.3k -6,297
35 Petix & Botte Co 4.43% of their portfolio LA MESA, CA 346,436346.4k $16.9m $16.9m 4.43% Reduced -111.9k -111,930
36 CWM, LLC 0.07% of their portfolio OMAHA, NE 331,967332.0k $16.2m $16.2m 0.07% Added +222.9k +222,923
37 HARBOUR INVESTMENTS, INC. 0.46% of their portfolio MADISON, WI 331,522331.5k $16.1m $16.1m 0.46% Added +13.5k +13,475
38 CONDOR CAPITAL MANAGEMENT 1.39% of their portfolio MARTINSVILLE, NJ 325,012325.0k $15.8m $15.8m 1.39% Added +12.0k +11,995
39 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.55% of their portfolio PASADENA, CA 316,654316.7k $15.4m $15.4m 0.55% Reduced -7.1k -7,128
40 TD Capital Management LLC 1.55% of their portfolio MEMPHIS, TN 312,915312.9k $15.2m $15.2m 1.55% Reduced -49.2k -49,244
41 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 304,353304.4k $14.8m $14.8m 0.09% Added +52.5k +52,505
42 W1M Asset Management Ltd 1.26% of their portfolio London, X0 303,024303.0k $14.7m $14.7m 1.26% New
43 TL Private Wealth 6.55% of their portfolio SOUTHLAKE, TX 301,265301.3k $14.6m $14.6m 6.55% Reduced -4.2k -4,248
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.25% of their portfolio AUSTIN, TX 299,995300.0k $14.6m $14.6m 0.25% Added +27.8k +27,798
45 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 299,503299.5k $14.6m $14.6m 0.04% Added +44.2k +44,167
46 Prism Advisors, Inc. 4.16% of their portfolio STUDIO CITY, CA 285,488285.5k $13.9m $13.9m 4.16% Added +5.7k +5,655
47 Clear Creek Financial Management, LLC 1.46% of their portfolio SILVERDALE, WA 277,779277.8k $13.5m $13.5m 1.46% Added +29.1k +29,060
48 Obermeyer Wealth Partners 0.70% of their portfolio ASPEN, CO 277,124277.1k $13.5m $13.5m 0.70% Reduced -2.4k -2,384
49 Atria Investments, Inc 0.16% of their portfolio Charlotte, NC 270,059270.1k $13.1m $13.1m 0.16% Added +240.1k +240,106
50 ATWOOD & PALMER INC 0.90% of their portfolio KANSAS CITY, MO 269,846269.8k $13.1m $13.1m 0.90% Added +41.4k +41,391
51 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 269,791269.8k $13.1m $13.1m 0.15% Added +13.9k +13,864
52 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 268,362268.4k $13.1m $13.1m 0.08% Added +2.8k +2,751
53 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 260,507260.5k $12.7m $12.7m 0.02% Added +2.2k +2,200
54 TAP Consulting, LLC 2.54% of their portfolio KIRKWOOD, MO 255,496255.5k $12.4m $12.4m 2.54% Reduced -3.6k -3,555
55 Aaron Wealth Advisors LLC 1.43% of their portfolio Chicago, IL 253,270253.3k $12.3m $12.3m 1.43% Reduced -15.7k -15,730
56 Foundations Investment Advisors, LLC 0.24% of their portfolio PHOENIX, AZ 252,888252.9k $12.3m $12.3m 0.24% Added +8.9k +8,890
57 Weitzel Financial Services, Inc. 5.80% of their portfolio DUBUQUE, IA 252,769252.8k $12.3m $12.3m 5.80% Added +3.4k +3,354
58 Financial Enhancement Group LLC 1.86% of their portfolio ANDERSON, IN 252,120252.1k $12.2m $12.2m 1.86% Reduced -190.3k -190,285
59 Mariner, LLC 0.02% of their portfolio Overland Park, KS 247,528247.5k $12.0m $12.0m 0.02% Added +226.3k +226,335
60 Fairvoy Private Wealth, LLC 3.13% of their portfolio BIRMINGHAM, AL 241,984242.0k $11.8m $11.8m 3.13% First filing
61 Kingsview Wealth Management, LLC 0.22% of their portfolio GRANTS PASS, OR 228,616228.6k $11.1m $11.1m 0.22% Reduced -26.6k -26,614
62 EWG Elevate Inc. 3.39% of their portfolio ROSEVILLE, CA 228,577228.6k $11.1m $11.1m 3.39% Reduced -129.8k -129,824
63 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 227,700227.7k $11.1m $11.1m 0.02% Added +72.5k +72,500
64 RiverTree Advisors, LLC 7.24% of their portfolio WINTER PARK, FL 226,416226.4k $11.0m $11.0m 7.24% Reduced -4.0k -4,019
65 Long Run Wealth Advisors, LLC 2.63% of their portfolio Lake Placid, NY 225,768225.8k $11.0m $11.0m 2.63% Added +5.2k +5,150
66 PFS Partners, LLC 5.64% of their portfolio MINE HILL, NJ 212,642212.6k $10.3m $10.3m 5.64% Added +39.0k +39,035
