Vault-13

FIRST TR EXCHANGE-TRADED FD LMBS

FST LOW OPPT EFT · ETP · CUSIP 33739Q200

380 institutional holders +0 vs Q4 2022
71,913,32571.9m shares reported held*
$3.4bnreported value*
26 new 131 added 179 reduced 27 sold out net sold ≈ $86.4m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.88. Options: 1 managers hold calls ($0 notional), 2 hold puts ($4.8k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 382Q4 22: 380Q1 23: 380380Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022382
Q4 2022380
Q1 2023380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 124 bought or addedQ4 22: 245 cut or sold outQ4 22Q1 23: 157 bought or addedQ1 23: 206 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022124245
Q1 2023157206

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $4.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $4.8kQ1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$4.7k$00.00
Q1 2023$0$4.8k—

Biggest buyers

STEPHENS INC /AR/ Added +510,529+510.5k
Raymond James Financial Services Advisors, Inc. Added +456,269+456.3k
LPL Financial LLC Added +421,934+421.9k
MORGAN STANLEY Added +291,343+291.3k
UBS Group AG Added +278,470+278.5k
ROYAL BANK OF CANADA Added +197,733+197.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +170,626+170.6k
BlueCrest Capital Management Ltd Added +162,507+162.5k
OLD MISSION CAPITAL LLC Added +153,075+153.1k
IFP Advisors, Inc Added +143,899+143.9k

