Vault-13

FIRST TR EXCH TRADED FD III FCAL

CALIF MUN INCM · ETP · CUSIP 33739P863

87 institutional holders +10 vs Q1 2026
2,932,4052.9m shares reported held*
$145.3mreported value*
15 new 30 added 26 reduced 7 sold out net bought ≈ $3.7m (+74.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.55.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 38Q4 22: 36Q1 23: 37Q2 23: 45Q3 23: 43Q4 23: 54Q1 24: 53Q2 24: 56Q3 24: 60Q4 24: 71Q1 25: 76Q2 25: 82Q3 25: 74Q4 25: 79Q1 26: 77Q2 26: 8787Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202337
Q2 202345
Q3 202343
Q4 202354
Q1 202453
Q2 202456
Q3 202460
Q4 202471
Q1 202576
Q2 202582
Q3 202574
Q4 202579
Q1 202677
Q2 202687

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 35 bought or addedQ3 24: 24 cut or sold outQ4 24: 48 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 39 bought or addedQ1 25: 26 cut or sold outQ2 25: 42 bought or addedQ2 25: 26 cut or sold outQ2 25Q3 25: 36 bought or addedQ3 25: 40 cut or sold outQ4 25: 42 bought or addedQ4 25: 29 cut or sold outQ4 25Q1 26: 32 bought or addedQ1 26: 37 cut or sold outQ2 26: 45 bought or addedQ2 26: 33 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243524
Q4 20244815
Q1 20253926
Q2 20254226
Q3 20253640
Q4 20254229
Q1 20263237
Q2 20264533

Biggest buyers

LPL Financial LLC Added +90,535+90.5k
Elequin Capital, LP New +54,092+54.1k
OSAIC HOLDINGS, INC. Added +26,822+26.8k
Savvy Advisors, Inc. New +20,320+20.3k
Ignite Planners, LLC Added +20,260+20.3k
Cascade Financial Partners, LLC New +18,103+18.1k
HighTower Advisors, LLC Added +15,359+15.4k
Golden State Wealth Management, LLC Added +13,726+13.7k
Precision Wealth Strategies, LLC New +13,461+13.5k
Cambridge Investment Research Advisors, Inc. Added +13,140+13.1k

Biggest sellers

Composition Wealth, LLC Reduced -110,106-110.1k
Mariner, LLC Reduced -48,841-48.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,388-35.4k
OLD MISSION CAPITAL LLC Sold out -19,668-19.7k
JANE STREET GROUP, LLC Reduced -14,332-14.3k
Entruity Wealth, LLC Reduced -13,984-14.0k
MORGAN STANLEY Reduced -12,808-12.8k
FLOW TRADERS U.S. LLC Sold out -12,152-12.2k
CLIFFORD SWAN INVESTMENT COUNSEL LLC Sold out -11,345-11.3k
Compound Planning, Inc. Reduced -8,636-8.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-10-29 5.6% new 216.4k≈ $10.7m 2025-10-29