67 First International Bank & Trust 3.33% of their portfolio WATFORD CITY, ND 210,988211.0k $10.3m $10.3m 3.33% Added +15.6k +15,551
68 Ameritas Advisory Services, LLC 0.35% of their portfolio Lincoln, NE 206,671206.7k $10.1m $10.1m 0.35% Reduced -8.6k -8,647
69 MRA Advisory Group 5.19% of their portfolio PARSIPPANY, NJ 201,170201.2k $9.8m $9.8m 5.19% Added +6.2k +6,159
70 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 200,187200.2k $9.7m $9.7m 0.03% Added +11.0k +10,998
71 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 191,422191.4k $9.3m $9.3m 0.05% Reduced -1.0k -1,044
72 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 191,083191.1k $9.3m $9.3m 0.03% Added +10.4k +10,384
73 Darwin Wealth Management, LLC 3.08% of their portfolio TAMPA, FL 188,450188.4k $9.2m $9.2m 3.08% Reduced -28.2k -28,161
74 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 185,204185.2k $9.0m $9.0m 0.03% Added +11.3k +11,321
75 COMERICA BANK 0.03% of their portfolio DALLAS, TX 169,992170.0k $8.3m $8.3m 0.03% Reduced -8.3k -8,316
76 Vestmark Advisory Solutions, Inc. 0.28% of their portfolio Wakefield, MA 168,698168.7k $8.2m $8.2m 0.28% Added +34.6k +34,628
77 BELLEVUE ASSET MANAGEMENT, LLC 4.10% of their portfolio BELLEVUE, WA 163,173163.2k $7.9m $7.9m 4.10% Reduced -5.5k -5,459
78 Ameritas Investment Partners, Inc. 0.25% of their portfolio LINCOLN, NE 158,583158.6k $7.7m $7.7m 0.25% Added +6.1k +6,107
79 IFP Advisors, Inc 0.24% of their portfolio TAMPA, FL 152,471152.5k $7.4m $7.4m 0.24% Added +25.1k +25,076
80 LexAurum Advisors, LLC 1.45% of their portfolio OVERLAND PARK, KS 150,562150.6k $7.3m $7.3m 1.45% Reduced -603 -603
81 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 149,411149.4k $7.3m $7.3m 0.10% Reduced -16.7k -16,711
82 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 144,196144.2k $7.0m $7.0m 0.22% Reduced -28.1k -28,141
83 Grove Bank & Trust 0.96% of their portfolio Miami, FL 142,358142.4k $6.9m $6.9m 0.96% Added +3.7k +3,710
84 TCP Asset Management, LLC 1.51% of their portfolio Upper Arlington, OH 140,936140.9k $6.9m $6.9m 1.51% Added +5.8k +5,788
85 Prosperity Financial Group, Inc. 3.37% of their portfolio San Ramon, CA 138,317138.3k $6.7m $6.7m 3.37% Added +34.2k +34,204
86 Commonwealth Financial Services, LLC 1.31% of their portfolio VIENNA, WV 137,300137.3k $6.7m $6.7m 1.31% Added +3.4k +3,442
87 EdgeRock Capital LLC 4.28% of their portfolio DENVER, CO 134,278134.3k $6.5m $6.5m 4.28% Reduced -5.9k -5,932
88 Fairway Financial, LLC 5.81% of their portfolio CASSELBERRY, FL 130,844130.8k $6.4m $6.4m 5.81% First filing
89 Lunt Capital Management, Inc. 2.46% of their portfolio HOLLADAY, UT 129,978130.0k $6.3m $6.3m 2.46% Added +7.1k +7,146
90 Spire Wealth Management 0.20% of their portfolio MCLEAN, VA 129,914129.9k $6.3m $6.3m 0.20% New
91 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 129,564129.6k $6.3m $6.3m 0.01% Added +6.0k +6,050
92 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 128,288128.3k $6.2m $6.2m 0.05% Reduced -500 -500
93 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 127,906127.9k $6.2m $6.2m 0.02% Added +8.0k +7,981
94 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 125,553125.6k $6.1m $6.1m 0.21% New
95 Arax Advisory Partners 0.38% of their portfolio NEW YORK, NY 124,542124.5k $6.1m $6.1m 0.38% Added +109.2k +109,186
96 Entruity Wealth, LLC 5.87% of their portfolio BAKERSFIELD, CA 121,499121.5k $5.9m $5.9m 5.87% First filing
97 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 121,099121.1k $5.9m $5.9m 0.06% Reduced -13.4k -13,439
98 Secure Asset Management, LLC 0.89% of their portfolio Troy, MI 120,064120.1k $5.8m $5.8m 0.89% Added +20.9k +20,899
99 Walkner Condon Financial Advisors LLC 1.18% of their portfolio MADISON, WI 119,166119.2k $5.8m $5.8m 1.18% Reduced -370 -370
100 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 115,889115.9k $5.6m $5.6m 0.05% Added +76.4k +76,441