Vault-13

FIRST TR EXCH TRADED FD III FCAL

CALIF MUN INCM · ETP · CUSIP 33739P863

77 institutional holders -2 vs Q4 2025
2,830,7782.8m shares reported held*
$138.4mreported value*
7 new 25 added 29 reduced 8 sold out net bought ≈ $1.6m (-161.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.89.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 38Q4 22: 36Q1 23: 37Q2 23: 45Q3 23: 43Q4 23: 54Q1 24: 53Q2 24: 56Q3 24: 60Q4 24: 71Q1 25: 76Q2 25: 82Q3 25: 74Q4 25: 79Q1 26: 7777Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202337
Q2 202345
Q3 202343
Q4 202354
Q1 202453
Q2 202456
Q3 202460
Q4 202471
Q1 202576
Q2 202582
Q3 202574
Q4 202579
Q1 202677

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 36 bought or addedQ2 24: 12 cut or sold outQ3 24: 35 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 15 cut or sold outQ1 25: 39 bought or addedQ1 25: 26 cut or sold outQ1 25Q2 25: 42 bought or addedQ2 25: 26 cut or sold outQ3 25: 36 bought or addedQ3 25: 40 cut or sold outQ3 25Q4 25: 42 bought or addedQ4 25: 29 cut or sold outQ1 26: 32 bought or addedQ1 26: 37 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243612
Q3 20243524
Q4 20244815
Q1 20253926
Q2 20254226
Q3 20253640
Q4 20254229
Q1 20263237

Biggest buyers

Citizens Business Bank New +118,812+118.8k
LPL Financial LLC Added +69,454+69.5k
Mariner, LLC Added +40,720+40.7k
Cerity Partners LLC New +36,279+36.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +35,388+35.4k
OLD MISSION CAPITAL LLC New +19,668+19.7k
MORGAN STANLEY Added +10,532+10.5k
Hennion & Walsh Asset Management, Inc. Added +6,854+6.9k
Cetera Investment Advisers Added +6,763+6.8k
CHANNEL WEALTH LLC Added +6,575+6.6k

Biggest sellers

NewEdge Advisors, LLC Reduced -306,851-306.9k
ROYAL BANK OF CANADA Reduced -55,911-55.9k
Rockefeller Capital Management L.P. Reduced -42,886-42.9k
JANE STREET GROUP, LLC Reduced -42,310-42.3k
Envestnet Portfolio Solutions, Inc. Sold out -14,935-14.9k
Koshinski Asset Management, Inc. Sold out -10,000-10.0k
Southland Equity Partners LLC Reduced -7,576-7.6k
FF Advisors,LLC Sold out -6,711-6.7k
Equitable Holdings, Inc. Sold out -6,193-6.2k
Composition Wealth, LLC Reduced -6,024-6.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-10-29 5.6% new 216.4k≈ $10.7m 2025-10-29

