Vault-13

FIRST TR EXCHANGE-TRADED FD LMBS

FST LOW OPPT EFT · ETP · CUSIP 33739Q200

394 institutional holders +2 vs Q2 2024
70,458,42370.5m shares reported held*
$3.5bnreported value*
29 new 184 added 137 reduced 27 sold out net bought ≈ $227.7m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($435.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.39. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 382Q4 22: 380Q1 23: 380Q2 23: 380Q3 23: 374Q4 23: 382Q1 24: 377Q2 24: 392Q3 24: 394394Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022382
Q4 2022380
Q1 2023380
Q2 2023380
Q3 2023374
Q4 2023382
Q1 2024377
Q2 2024392
Q3 2024394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 124 bought or addedQ4 22: 245 cut or sold outQ1 23: 157 bought or addedQ1 23: 206 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 206 cut or sold outQ3 23: 136 bought or addedQ3 23: 228 cut or sold outQ3 23Q4 23: 139 bought or addedQ4 23: 233 cut or sold outQ1 24: 175 bought or addedQ1 24: 193 cut or sold outQ1 24Q2 24: 187 bought or addedQ2 24: 186 cut or sold outQ3 24: 213 bought or addedQ3 24: 164 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022124245
Q1 2023157206
Q2 2023163206
Q3 2023136228
Q4 2023139233
Q1 2024175193
Q2 2024187186
Q3 2024213164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $270.6kQ4 23 puts: $328.6kQ4 23P/C 1.21Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $9.6kQ2 24 puts: $124.9kQ2 24P/C 13.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$270.6k$328.6k1.21
Q1 2024$0$0—
Q2 2024$9.6k$124.9k13.00
Q3 2024$0$0—

Biggest buyers

LPL Financial LLC Added +929,010+929.0k
Gradient Investments LLC Added +720,034+720.0k
Clearwater Capital Advisors, LLC New +655,267+655.3k
UBS Group AG Added +434,995+435.0k
Harvest Investment Services, LLC Added +425,523+425.5k
MORGAN STANLEY Added +288,554+288.6k
Long Run Wealth Advisors, LLC New +220,618+220.6k
Financial Enhancement Group LLC Added +206,322+206.3k
Foundations Investment Advisors, LLC Added +199,575+199.6k
First International Bank & Trust New +195,437+195.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -315,396-315.4k
Raymond James Financial Services Advisors, Inc. Reduced -272,654-272.7k
STIFEL FINANCIAL CORP Reduced -262,455-262.5k
WIN ADVISORS, INC Reduced -218,096-218.1k
AE Wealth Management LLC Reduced -212,682-212.7k
Composition Wealth, LLC Reduced -186,586-186.6k
FIRST TRUST ADVISORS LP Reduced -149,448-149.4k
RENAISSANCE TECHNOLOGIES LLC Reduced -145,358-145.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -138,365-138.4k
JANE STREET GROUP, LLC Sold out -118,580-118.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 12,236,49312.2m $604.6m $604.6m 0.04% Added +288.6k +288,554
2 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 8,560,7098.6m $423.0m $423.0m 0.19% Added +929.0k +929,010
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,721,1334.7m $233.3m $233.3m 0.06% Added +63.5k +63,512
4 UBS Group AG 0.06% of their portfolio ZURICH, V8 4,064,4844.1m $200.8m $200.8m 0.06% Added +435.0k +434,995
5 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,688,6262.7m $132.8m $132.8m 0.03% Added +195.3k +195,263
6 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 1,738,9201.7m $85.9m $85.9m 0.11% Reduced -272.7k -272,654
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,361,4511.4m $67.3m $67.3m 0.01% Added +24.9k +24,871
8 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 1,049,0631.0m $51.8m $51.8m 0.05% Reduced -149.4k -149,448
9 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 984,682984.7k $48.7m $48.7m 0.11% Added +44.5k +44,457
