Vault-13

FIRST TR EXCHANGE-TRADED FD LMBS

FST LOW OPPT EFT · ETP · CUSIP 33739Q200

380 institutional holders -2 vs Q3 2022
73,696,79373.7m shares reported held*
$3.5bnreported value*
24 new 100 added 204 reduced 41 sold out net sold ≈ $294.9m (-6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($112.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.36. Options: 2 managers hold calls ($4.7k notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 382Q4 22: 380380Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022382
Q4 2022380

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $4.7kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$4.7k$00.00

Biggest buyers

Berger Financial Group, Inc New +513,616+513.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +202,455+202.5k
Cetera Advisor Networks LLC Added +195,150+195.2k
HBK Sorce Advisory LLC Added +179,492+179.5k
ENVESTNET ASSET MANAGEMENT INC Added +147,724+147.7k
RENAISSANCE TECHNOLOGIES LLC New +145,600+145.6k
Composition Wealth, LLC Added +140,218+140.2k
Private Advisor Group, LLC Added +111,910+111.9k
Darwin Wealth Management, LLC Added +100,412+100.4k
Financial Enhancement Group LLC Added +97,944+97.9k

Biggest sellers

MORGAN STANLEY Reduced -1,024,633-1.0m
BANK OF AMERICA CORP /DE/ Reduced -739,120-739.1k
WELLS FARGO & COMPANY/MN Reduced -667,432-667.4k
SPC Financial, Inc. Sold out -534,418-534.4k
HighTower Advisors, LLC Reduced -441,826-441.8k
UBS Group AG Reduced -402,113-402.1k
Raymond James Financial Services Advisors, Inc. Reduced -370,191-370.2k
BLAIR WILLIAM & CO/IL Reduced -328,090-328.1k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -280,110-280.1k
JANE STREET GROUP, LLC Reduced -272,169-272.2k