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 942,264942.3k $46.1m $46.1m 0.01% Added +69.5k +69,454
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 228,955229.0k $11.2m $11.2m 0.00% Added +10.5k +10,532
3 Composition Wealth, LLC 0.10% of their portfolio LOS ANGELES, CA 143,476143.5k $7.0m $7.0m 0.10% Reduced -6.0k -6,024
4 Citizens Business Bank 0.95% of their portfolio ONTARIO, CA 118,812118.8k $5.8m $5.8m 0.95% New
5 Westside Investment Management, Inc. 0.79% of their portfolio SANTA MONICA, CA 105,885105.9k $5.2m $5.2m 0.79% Reduced -730 -730
6 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 97,01597.0k $4.7m $4.7m 0.04% Reduced -1.2k -1,249
7 Mariner, LLC 0.01% of their portfolio Overland Park, KS 91,32491.3k $4.5m $4.5m 0.01% Added +40.7k +40,720
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 86,32186.3k $4.2m $4.2m 0.00% Added +6.8k +6,763
9 Ignite Planners, LLC 0.45% of their portfolio SAN CLEMENTE, CA 59,87459.9k $2.9m $2.9m 0.45% Reduced -508 -508
10 Magnus Financial Group LLC 0.18% of their portfolio NEW YORK, NY 44,24244.2k $2.2m $2.2m 0.18% Added +148 +148
11 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 43,67943.7k $2.1m $2.1m 0.07% Added +1.7k +1,726
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 42,64942.6k $2.1m $2.1m 0.00% Reduced -603 -603
13 CHANNEL WEALTH LLC 0.49% of their portfolio SANTA BARBARA, CA 41,08441.1k $2.0m $2.0m 0.49% Added +6.6k +6,575
14 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 36,27936.3k $1.8m $1.8m 0.00% New
15 Southland Equity Partners LLC 0.34% of their portfolio WILDWOOD, MO 35,86335.9k $1.8m $1.8m 0.34% Reduced -7.6k -7,576
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,38835.4k $1.7m $1.7m 0.00% New
17 INTEGRAL INVESTMENT ADVISORS, INC. 0.40% of their portfolio TURLOCK, CA 32,75532.8k $1.6m $1.6m 0.40% Added +250 +250
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,18130.2k $1.5m $1.5m 0.00% Reduced -42.3k -42,310
19 Navigation Group, LLC 0.34% of their portfolio REDWOOD CITY, CA 29,53629.5k $1.4m $1.4m 0.34% First filing
20 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 28,69528.7k $1.4m $1.4m 0.03% Reduced -180 -180
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,53928.5k $1.4m $1.4m 0.00% Reduced -4.1k -4,132
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,12228.1k $1.4m $1.4m 0.00% Added +1.4k +1,370
23 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 24,98225.0k $1.2m $1.2m 0.04% Added +6.9k +6,854
24 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 24,08524.1k $1.2m $1.2m 0.00% Reduced -42.9k -42,886
25 New Insight Wealth Advisors 0.37% of their portfolio SAN RAMON, CA 21,17221.2k $1.0m $1.0m 0.37% Added +3.0k +3,010
26 Entruity Wealth, LLC 0.69% of their portfolio BAKERSFIELD, CA 20,76620.8k $1.0m $1.0m 0.69% Reduced -335 -335
27 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 19,66819.7k $961.6k $961.6k 0.02% New
28 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 19,60219.6k $958.3k $958.3k 0.02% Reduced -528 -528
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,69218.7k $914.0k $914.0k 0.00% Added +509 +509
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,42818.4k $900.9k $900.9k 0.00% Reduced -718 -718
31 Golden State Wealth Management, LLC 0.10% of their portfolio SANTA ANA, CA 18,27518.3k $893.5k $893.5k 0.10% Reduced -1.3k -1,266
32 Catalina Capital Group, LLC 0.50% of their portfolio Torrance, CA 16,54016.5k $808.7k $808.7k 0.50% Added +123 +123
33 WESPAC Advisors SoCal, LLC 0.15% of their portfolio Pasadena, CA 14,80114.8k $723.6k $723.6k 0.15% Reduced -3.7k -3,659
34 Climber Capital SA 0.47% of their portfolio NYON, V8 14,63514.6k $715.2k $715.2k 0.47% Unchanged
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,99814.0k $684.0k $684.0k 0.00% Reduced -55.9k -55,911
36 Warren Street Wealth Advisors, LLC 0.17% of their portfolio IRVINE, CA 13,48113.5k $659.1k $659.1k 0.17% Added +1.9k +1,877
37 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,73212.7k $622.5k $622.5k 0.00% Added +830 +830
38 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 12,15212.2k $594.0k $594.0k 0.02% Unchanged