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 974,327974.3k $48.1m $48.1m 0.02% Added +10.3k +10,308
11 Berger Financial Group, Inc 3.06% of their portfolio PLYMOUTH, MN 857,317857.3k $42.4m $42.4m 3.06% Added +7.1k +7,125
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 809,835809.8k $40.0m $40.0m 0.02% Added +46.0k +45,961
13 Concurrent Investment Advisors, LLC 1.10% of their portfolio Tampa, FL 753,068753.1k $37.2m $37.2m 1.10% Added +48.9k +48,939
14 Gradient Investments LLC 0.75% of their portfolio ARDEN HILLS, MN 726,399726.4k $35.9m $35.9m 0.75% Added +720.0k +720,034
15 Csenge Advisory Group 1.81% of their portfolio CLEARWATER, FL 704,891704.9k $34.6m $34.6m 1.81% Added +8.4k +8,362
16 Clearwater Capital Advisors, LLC 3.15% of their portfolio HOFFMAN ESTATES, IL 655,267655.3k $32.4m $32.4m 3.15% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 628,005628.0k $31.0m $31.0m 0.05% Reduced -53.0k -52,961
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 623,166623.2k $30.8m $30.8m 0.03% Reduced -75.1k -75,115
19 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 604,729604.7k $29.9m $29.9m 0.03% Reduced -262.5k -262,455
20 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 583,568583.6k $28.8m $28.8m 0.07% Reduced -48.7k -48,741
21 Trilogy Capital Inc. 1.22% of their portfolio IRVINE, CA 488,969489.0k $24.2m $24.2m 1.22% Added +23.1k +23,129
22 Brookstone Capital Management 0.34% of their portfolio WHEATON, IL 472,500472.5k $23.3m $23.3m 0.34% Added +1.4k +1,364
23 Petix & Botte Co 6.03% of their portfolio LA MESA, CA 458,366458.4k $22.6m $22.6m 6.03% Added +6.8k +6,792
24 Prospera Financial Services Inc 0.58% of their portfolio Dallas, TX 456,916456.9k $22.6m $22.6m 0.58% Added +111.5k +111,451
25 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 454,034454.0k $22.4m $22.4m 0.08% Added +4.3k +4,339
26 Financial Enhancement Group LLC 4.13% of their portfolio ANDERSON, IN 442,405442.4k $21.3m $21.3m 4.13% Added +206.3k +206,322
27 Harvest Investment Services, LLC 6.97% of their portfolio Oakbrook Terrace, IL 441,310441.3k $21.8m $21.8m 6.97% Added +425.5k +425,523
28 STEPHENS INC /AR/ 0.31% of their portfolio LITTLE ROCK, AR 440,417440.4k $21.8m $21.8m 0.31% Added +45.6k +45,626
29 INSPIRION WEALTH ADVISORS, LLC 2.93% of their portfolio LIBERTYVILLE, IL 424,638424.6k $21.0m $21.0m 2.93% Added +148.7k +148,744
30 Heck Capital Advisors, LLC 2.25% of their portfolio Rhinelander, WI 395,756395.8k $19.6m $19.6m 2.25% Added +162.0k +162,039
31 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 388,953389.0k $19.2m $19.2m 0.04% Added +8.5k +8,485
32 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 382,949382.9k $18.9m $18.9m 0.04% Added +75.1k +75,143
33 TD Capital Management LLC 1.79% of their portfolio MEMPHIS, TN 362,159362.2k $17.9m $17.9m 1.79% Added +22.7k +22,706
34 SEARCY FINANCIAL SERVICES INC /ADV 8.31% of their portfolio OVERLAND PARK, KS 358,508358.5k $17.7m $17.7m 8.31% Reduced -31.4k -31,392
35 EWG Elevate Inc. 7.11% of their portfolio ROSEVILLE, CA 358,401358.4k $17.7m $17.7m 7.11% Added +140.4k +140,356
36 American Financial Advisors, LLC 2.38% of their portfolio Marietta, GA 353,064353.1k $17.4m $17.4m 2.38% Reduced -10.9k -10,881
37 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 349,475349.5k $17.3m $17.3m 0.02% Added +6.9k +6,854
38 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.57% of their portfolio PASADENA, CA 323,782323.8k $16.0m $16.0m 0.57% Added +90.7k +90,723
39 HARBOUR INVESTMENTS, INC. 0.47% of their portfolio MADISON, WI 318,047318.0k $15.7m $15.7m 0.47% Added +49.9k +49,942