Biggest sellers

INDEPENDENT FINANCIAL GROUP, LLC Reduced -1,114,501-1.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -398,924-398.9k
FIRST TRUST ADVISORS LP Reduced -290,330-290.3k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -260,553-260.6k
BANK OF AMERICA CORP /DE/ Reduced -239,427-239.4k
AE Wealth Management LLC Reduced -216,896-216.9k
HBK Sorce Advisory LLC Reduced -212,111-212.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -202,455-202.5k
RAYMOND JAMES & ASSOCIATES Reduced -199,672-199.7k
Private Advisor Group, LLC Reduced -187,795-187.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $4.8k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 14,423,58714.4m $690.5m $690.5m 0.07% Added +291.3k +291,343
2 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 6,023,1756.0m $288.3m $288.3m 0.22% Added +421.9k +421,934
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,266,2744.3m $204.2m $204.2m 0.06% Reduced -88.4k -88,367
4 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,753,7403.8m $179.7m $179.7m 0.08% Added +278.5k +278,470
5 Raymond James Financial Services Advisors, Inc. 0.24% of their portfolio ST. PETERSBURG, FL 2,615,5722.6m $125.2m $125.2m 0.24% Added +456.3k +456,269
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,899,8861.9m $90.9m $90.9m 0.01% Reduced -239.4k -239,427
7 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,791,1301.8m $85.7m $85.7m 0.04% Reduced -398.9k -398,924
8 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,787,1911.8m $85.6m $85.6m 0.03% Added +197.7k +197,733
9 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,652,8531.7m $79.1m $79.1m 0.07% Reduced -199.7k -199,672
10 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 1,610,4141.6m $77.1m $77.1m 0.09% Reduced -290.3k -290,330
11 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 1,363,6081.4m $65.3m $65.3m 0.12% Reduced -27.2k -27,157
12 Cetera Investment Advisers 0.56% of their portfolio SCHAUMBURG, IL 1,332,5211.3m $63.8m $63.8m 0.56% Added +11.2k +11,202
13 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 1,132,7771.1m $54.2m $54.2m 0.08% Added +11.8k +11,808
14 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 849,200849.2k $40.7m $40.7m 0.07% Reduced -109.1k -109,146
15 STEPHENS INC /AR/ 0.74% of their portfolio LITTLE ROCK, AR 803,324803.3k $38.5m $38.5m 0.74% Added +510.5k +510,529
16 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 748,716748.7k $35.8m $35.8m 0.08% Added +64.8k +64,814
17 Cetera Advisor Networks LLC 0.24% of their portfolio EL SEGUNDO, CA 693,781693.8k $33.2m $33.2m 0.24% Reduced -30.3k -30,284
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.16% of their portfolio IRVING, TX 598,263598.3k $28.6m $28.6m 0.16% Reduced -260.6k -260,553
19 AE Wealth Management LLC 0.18% of their portfolio TOPEKA, KS 578,541578.5k $27.7m $27.7m 0.18% Reduced -216.9k -216,896
20 American Financial Advisors, LLC 4.32% of their portfolio Marietta, GA 554,256554.3k $26.5m $26.5m 4.32% Added +195 +195
21 Berger Financial Group, Inc 3.06% of their portfolio PLYMOUTH, MN 530,986531.0k $25.4m $25.4m 3.06% Added +17.4k +17,370
22 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 496,962497.0k $23.8m $23.8m 0.12% Added +64.2k +64,223
23 Arax Advisory Partners 3.02% of their portfolio NEW YORK, NY 475,999476.0k $22.8m $22.8m 3.02% Added +10.3k +10,263
24 SEARCY FINANCIAL SERVICES INC /ADV 13.62% of their portfolio OVERLAND PARK, KS 461,693461.7k $22.1m $22.1m 13.62% Added +4.3k +4,334
25 Financial Enhancement Group LLC 4.13% of their portfolio ANDERSON, IN 442,405442.4k $21.3m $21.3m 4.13% Added +134.9k +134,921
26 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 441,156441.2k $21.1m $21.1m 0.04% Reduced -176.0k -175,963
27 Csenge Advisory Group 1.51% of their portfolio CLEARWATER, FL 437,037437.0k $20.9m $20.9m 1.51% Added +51.1k +51,069
28 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 418,596418.6k $20.0m $20.0m 0.19% Reduced -187.8k -187,795
29 INSPIRION WEALTH ADVISORS, LLC 3.80% of their portfolio LIBERTYVILLE, IL 395,612395.6k $18.9m $18.9m 3.80% Added +40.1k +40,090
30 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 393,545393.5k $18.8m $18.8m 0.04% Reduced -80.0k -79,995