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,032,7991.0m $51.3m $51.3m 0.01% Added +90.5k +90,535
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 216,147216.1k $10.7m $10.7m 0.00% Reduced -12.8k -12,808
3 Citizens Business Bank 0.89% of their portfolio ONTARIO, CA 118,489118.5k $5.9m $5.9m 0.89% Reduced -323 -323
4 Westside Investment Management, Inc. 0.68% of their portfolio SANTA MONICA, CA 103,785103.8k $5.2m $5.2m 0.68% Reduced -2.1k -2,100
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 93,21793.2k $4.6m $4.6m 0.03% Reduced -3.8k -3,798
6 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 86,21286.2k $4.3m $4.3m 0.00% Reduced -109 -109
7 Ignite Planners, LLC 0.51% of their portfolio SAN CLEMENTE, CA 80,13480.1k $3.7m $3.7m 0.51% Added +20.3k +20,260
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,36155.4k $2.7m $2.7m 0.00% Added +26.8k +26,822
9 Elequin Capital, LP 0.09% of their portfolio NEW YORK, NY 54,09254.1k $2.7m $2.7m 0.09% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,08345.1k $2.2m $2.2m 0.00% Added +2.4k +2,434
11 CHANNEL WEALTH LLC 0.50% of their portfolio SANTA BARBARA, CA 44,98545.0k $2.2m $2.2m 0.50% Added +3.9k +3,901
12 Magnus Financial Group LLC 0.16% of their portfolio NEW YORK, NY 44,62444.6k $2.2m $2.2m 0.16% Added +382 +382
13 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,48143.5k $2.2m $2.2m 0.00% Added +15.4k +15,359
14 Mariner, LLC 0.00% of their portfolio Overland Park, KS 42,48342.5k $2.1m $2.1m 0.00% Reduced -48.8k -48,841
15 INTEGRAL INVESTMENT ADVISORS, INC. 0.41% of their portfolio TURLOCK, CA 37,73037.7k $1.9m $1.9m 0.41% Added +5.0k +4,975
16 Stonebridge Financial Group, LLC/CA 0.26% of their portfolio SAN RAFAEL, CA 37,61337.6k $1.9m $1.9m 0.26% First filing
17 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 35,04335.0k $1.7m $1.7m 0.05% Reduced -8.6k -8,636
18 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 34,37534.4k $1.7m $1.7m 0.00% Reduced -1.9k -1,904
19 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 33,56333.6k $1.7m $1.7m 0.05% Added +8.6k +8,581
20 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 33,37033.4k $1.7m $1.7m 0.02% Reduced -110.1k -110,106
21 Golden State Wealth Management, LLC 0.14% of their portfolio SANTA ANA, CA 32,00132.0k $1.6m $1.6m 0.14% Added +13.7k +13,726
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,83231.8k $1.6m $1.6m 0.00% Added +13.1k +13,140
23 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 31,19531.2k $1.5m $1.5m 0.03% Added +2.5k +2,500
24 Southland Equity Partners LLC 0.26% of their portfolio WILDWOOD, MO 30,12930.1k $1.5m $1.5m 0.26% Reduced -5.7k -5,734
25 Navigation Group, LLC 0.29% of their portfolio REDWOOD CITY, CA 29,53629.5k $1.5m $1.5m 0.29% Unchanged
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,21125.2k $1.3m $1.3m 0.00% Added +1.1k +1,126
27 Savvy Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 20,32020.3k $1.0m $1.0m 0.02% New
28 New Insight Wealth Advisors 0.29% of their portfolio SAN RAMON, CA 19,89719.9k $987.9k $987.9k 0.29% Reduced -1.3k -1,275
29 Warren Street Wealth Advisors, LLC 0.21% of their portfolio IRVINE, CA 19,17019.2k $951.8k $951.8k 0.21% Added +5.7k +5,689
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,45318.5k $916.2k $916.2k 0.00% Added +25 +25
31 Cascade Financial Partners, LLC 0.08% of their portfolio SAN DIEGO, CA 18,10318.1k $898.9k $898.9k 0.08% New
32 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 16,99717.0k $844.0k $844.0k 0.02% Reduced -2.6k -2,605
33 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 16,21816.2k $805.2k $805.2k 0.02% Added +6.1k +6,148
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,84915.8k $786.9k $786.9k 0.00% Reduced -14.3k -14,332
35 Climber Capital SA 0.44% of their portfolio NYON, V8 14,63514.6k $725.2k $725.2k 0.44% Unchanged
36 Precision Wealth Strategies, LLC 0.20% of their portfolio SAINT LOUIS, MO 13,46113.5k $668.4k $668.4k 0.20% New
37 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 12,91812.9k $641.4k $641.4k 0.03% Added +8.5k +8,495
38 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,84512.8k $637.8k $637.8k 0.00% Added +113 +113
39 Guild Investment Management, Inc. 0.42% of their portfolio WESTLAKE VILLAGE, CA 12,50012.5k $620.7k $620.7k 0.42% Added +1.5k +1,500
40 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 12,50012.5k $620.7k $620.7k 0.00% Added +1.5k +1,500
41 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 11,98512.0k $595.0k $595.0k 0.02% Unchanged
42 Perennial Investment Advisors, LLC 0.04% of their portfolio Los Angeles, CA 11,58311.6k $575.2k $575.2k 0.04% Added +2.2k +2,194