40 CONDOR CAPITAL MANAGEMENT 1.39% of their portfolio MARTINSVILLE, NJ 313,017313.0k $15.5m $15.5m 1.39% Added +14.2k +14,230
41 TL Private Wealth 6.69% of their portfolio SOUTHLAKE, TX 305,513305.5k $14.9m $14.9m 6.69% Added +2.7k +2,686
42 Prism Advisors, Inc. 3.95% of their portfolio STUDIO CITY, CA 279,833279.8k $13.8m $13.8m 3.95% Added +17.6k +17,645
43 Obermeyer Wealth Partners 0.74% of their portfolio ASPEN, CO 279,508279.5k $13.8m $13.8m 0.74% Reduced -16.4k -16,368
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.25% of their portfolio AUSTIN, TX 272,197272.2k $13.4m $13.4m 0.25% Added +53.1k +53,061
45 Aaron Wealth Advisors LLC 1.58% of their portfolio Chicago, IL 269,000269.0k $13.3m $13.3m 1.58% Added +54.1k +54,111
46 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 265,611265.6k $13.1m $13.1m 0.09% Added +21.3k +21,251
47 TAP Consulting, LLC 2.52% of their portfolio KIRKWOOD, MO 259,051259.1k $12.8m $12.8m 2.52% Reduced -3.6k -3,613
48 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 258,307258.3k $12.8m $12.8m 0.02% Added +4.8k +4,830
49 Integrated Wealth Concepts LLC 0.15% of their portfolio WALTHAM, MA 255,927255.9k $12.6m $12.6m 0.15% Reduced -8.2k -8,206
50 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 255,336255.3k $12.6m $12.6m 0.04% Added +25.0k +24,982
51 Kingsview Wealth Management, LLC 0.27% of their portfolio GRANTS PASS, OR 255,230255.2k $12.6m $12.6m 0.27% Added +65.3k +65,287
52 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 251,848251.8k $12.4m $12.4m 0.08% Added +43.8k +43,816
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 250,314250.3k $12.4m $12.4m 0.00% Reduced -315.4k -315,396
54 Weitzel Financial Services, Inc. 5.79% of their portfolio DUBUQUE, IA 249,415249.4k $12.3m $12.3m 5.79% Reduced -2.8k -2,840
55 Clear Creek Financial Management, LLC 1.39% of their portfolio SILVERDALE, WA 248,719248.7k $12.3m $12.3m 1.39% Added +145.5k +145,506
56 Financial Planning & Information Services, Inc. 1.68% of their portfolio DE PERE, WI 246,936246.9k $12.2m $12.2m 1.68% Reduced -26.0k -26,020
57 Foundations Investment Advisors, LLC 0.25% of their portfolio PHOENIX, AZ 243,998244.0k $12.1m $12.1m 0.25% Added +199.6k +199,575
58 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 232,921232.9k $11.5m $11.5m 0.07% Added +16.2k +16,213
59 RiverTree Advisors, LLC 7.72% of their portfolio WINTER PARK, FL 230,435230.4k $11.4m $11.4m 7.72% Added +176 +176
60 Sweet Financial Partners, LLC 2.45% of their portfolio FAIRMONT, MN 228,730228.7k $11.3m $11.3m 2.45% Reduced -709 -709
61 ATWOOD & PALMER INC 0.77% of their portfolio KANSAS CITY, MO 228,455228.5k $11.3m $11.3m 0.77% Added +17.7k +17,740
62 Long Run Wealth Advisors, LLC 2.57% of their portfolio Lake Placid, NY 220,618220.6k $10.9m $10.9m 2.57% New
63 Darwin Wealth Management, LLC 2.94% of their portfolio TAMPA, FL 216,611216.6k $10.7m $10.7m 2.94% Reduced -6.5k -6,528
64 Ameritas Advisory Services, LLC 0.46% of their portfolio Lincoln, NE 215,318215.3k $10.6m $10.6m 0.46% Added +13.8k +13,776
65 First International Bank & Trust 3.10% of their portfolio WATFORD CITY, ND 195,437195.4k $9.7m $9.7m 3.10% New
66 MRA Advisory Group 5.27% of their portfolio PARSIPPANY, NJ 195,011195.0k $9.6m $9.6m 5.27% Added +30.9k +30,944
67 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 192,466192.5k $9.5m $9.5m 0.05% Reduced -58.6k -58,628
68 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 189,189189.2k $9.3m $9.3m 0.03% Added +26.9k +26,908
69 Focus Partners Wealth 0.03% of their portfolio ST LOUIS, MO 183,733183.7k $9.1m $9.1m 0.03% Added +12.0k +11,970