31 Walkner Condon Financial Advisors LLC 5.06% of their portfolio MADISON, WI 377,443377.4k $18.1m $18.1m 5.06% Added +6.1k +6,118
32 NewEdge Advisors, LLC 0.21% of their portfolio NEW ORLEANS, LA 356,224356.2k $17.1m $17.1m 0.21% Reduced -74.3k -74,329
33 IFP Advisors, Inc 0.76% of their portfolio TAMPA, FL 341,381341.4k $17.5m $17.5m 0.76% Added +143.9k +143,899
34 Obermeyer Wealth Partners 1.21% of their portfolio ASPEN, CO 338,253338.3k $16.2m $16.2m 1.21% Reduced -4.8k -4,751
35 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.67% of their portfolio PASADENA, CA 333,065333.1k $15.9m $15.9m 0.67% Reduced -18.2k -18,190
36 Legacy Private Trust Co. 1.27% of their portfolio NEENAH, WI 311,976312.0k $14.9m $14.9m 1.27% Added +40.1k +40,096
37 ERn Financial, LLC 3.06% of their portfolio MIDDLETON, WI 290,826290.8k $13.9m $13.9m 3.06% Added +1.2k +1,233
38 TL Private Wealth 7.87% of their portfolio SOUTHLAKE, TX 290,325290.3k $13.9m $13.9m 7.87% Added +2.5k +2,466
39 Weitzel Financial Services, Inc. 8.03% of their portfolio DUBUQUE, IA 278,517278.5k $13.4m $13.4m 8.03% Added +17.1k +17,146
40 TD Capital Management LLC 1.64% of their portfolio MEMPHIS, TN 277,232277.2k $13.3m $13.3m 1.64% Added +8.8k +8,846
41 Heck Capital Advisors, LLC 2.54% of their portfolio Rhinelander, WI 276,967277.0k $13.3m $13.3m 2.54% Added +28.8k +28,756
42 CONDOR CAPITAL MANAGEMENT 1.66% of their portfolio MARTINSVILLE, NJ 276,322276.3k $13.2m $13.2m 1.66% Added +7.1k +7,112
43 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 272,283272.3k $13.0m $13.0m 0.03% Reduced -170.7k -170,701
44 Darwin Wealth Management, LLC 3.45% of their portfolio TAMPA, FL 265,663265.7k $12.7m $12.7m 3.45% Reduced -6.3k -6,273
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.48% of their portfolio AUSTIN, TX 252,883252.9k $12.1m $12.1m 0.48% Added +62.9k +62,914
46 HARBOUR INVESTMENTS, INC. 0.64% of their portfolio MADISON, WI 246,219246.2k $11.8m $11.8m 0.64% Reduced -28.4k -28,373
47 Sigma Planning Corp 0.39% of their portfolio ANN ARBOR, MI 244,666244.7k $11.7m $11.7m 0.39% Added +42.9k +42,877
48 Prism Advisors, Inc. 3.92% of their portfolio STUDIO CITY, CA 236,133236.1k $11.3m $11.3m 3.92% Added +8.9k +8,942
49 Stratos Wealth Advisors, LLC 0.84% of their portfolio BEACHWOOD, OH 227,171227.2k $10.9m $10.9m 0.84% Added +6.4k +6,422
50 Ameritas Advisory Services, LLC 0.54% of their portfolio Lincoln, NE 226,668226.7k $10.9m $10.9m 0.54% Reduced -30.6k -30,624
51 Petix & Botte Co 7.26% of their portfolio LA MESA, CA 224,891224.9k $10.8m $10.8m 7.26% First filing
52 WealthOne, LLC 4.11% of their portfolio ALBANY, NY 220,035220.0k $10.5m $10.5m 4.11% Reduced -26.4k -26,374
53 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 215,874215.9k $10.3m $10.3m 0.11% Reduced -129.3k -129,339
54 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 212,270212.3k $10.2m $10.2m 0.04% Added +4.9k +4,921
55 TBH Global Asset Management, LLC 2.12% of their portfolio Brentwood, TN 207,531207.5k $9.9m $9.9m 2.12% Reduced -2.2k -2,159
56 BlueCrest Capital Management Ltd 1.06% of their portfolio ST HELIER, Y9 207,148207.1k $9.9m $9.9m 1.06% Added +162.5k +162,507
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 205,780205.8k $9.9m $9.9m 0.01% Added +170.6k +170,626
58 RiverTree Advisors, LLC 6.96% of their portfolio WINTER PARK, FL 202,054202.1k $9.7m $9.7m 6.96% Added +8.8k +8,842
59 Composition Wealth, LLC 0.31% of their portfolio LOS ANGELES, CA 196,901196.9k $9.4m $9.4m 0.31% Added +29.4k +29,439
60 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 195,483195.5k $9.4m $9.4m 0.07% Reduced -15.2k -15,198
61 HBK Sorce Advisory LLC 0.42% of their portfolio ERIE, PA 194,773194.8k $9.3m $9.3m 0.42% Reduced -212.1k -212,111
62 Financial Planning & Information Services, Inc. 1.77% of their portfolio DE PERE, WI 190,656190.7k $9.1m $9.1m 1.77% Added +94.3k +94,343
63 EWG Elevate Inc. 3.60% of their portfolio ROSEVILLE, CA 176,011176.0k $8.4m $8.4m 3.60% Added +143.3k +143,287
64 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 172,500172.5k $8.3m $8.3m 0.01% Added +26.9k +26,900
65 OLD MISSION CAPITAL LLC 0.25% of their portfolio CHICAGO, IL 169,447169.4k $8.1m $8.1m 0.25% Added +153.1k +153,075