43 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,40411.4k $566.2k $566.2k 0.00% New
44 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 10,69610.7k $531.1k $531.1k 0.00% Unchanged
45 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 10,07010.1k $500.0k $500.0k 0.00% Added +7.7k +7,670
46 CLG LLC 0.11% of their portfolio Long Beach, CA 9,97210.0k $495.1k $495.1k 0.11% Reduced -314 -314
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,9349.9k $493.0k $493.0k 0.00% Reduced -4.1k -4,064
48 Inspire Advisors, LLC 0.03% of their portfolio Meridian, ID 9,4459.4k $468.9k $468.9k 0.03% Added +43 +43
49 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,2739.3k $460.4k $460.4k 0.00% Reduced -26 -26
50 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 9,1519.2k $454.4k $454.4k 0.03% New
51 CRUX WEALTH ADVISORS 0.15% of their portfolio LONG BEACH, CA 8,7098.7k $432.4k $432.4k 0.15% New
52 Tidemark, LLC 0.10% of their portfolio SAN DIEGO, CA 8,5538.6k $424.7k $424.7k 0.10% Reduced -190 -190
53 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 7,8077.8k $387.6k $387.6k 0.04% Added +31 +31
54 WESPAC Advisors SoCal, LLC 0.07% of their portfolio Pasadena, CA 7,6057.6k $377.6k $377.6k 0.07% Reduced -7.2k -7,196
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,2227.2k $358.6k $358.6k 0.00% Unchanged
56 FORONJY FINANCIAL LLC 0.13% of their portfolio Los Osos, CA 7,0847.1k $351.8k $351.8k 0.13% Reduced -2.2k -2,172
57 Entruity Wealth, LLC 0.22% of their portfolio BAKERSFIELD, CA 6,7826.8k $336.7k $336.7k 0.22% Reduced -14.0k -13,984
58 Towerpoint Wealth, LLC 0.12% of their portfolio SACRAMENTO, CA 6,7596.8k $335.6k $335.6k 0.12% Reduced -191 -191
59 Blue Zone Wealth Advisors, LLC 0.06% of their portfolio LOS ANGELES, CA 6,7506.8k $335.2k $335.2k 0.06% Reduced -1.2k -1,250
60 ASL Financial, LLC 0.22% of their portfolio Los Gatos, CA 6,1606.2k $305.9k $305.9k 0.22% Unchanged
61 HCR Wealth Advisors 0.03% of their portfolio LOS ANGELES, CA 6,0756.1k $301.6k $301.6k 0.03% New
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,3005.3k $263.2k $263.2k 0.00% Unchanged
63 Argyle Capital Partners, LLC 0.16% of their portfolio LOS ANGELES, CA 5,0515.1k $250.8k $250.8k 0.16% Unchanged
64 VAQUERO PRIVATE WEALTH, LTD 0.05% of their portfolio DALLAS, TX 5,0505.0k $250.7k $250.7k 0.05% First filing
65 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,9785.0k $247.0k $247.0k 0.01% New
66 TriaGen Wealth Management LLC 0.06% of their portfolio Calabasas, CA 4,6394.6k $230.3k $230.3k 0.06% Reduced -620 -620
67 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,5664.6k $226.7k $226.7k 0.00% Added +4.6k +4,565
68 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,5004.5k $223.4k $223.4k 0.00% New
69 Cypress Wealth Services, LLC 0.03% of their portfolio PALM DESERT, CA 4,4674.5k $221.8k $221.8k 0.03% Added +39 +39
70 Gerald Baker Financial Group LLC 0.06% of their portfolio ARLINGTON, TX 4,4344.4k $220.2k $220.2k 0.06% Added +38 +38
71 ODonnell Financial Services, LLC 0.06% of their portfolio SAN RAFAEL, CA 4,0974.1k $203.4k $203.4k 0.06% New
72 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,0964.1k $202.8k $202.8k 0.00% Reduced -1.1k -1,103
73 Johnson Bixby & Associates, LLC 0.02% of their portfolio VANCOUVER, WA 4,0334.0k $200.2k $200.2k 0.02% New
74 Rossby Financial, LCC 0.03% of their portfolio MELBOURNE, FL 2,9713.0k $147.5k $147.5k 0.03% Unchanged
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,8572.9k $141.9k $141.9k 0.00% Unchanged
76 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 2,5992.6k $129.0k $129.0k 0.00% New
77 AMERIFLEX GROUP, INC. 0.04% of their portfolio LAS VEGAS, NV 1,8451.8k $91.6k $91.6k 0.04% Added +9 +9
78 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,5981.6k $79.3k $79.3k 0.01% Added +1.5k +1,467
79 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 992992 $49.3k $49.3k 0.00% New
80 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 928928 $46.1k $46.1k 0.00% First filing
81 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 900900 $44.7k $44.7k 0.00% Unchanged
82 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 893893 $44.3k $44.3k 0.00% Reduced -61 -61
83 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 857857 $42.6k $42.6k 0.00% Unchanged
84 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 809809 $40.1k $40.1k 0.00% Added +4 +4
85 Dunhill Financial, LLC 0.00% of their portfolio LONDON, X0 288288 $14.3k $14.3k 0.00% Unchanged
86 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 266266 $13.2k $13.2k 0.00% Reduced -2 -2
87 Spectrum Wealth Advisory Group, LLC 0.00% of their portfolio GRANITE BAY, CA 1616 $811 $811 0.00% New