70 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 180,699180.7k $8.9m $8.9m 0.03% Reduced -5.7k -5,674
71 COMERICA BANK 0.03% of their portfolio DALLAS, TX 178,308178.3k $8.8m $8.8m 0.03% Added +4.3k +4,321
72 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 173,883173.9k $8.6m $8.6m 0.03% Added +1.9k +1,941
73 PFS Partners, LLC 4.94% of their portfolio MINE HILL, NJ 173,607173.6k $8.6m $8.6m 4.94% Added +5.2k +5,193
74 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 172,337172.3k $8.5m $8.5m 0.26% Added +8.4k +8,439
75 BELLEVUE ASSET MANAGEMENT, LLC 4.28% of their portfolio BELLEVUE, WA 168,632168.6k $8.3m $8.3m 4.28% Added +152.1k +152,145
76 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 166,122166.1k $8.2m $8.2m 0.12% Added +13.0k +12,976
77 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 155,200155.2k $7.7m $7.7m 0.01% Reduced -145.4k -145,358
78 Ameritas Investment Partners, Inc. 0.25% of their portfolio LINCOLN, NE 152,476152.5k $7.5m $7.5m 0.25% Added +14.6k +14,582
79 LexAurum Advisors, LLC 1.64% of their portfolio OVERLAND PARK, KS 151,165151.2k $7.5m $7.5m 1.64% Added +2.0k +1,995
80 Independent Advisor Alliance 0.26% of their portfolio CHARLOTTE, NC 145,694145.7k $7.2m $7.2m 0.26% Added +8.2k +8,217
81 Friedenthal Financial 4.19% of their portfolio MARLTON, NJ 144,833144.8k $7.2m $7.2m 4.19% Added +88.2k +88,194
82 EdgeRock Capital LLC 4.87% of their portfolio DENVER, CO 140,210140.2k $6.9m $6.9m 4.87% Added +1.1k +1,150
83 Grove Bank & Trust 1.01% of their portfolio Miami, FL 138,648138.6k $6.9m $6.9m 1.01% Added +16.4k +16,374
84 SSI INVESTMENT MANAGEMENT LLC 0.50% of their portfolio Los Angeles, CA 137,704137.7k $6.8m $6.8m 0.50% Reduced -334 -334
85 TCP Asset Management, LLC 1.54% of their portfolio Upper Arlington, OH 135,148135.1k $6.7m $6.7m 1.54% Added +3.0k +3,040
86 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 134,538134.5k $6.6m $6.6m 0.07% Added +15.3k +15,269
87 Vestmark Advisory Solutions, Inc. 0.25% of their portfolio Wakefield, MA 134,070134.1k $6.6m $6.6m 0.25% Added +47.1k +47,082
88 Commonwealth Financial Services, LLC 1.31% of their portfolio VIENNA, WV 133,858133.9k $6.6m $6.6m 1.31% Added +127.3k +127,285
89 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 128,788128.8k $6.4m $6.4m 0.05% Added +3.5k +3,456
90 IFP Advisors, Inc 0.23% of their portfolio TAMPA, FL 127,395127.4k $6.3m $6.3m 0.23% Reduced -2.6k -2,625
91 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 123,514123.5k $6.1m $6.1m 0.01% Reduced -8.2k -8,214
92 Lunt Capital Management, Inc. 2.84% of their portfolio HOLLADAY, UT 122,832122.8k $6.1m $6.1m 2.84% Added +4.7k +4,695
93 Manhattan West Asset Management, LLC 1.54% of their portfolio Los Angeles, CA 120,296120.3k $5.9m $5.9m 1.54% Added +11.2k +11,169
94 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 119,925119.9k $5.9m $5.9m 0.02% Reduced -2.2k -2,220
95 Walkner Condon Financial Advisors LLC 1.21% of their portfolio MADISON, WI 119,536119.5k $5.9m $5.9m 1.21% Reduced -84.5k -84,532
96 Visionary Wealth Advisors 0.35% of their portfolio O'FALLON, IL 115,408115.4k $5.7m $5.7m 0.35% Added +61 +61
97 Financial Advocates Investment Management 0.30% of their portfolio OLYMPIA, WA 110,047110.0k $5.3m $5.3m 0.30% Added +39.6k +39,595
98 CWM, LLC 0.02% of their portfolio OMAHA, NE 109,044109.0k $5.4m $5.4m 0.02% Added +62.1k +62,142
99 Mainsail Financial Group, LLC 3.09% of their portfolio BELLEVUE, WA 105,975106.0k $5.2m $5.2m 3.09% Added +34.4k +34,392
100 Prosperity Financial Group, Inc. 2.89% of their portfolio San Ramon, CA 104,113104.1k $5.1m $5.1m 2.89% Added +6.7k +6,672