66 WEDBUSH SECURITIES INC 0.39% of their portfolio PASADENA, CA 162,705162.7k $7.8m $7.8m 0.39% Reduced -8.3k -8,293
67 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 162,504162.5k $7.8m $7.8m 0.10% Reduced -17.2k -17,195
68 Westover Capital Advisors, LLC 2.83% of their portfolio WILMINGTON, DE 159,355159.4k $7.6m $7.6m 2.83% Reduced -290 -290
69 HARVEST GROUP WEALTH MANAGEMENT, LLC 4.72% of their portfolio WALTHAM, MA 158,767158.8k $7.6m $7.6m 4.72% Reduced -7.6k -7,588
70 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 158,446158.4k $7.6m $7.6m 0.09% Reduced -3.9k -3,939
71 PFS Partners, LLC 7.05% of their portfolio MINE HILL, NJ 150,718150.7k $7.2m $7.2m 7.05% Reduced -3.0k -3,037
72 Atlas Private Wealth Management, LLC 4.28% of their portfolio ALBANY, NY 148,776148.8k $7.1m $7.1m 4.28% Reduced -1.6k -1,578
73 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 148,260148.3k $7.1m $7.1m 0.11% Reduced -58.4k -58,365
74 Snowden Capital Advisors LLC 0.27% of their portfolio New York, NY 146,264146.3k $7.0m $7.0m 0.27% Reduced -2.5k -2,538
75 Nilsine Partners, LLC 1.09% of their portfolio GREENWOOD VILLAGE, CO 145,581145.6k $7.0m $7.0m 1.09% First filing
76 SSI INVESTMENT MANAGEMENT LLC 0.48% of their portfolio Los Angeles, CA 143,059143.1k $6.8m $6.8m 0.48% Reduced -49.7k -49,670
77 Clear Creek Financial Management, LLC 1.24% of their portfolio SILVERDALE, WA 136,378136.4k $6.5m $6.5m 1.24% Reduced -3.9k -3,917
78 Connectus Wealth, LLC 0.15% of their portfolio CINCINNATI, OH 128,631128.6k $6.2m $6.2m 0.15% Added +118.2k +118,205
79 Grove Bank & Trust 1.29% of their portfolio Miami, FL 127,606127.6k $6.1m $6.1m 1.29% Reduced -2.6k -2,599
80 Mariner, LLC 0.02% of their portfolio Overland Park, KS 126,353126.4k $6.0m $6.0m 0.02% Reduced -126.7k -126,716
81 BELLEVUE ASSET MANAGEMENT, LLC 3.99% of their portfolio BELLEVUE, WA 122,826122.8k $5.9m $5.9m 3.99% Reduced -7.5k -7,544
82 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 120,591120.6k $5.8m $5.8m 0.10% Reduced -14.5k -14,512
83 Stratos Wealth Partners, LTD. 0.15% of their portfolio BEACHWOOD, OH 120,420120.4k $5.8m $5.8m 0.15% Reduced -16.7k -16,676
84 Good Life Advisors, LLC 0.73% of their portfolio READING, PA 118,777118.8k $5.7m $5.7m 0.73% Reduced -45.7k -45,706
85 WealthTrust Asset Management, LLC 5.12% of their portfolio Destin, FL 112,371112.4k $5.4m $5.4m 5.12% Reduced -53.7k -53,669
86 Financial Advocates Investment Management 0.41% of their portfolio OLYMPIA, WA 111,939111.9k $5.4m $5.4m 0.41% Added +2.0k +1,974
87 Kingsview Wealth Management, LLC 0.22% of their portfolio GRANTS PASS, OR 111,194111.2k $5.3m $5.3m 0.22% Reduced -39.8k -39,776
88 Cypress Capital Group 0.82% of their portfolio Palm Beach, FL 111,154111.2k $5.3m $5.3m 0.82% Reduced -27.1k -27,055
89 3D/L Capital Management, LLC 1.38% of their portfolio Hartford, CT 108,638108.6k $5.2m $5.2m 1.38% Reduced -4.9k -4,910
90 LexAurum Advisors, LLC 1.70% of their portfolio OVERLAND PARK, KS 106,737106.7k $5.1m $5.1m 1.70% Added +9.8k +9,786
91 Independent Advisor Alliance 0.24% of their portfolio CHARLOTTE, NC 105,831105.8k $5.1m $5.1m 0.24% Reduced -29.3k -29,326
92 RFG Advisory, LLC 0.25% of their portfolio BIRMINGHAM, AL 104,954105.0k $5.0m $5.0m 0.25% Reduced -3.2k -3,187
93 Dominguez Wealth Management Solutions, Inc. 4.57% of their portfolio WILLIAMSBURG, VA 104,127104.1k $5.0m $5.0m 4.57% Added +4.7k +4,664
94 Migdal Insurance & Financial Holdings Ltd. 0.11% of their portfolio Petach Tikva, L3 102,434102.4k $4.9m $4.9m 0.11% Reduced -191 -191
95 Sterling Manor Financial, LLC 4.59% of their portfolio Saratoga Springs, NY 98,74598.7k $4.7m $4.7m 4.59% New
96 DEBUSSY CAPITAL MANAGEMENT LP 1.42% of their portfolio CHICAGO, IL 97,89797.9k $4.7m $4.7m 1.42% Reduced -111.0k -110,979
97 Alpha Financial Advisors, LLC 3.14% of their portfolio CHARLOTTE, NC 94,47294.5k $4.5m $4.5m 3.14% Reduced -1.1k -1,128
98 Prospera Financial Services Inc 0.18% of their portfolio Dallas, TX 91,39591.4k $4.4m $4.4m 0.18% Added +651 +651
99 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 89,13489.1k $4.3m $4.3m 0.02% Reduced -2.4k -2,393
100 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 86,71686.7k $4.2m $4.2m 0.01% Reduced -50.4k -50,400