Biggest calls

CITADEL ADVISORS LLC New $4.7k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 14,132,24414.1m $670.0m $670.0m 0.08% Reduced -1.0m -1,024,633
2 LPL Financial LLC 0.23% of their portfolio FORT MILL, SC 5,601,2415.6m $265.6m $265.6m 0.23% Reduced -113.3k -113,337
3 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 4,354,6414.4m $206.5m $206.5m 0.07% Reduced -667.4k -667,432
4 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,475,2703.5m $164.8m $164.8m 0.08% Reduced -402.1k -402,113
5 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 2,190,0542.2m $103.8m $103.8m 0.05% Added +147.7k +147,724
6 Raymond James Financial Services Advisors, Inc. 0.21% of their portfolio ST. PETERSBURG, FL 2,159,3032.2m $102.4m $102.4m 0.21% Reduced -370.2k -370,191
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,139,3132.1m $101.4m $101.4m 0.01% Reduced -739.1k -739,120
8 FIRST TRUST ADVISORS LP 0.11% of their portfolio Wheaton, IL 1,900,7441.9m $90.1m $90.1m 0.11% Reduced -97.0k -96,956
9 RAYMOND JAMES & ASSOCIATES 0.08% of their portfolio ST PETERSBURG, FL 1,852,5251.9m $87.8m $87.8m 0.08% Reduced -197.4k -197,410
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,589,4581.6m $75.4m $75.4m 0.02% Reduced -244.0k -244,019
11 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 1,390,7651.4m $65.9m $65.9m 0.13% Added +95.3k +95,291
12 Cetera Investment Advisers 0.58% of their portfolio SCHAUMBURG, IL 1,321,3191.3m $62.6m $62.6m 0.58% Added +25.2k +25,160
13 INDEPENDENT FINANCIAL GROUP, LLC 4.62% of their portfolio SAN DIEGO, CA 1,134,6471.1m $53.8m $53.8m 4.62% Reduced -19.5k -19,476
14 STIFEL FINANCIAL CORP 0.08% of their portfolio ST. LOUIS, MO 1,120,9691.1m $53.1m $53.1m 0.08% Reduced -116.3k -116,293
15 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 958,346958.3k $45.4m $45.4m 0.08% Reduced -2.1k -2,125
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.23% of their portfolio IRVING, TX 858,816858.8k $40.7m $40.7m 0.23% Reduced -280.1k -280,110
17 AE Wealth Management LLC 0.27% of their portfolio TOPEKA, KS 795,437795.4k $37.7m $37.7m 0.27% Reduced -6.2k -6,223
18 Cetera Advisor Networks LLC 0.28% of their portfolio EL SEGUNDO, CA 724,065724.1k $34.3m $34.3m 0.28% Added +195.2k +195,150
19 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 683,902683.9k $32.4m $32.4m 0.08% Reduced -1.0k -1,040
20 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 617,119617.1k $29.3m $29.3m 0.06% Reduced -272.2k -272,169
21 Private Advisor Group, LLC 0.86% of their portfolio MORRISTOWN, NJ 606,391606.4k $29.1m $29.1m 0.86% Added +111.9k +111,910
22 American Financial Advisors, LLC 4.45% of their portfolio Marietta, GA 554,061554.1k $26.3m $26.3m 4.45% Reduced -8.9k -8,863
23 Berger Financial Group, Inc 3.22% of their portfolio PLYMOUTH, MN 513,616513.6k $24.4m $24.4m 3.22% New
24 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 473,540473.5k $22.4m $22.4m 0.05% Reduced -441.8k -441,826
25 Arax Advisory Partners 3.06% of their portfolio NEW YORK, NY 465,736465.7k $22.1m $22.1m 3.06% Added +16.5k +16,458
26 SEARCY FINANCIAL SERVICES INC /ADV 12.60% of their portfolio OVERLAND PARK, KS 457,359457.4k $21.7m $21.7m 12.60% Added +9.5k +9,520
27 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 442,984443.0k $21.0m $21.0m 0.06% Added +12.1k +12,110
28 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 432,739432.7k $20.5m $20.5m 0.11% Reduced -11.0k -11,020
29 NewEdge Advisors, LLC 0.48% of their portfolio NEW ORLEANS, LA 430,553430.6k $18.4m $18.4m 0.48% Reduced -30.3k -30,339
30 HBK Sorce Advisory LLC 0.52% of their portfolio ERIE, PA 406,884406.9k $19.3m $19.3m 0.52% Added +179.5k +179,492
31 Csenge Advisory Group 1.42% of their portfolio CLEARWATER, FL 385,968386.0k $18.3m $18.3m 1.42% Added +86.9k +86,902
32 Walkner Condon Financial Advisors LLC 5.27% of their portfolio MADISON, WI 371,325371.3k $17.6m $17.6m 5.27% Reduced -22.3k -22,257
33 INSPIRION WEALTH ADVISORS, LLC 3.57% of their portfolio LIBERTYVILLE, IL 355,522355.5k $16.9m $16.9m 3.57% Added +1.5k +1,465