39 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 11,98512.0k $586.0k $586.0k 0.03% Unchanged
40 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.02% of their portfolio PASADENA, CA 11,34511.3k $554.7k $554.7k 0.02% Unchanged
41 Guild Investment Management, Inc. 0.38% of their portfolio WESTLAKE VILLAGE, CA 11,00011.0k $537.8k $537.8k 0.38% Unchanged
42 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 11,00011.0k $539.3k $539.3k 0.01% Unchanged
43 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 10,69610.7k $522.9k $522.9k 0.00% Unchanged
44 CLG LLC 0.12% of their portfolio Long Beach, CA 10,28610.3k $502.9k $502.9k 0.12% Added +1.4k +1,378
45 WCG Wealth Advisors LLC 0.01% of their portfolio LAS VEGAS, NV 10,07010.1k $492.3k $492.3k 0.01% Reduced -696 -696
46 Inspire Advisors, LLC 0.04% of their portfolio Meridian, ID 9,4029.4k $459.7k $459.7k 0.04% Added +439 +439
47 Perennial Investment Advisors, LLC 0.04% of their portfolio Los Angeles, CA 9,3899.4k $459.1k $459.1k 0.04% Added +1.9k +1,878
48 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,2999.3k $454.6k $454.6k 0.00% Added +1.5k +1,511
49 FORONJY FINANCIAL LLC 0.19% of their portfolio Los Osos, CA 9,2569.3k $452.5k $452.5k 0.19% Reduced -838 -838
50 Tidemark, LLC 0.11% of their portfolio SAN DIEGO, CA 8,7438.7k $427.4k $427.4k 0.11% Reduced -1.8k -1,818
51 Blue Zone Wealth Advisors, LLC 0.08% of their portfolio LOS ANGELES, CA 8,0008.0k $391.1k $391.1k 0.08% Reduced -3.0k -3,000
52 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 7,7767.8k $380.2k $380.2k 0.04% Added +30 +30
53 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,2227.2k $353.1k $353.1k 0.00% Reduced -306.9k -306,851
54 Towerpoint Wealth, LLC 0.14% of their portfolio SACRAMENTO, CA 6,9507.0k $339.8k $339.8k 0.14% Reduced -127 -127
55 ASL Financial, LLC 0.24% of their portfolio Los Gatos, CA 6,1606.2k $301.2k $301.2k 0.24% Reduced -1.2k -1,250
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,3995.4k $263.9k $263.9k 0.00% Added +572 +572
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,3005.3k $259.1k $259.1k 0.00% Added +200 +200
58 TriaGen Wealth Management LLC 0.07% of their portfolio Calabasas, CA 5,2595.3k $257.1k $257.1k 0.07% Reduced -264 -264
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,1995.2k $255.2k $255.2k 0.00% Reduced -845 -845
60 Argyle Capital Partners, LLC 0.18% of their portfolio LOS ANGELES, CA 5,0515.1k $246.9k $246.9k 0.18% Unchanged
61 Cypress Wealth Services, LLC 0.03% of their portfolio PALM DESERT, CA 4,4284.4k $216.5k $216.5k 0.03% Added +37 +37
62 KINGSWOOD WEALTH ADVISORS, LLC 0.01% of their portfolio SAN DIEGO, CA 4,4234.4k $216.2k $216.2k 0.01% Reduced -1.1k -1,116
63 Gerald Baker Financial Group LLC 0.07% of their portfolio ARLINGTON, TX 4,3964.4k $214.9k $214.9k 0.07% First filing
64 TWIN PEAKS WEALTH ADVISORS, LLC 0.04% of their portfolio SAN FRANCISCO, CA 3,4943.5k $170.8k $170.8k 0.04% New
65 Rossby Financial, LCC 0.03% of their portfolio MELBOURNE, FL 2,9713.0k $145.7k $145.7k 0.03% Unchanged
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,8572.9k $139.7k $139.7k 0.00% Reduced -163 -163
67 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,4002.4k $117.3k $117.3k 0.00% Added +1.2k +1,200
68 AMERIFLEX GROUP, INC. 0.05% of their portfolio LAS VEGAS, NV 1,8361.8k $89.8k $89.8k 0.05% Added +9 +9
69 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 954954 $46.7k $46.7k 0.00% New
70 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 900900 $44.0k $44.0k 0.00% Unchanged
71 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 857857 $41.9k $41.9k 0.00% Unchanged
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 805805 $39.4k $39.4k 0.00% Reduced -97 -97
73 Dunhill Financial, LLC 0.00% of their portfolio LONDON, X0 288288 $14.1k $14.1k 0.00% New
74 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 268268 $13.1k $13.1k 0.00% Reduced -133 -133
75 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 131131 $6.4k $6.4k 0.00% Unchanged
76 Team Financial Group, LLC 0.00% of their portfolio TEMECULA, CA 3535 $1.7k $1.7k 0.00% Unchanged
77 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $48 $48 0.00% Unchanged