34 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.72% of their portfolio PASADENA, CA 351,255351.3k $16.7m $16.7m 0.72% Reduced -96.4k -96,400
35 Kestra Advisory Services, LLC 0.15% of their portfolio AUSTIN, TX 345,213345.2k $16.4m $16.4m 0.15% Reduced -7.9k -7,917
36 Obermeyer Wealth Partners 1.23% of their portfolio ASPEN, CO 343,004343.0k $16.3m $16.3m 1.23% Added +32.0k +31,966
37 Financial Enhancement Group LLC 2.83% of their portfolio ANDERSON, IN 307,484307.5k $14.7m $14.7m 2.83% Added +97.9k +97,944
38 STEPHENS INC /AR/ 0.28% of their portfolio LITTLE ROCK, AR 292,795292.8k $13.9m $13.9m 0.28% Reduced -79.6k -79,566
39 ERn Financial, LLC 3.13% of their portfolio MIDDLETON, WI 289,593289.6k $13.7m $13.7m 3.13% Added +4.0k +4,028
40 TL Private Wealth 8.03% of their portfolio SOUTHLAKE, TX 287,859287.9k $13.8m $13.8m 8.03% Reduced -56.9k -56,914
41 HARBOUR INVESTMENTS, INC. 0.79% of their portfolio MADISON, WI 274,592274.6k $13.0m $13.0m 0.79% Reduced -44.3k -44,286
42 Darwin Wealth Management, LLC 3.38% of their portfolio TAMPA, FL 271,936271.9k $13.1m $13.1m 3.38% Added +100.4k +100,412
43 Legacy Private Trust Co. 1.17% of their portfolio NEENAH, WI 271,880271.9k $12.9m $12.9m 1.17% Added +8.8k +8,768
44 CONDOR CAPITAL MANAGEMENT 1.59% of their portfolio MARTINSVILLE, NJ 269,210269.2k $12.8m $12.8m 1.59% Reduced -1.1k -1,090
45 TD Capital Management LLC 1.66% of their portfolio MEMPHIS, TN 268,386268.4k $12.7m $12.7m 1.66% Reduced -9.8k -9,817
46 Weitzel Financial Services, Inc. 7.91% of their portfolio DUBUQUE, IA 261,371261.4k $12.4m $12.4m 7.91% Reduced -61.0k -61,046
47 Ameritas Advisory Services, LLC 0.57% of their portfolio Lincoln, NE 257,292257.3k $12.2m $12.2m 0.57% Added +28.6k +28,580
48 Mariner, LLC 0.04% of their portfolio Overland Park, KS 253,069253.1k $12.0m $12.0m 0.04% Added +90.7k +90,725
49 Heck Capital Advisors, LLC 2.28% of their portfolio Rhinelander, WI 248,211248.2k $11.8m $11.8m 2.28% Added +4.2k +4,181
50 WealthOne, LLC 4.74% of their portfolio ALBANY, NY 246,409246.4k $11.7m $11.7m 4.74% Reduced -9.9k -9,942
51 Prism Advisors, Inc. 3.95% of their portfolio STUDIO CITY, CA 227,191227.2k $10.8m $10.8m 3.95% Reduced -13.4k -13,428
52 Stratos Wealth Advisors, LLC 0.87% of their portfolio BEACHWOOD, OH 220,749220.7k $10.5m $10.5m 0.87% Reduced -11.6k -11,605
53 BLAIR WILLIAM & CO/IL 0.04% of their portfolio CHICAGO, IL 212,202212.2k $10.1m $10.1m 0.04% Reduced -328.1k -328,090
54 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 210,681210.7k $10.0m $10.0m 0.07% Added +11.2k +11,183
55 TBH Global Asset Management, LLC 2.42% of their portfolio Brentwood, TN 209,690209.7k $9.9m $9.9m 2.42% Reduced -6.5k -6,485
56 DEBUSSY CAPITAL MANAGEMENT LP 2.48% of their portfolio CHICAGO, IL 208,876208.9k $10.0m $10.0m 2.48% Added +14.8k +14,824
57 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 207,349207.3k $9.8m $9.8m 0.04% Added +16.5k +16,534
58 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 206,625206.6k $9.8m $9.8m 0.16% Reduced -61.7k -61,740
59 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.66% of their portfolio ORLANDO, FL 202,455202.5k $6.3m $6.3m 0.66% New
60 Sigma Planning Corp 0.34% of their portfolio ANN ARBOR, MI 201,789201.8k $9.6m $9.6m 0.34% Added +7.9k +7,886
61 IFP Advisors, Inc 0.27% of their portfolio TAMPA, FL 197,482197.5k $10.1m $10.1m 0.27% Reduced -17.4k -17,361
62 RiverTree Advisors, LLC 7.52% of their portfolio WINTER PARK, FL 193,212193.2k $9.2m $9.2m 7.52% Reduced -84.7k -84,729
63 SSI INVESTMENT MANAGEMENT LLC 0.58% of their portfolio Los Angeles, CA 192,729192.7k $9.1m $9.1m 0.58% Reduced -280 -280
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.46% of their portfolio AUSTIN, TX 189,969190.0k $9.0m $9.0m 0.46% Added +68.8k +68,783
65 CoreCap Advisors, LLC 0.64% of their portfolio SOUTHFIELD, MI 187,979188.0k $8.9m $8.9m 0.64% Reduced -340 -340
66 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 179,699179.7k $8.5m $8.5m 0.11% Added +31.6k +31,648
67 WEDBUSH SECURITIES INC 0.45% of their portfolio PASADENA, CA 170,998171.0k $8.1m $8.1m 0.45% Reduced -107.4k -107,375
68 Composition Wealth, LLC 0.27% of their portfolio LOS ANGELES, CA 167,462167.5k $7.9m $7.9m 0.27% Added +140.2k +140,218
69 HARVEST GROUP WEALTH MANAGEMENT, LLC 5.18% of their portfolio WALTHAM, MA 166,355166.4k $7.9m $7.9m 5.18% Reduced -11.6k -11,591
70 WealthTrust Asset Management, LLC 7.61% of their portfolio Destin, FL 166,040166.0k $7.9m $7.9m 7.61% Reduced -36.9k -36,901
71 Good Life Advisors, LLC 1.08% of their portfolio READING, PA 164,483164.5k $7.8m $7.8m 1.08% Added +8.1k +8,058
72 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 162,385162.4k $7.7m $7.7m 0.09% Added +1.0k +1,013
73 Per Stirling Capital Management, LLC. 1.39% of their portfolio AUSTIN, TX 160,738160.7k $7.6m $7.6m 1.39% First filing
74 Westover Capital Advisors, LLC 2.99% of their portfolio WILMINGTON, DE 159,645159.6k $7.6m $7.6m 2.99% Reduced -7.8k -7,796
75 PFS Partners, LLC 7.67% of their portfolio MINE HILL, NJ 153,755153.8k $7.3m $7.3m 7.67% Reduced -1.3k -1,251
76 Kingsview Wealth Management, LLC 0.31% of their portfolio GRANTS PASS, OR 150,970151.0k $7.2m $7.2m 0.31% Added +64.7k +64,656
77 Atlas Private Wealth Management, LLC 3.29% of their portfolio ALBANY, NY 150,354150.4k $7.1m $7.1m 3.29% Reduced -3.9k -3,876
78 Snowden Capital Advisors LLC 0.30% of their portfolio New York, NY 148,802148.8k $7.1m $7.1m 0.30% Reduced -241.2k -241,170
79 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 145,914145.9k $6.9m $6.9m 0.14% Reduced -20.1k -20,087
80 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 145,600145.6k $6.9m $6.9m 0.01% New
81 GW HENSSLER & ASSOCIATES LTD 0.48% of their portfolio KENNESAW, GA 143,136143.1k $6.8m $6.8m 0.48% Reduced -32.9k -32,932
82 Clear Creek Financial Management, LLC 1.46% of their portfolio SILVERDALE, WA 140,295140.3k $6.7m $6.7m 1.46% Reduced -43.4k -43,411
83 Cypress Capital Group 0.99% of their portfolio Palm Beach, FL 138,209138.2k $6.6m $6.6m 0.99% Reduced -33.1k -33,075
84 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 137,116137.1k $6.5m $6.5m 0.01% Added +11.9k +11,875
85 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 137,096137.1k $6.5m $6.5m 0.16% Reduced -3.1k -3,069
86 Independent Advisor Alliance 0.35% of their portfolio CHARLOTTE, NC 135,157135.2k $6.4m $6.4m 0.35% Added +15.6k +15,625
87 MATHER GROUP, LLC. 0.12% of their portfolio CHICAGO, IL 135,103135.1k $6.4m $6.4m 0.12% Added +2.4k +2,374
88 BELLEVUE ASSET MANAGEMENT, LLC 4.60% of their portfolio BELLEVUE, WA 130,370130.4k $6.2m $6.2m 4.60% Reduced -17.6k -17,560
89 Grove Bank & Trust 1.36% of their portfolio Miami, FL 130,205130.2k $6.2m $6.2m 1.36% Reduced -7.3k -7,346
90 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 124,457124.5k $5.9m $5.9m 0.01% Added +76.5k +76,470
91 TrueWealth Advisors, LLC 2.45% of their portfolio BIRMINGHAM, AL 117,949117.9k $5.6m $5.6m 2.45% Reduced -13.4k -13,412
92 WR Wealth Planners, LLC 3.40% of their portfolio COLUMBIA, MO 116,315116.3k $5.5m $5.5m 3.40% Reduced -8.2k -8,197
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 115,291115.3k $5.5m $5.5m 0.01% Added +71.5k +71,521
94 Keystone Financial Group 1.07% of their portfolio LEXINGTON, KY 113,966114.0k $5.4m $5.4m 1.07% Added +1.6k +1,637
95 3D/L Capital Management, LLC 1.45% of their portfolio Hartford, CT 113,548113.5k $5.4m $5.4m 1.45% Reduced -107.3k -107,332
96 Financial Advocates Investment Management 0.39% of their portfolio OLYMPIA, WA 109,965110.0k $5.2m $5.2m 0.39% Reduced -9.8k -9,846
97 Stockman Wealth Management, Inc. 1.19% of their portfolio BILLINGS, MT 109,188109.2k $5.2m $5.2m 1.19% Reduced -108.8k -108,776
98 RFG Advisory, LLC 0.26% of their portfolio BIRMINGHAM, AL 108,141108.1k $5.2m $5.2m 0.26% Reduced -100.3k -100,264
99 Migdal Insurance & Financial Holdings Ltd. 0.11% of their portfolio Petach Tikva, L3 102,625102.6k $4.9m $4.9m 0.11% Reduced -41.8k -41,835
100 Dominguez Wealth Management Solutions, Inc. 4.69% of their portfolio WILLIAMSBURG, VA 99,46399.5k $4.7m $4.7m 4.69% First filing