Vault-13

FIRST TR EXCH TRADED FD III FCAL

CALIF MUN INCM · ETP · CUSIP 33739P863

56 institutional holders +3 vs Q1 2024
3,666,7853.7m shares reported held*
$181.6mreported value*
4 new 32 added 10 reduced 2 sold out net bought ≈ $1.6m (+33.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.52.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 36Q1 23: 37Q2 23: 45Q3 23: 43Q4 23: 54Q1 24: 53Q2 24: 5656Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202238
Q4 202236
Q1 202337
Q2 202345
Q3 202343
Q4 202354
Q1 202453
Q2 202456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 14 cut or sold outQ2 23: 31 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 13 cut or sold outQ4 23: 32 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 22 cut or sold outQ2 24: 36 bought or addedQ2 24: 12 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221919
Q1 20232014
Q2 2023319
Q3 20232413
Q4 20233217
Q1 20243222
Q2 20243612

Biggest buyers

Composition Wealth, LLC Added +386,980+387.0k
LPL Financial LLC Added +82,860+82.9k
OLD MISSION CAPITAL LLC New +33,183+33.2k
Ignite Planners, LLC New +30,971+31.0k
ROYAL BANK OF CANADA Added +23,450+23.4k
Mariner, LLC Added +23,396+23.4k
Southland Equity Partners LLC Added +15,173+15.2k
Citizens Business Bank Added +7,961+8.0k
CHANNEL WEALTH LLC Added +6,556+6.6k
Cetera Investment Advisers Added +6,350+6.3k

Biggest sellers

MORGAN STANLEY Reduced -368,470-368.5k
GOLDMAN SACHS GROUP INC Sold out -113,143-113.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -76,783-76.8k
JANE STREET GROUP, LLC Reduced -32,837-32.8k
GTS SECURITIES LLC Reduced -8,236-8.2k
Catalina Capital Group, LLC Reduced -5,464-5.5k
Tidemark, LLC Reduced -5,140-5.1k
Johnson Bixby & Associates, LLC Sold out -4,033-4.0k
Mutual Advisors, LLC Reduced -995-995
Allworth Financial LP Reduced -936-936

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-10-29 5.6% new 216.4k≈ $10.7m 2025-10-29

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Composition Wealth, LLC 2.07% of their portfolio LOS ANGELES, CA 1,717,2411.7m $85.0m $85.0m 2.07% Added +387.0k +386,980
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 664,470664.5k $32.9m $32.9m 0.02% Added +82.9k +82,860
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 207,995208.0k $10.3m $10.3m 0.00% Reduced -368.5k -368,470
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,676103.7k $5.1m $5.1m 0.00% Added +23.4k +23,450
5 Citizens Business Bank 1.02% of their portfolio ONTARIO, CA 97,84597.8k $4.8m $4.8m 1.02% Added +8.0k +7,961
6 Westside Investment Management, Inc. 1.02% of their portfolio SANTA MONICA, CA 89,93089.9k $4.5m $4.5m 1.02% Added +4.1k +4,080
7 Southland Equity Partners LLC 1.01% of their portfolio WILDWOOD, MO 71,34471.3k $3.5m $3.5m 1.01% Added +15.2k +15,173
8 Mariner, LLC 0.01% of their portfolio Overland Park, KS 61,63061.6k $3.1m $3.1m 0.01% Added +23.4k +23,396
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,82642.8k $2.1m $2.1m 0.00% Added +6.3k +6,350
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,73336.7k $1.8m $1.8m 0.00% Added +6.2k +6,221
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 33,58833.6k $1.7m $1.7m 0.00% Added +1.7k +1,709
12 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 33,18333.2k $1.6m $1.6m 0.04% New
13 Running Point Capital Advisors, LLC 0.64% of their portfolio EL SEGUNDO, CA 31,09331.1k $1.5m $1.5m 0.64% Added +142 +142
14 Ignite Planners, LLC 0.37% of their portfolio SAN CLEMENTE, CA 30,97131.0k $1.5m $1.5m 0.37% New
15 Magnus Financial Group LLC 0.16% of their portfolio NEW YORK, NY 29,07929.1k $1.4m $1.4m 0.16% Added +146 +146
16 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 28,55528.6k $1.4m $1.4m 0.04% Reduced -995 -995
17 Catalina Capital Group, LLC 0.50% of their portfolio Torrance, CA 26,45026.4k $1.3m $1.3m 0.50% Reduced -5.5k -5,464
18 INTEGRAL INVESTMENT ADVISORS, INC. 0.43% of their portfolio TURLOCK, CA 23,29723.3k $1.2m $1.2m 0.43% Added +1.5k +1,547
19 New Insight Wealth Advisors 0.68% of their portfolio SAN RAMON, CA 23,23323.2k $1.2m $1.2m 0.68% Added +3.6k +3,610
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,62722.6k $1.1m $1.1m 0.00% Reduced -32.8k -32,837
21 Tidemark, LLC 0.49% of their portfolio SAN DIEGO, CA 21,46221.5k $1.1m $1.1m 0.49% Reduced -5.1k -5,140
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,45521.5k $1.1m $1.1m 0.00% Added +49 +49
23 MANCHESTER FINANCIAL INC 0.26% of their portfolio Westlake Village, CA 21,12021.1k $1.0m $1.0m 0.26% Unchanged
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,97721.0k $1.0m $1.0m 0.00% Added +862 +862
25 FLAGSTAR SECURITIES, INC 0.27% of their portfolio New York, NY 19,58919.6k $970.0k $970.0k 0.27% Added +145 +145
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,39518.4k $911.0k $911.0k 0.00% Added +969 +969
27 CHANNEL WEALTH LLC 0.28% of their portfolio SANTA BARBARA, CA 15,80215.8k $782.5k $782.5k 0.28% Added +6.6k +6,556
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,39014.4k $713.0k $713.0k 0.00% Added +120 +120
29 TWIN PEAKS WEALTH ADVISORS, LLC 0.32% of their portfolio SAN FRANCISCO, CA 12,95913.0k $641.7k $641.7k 0.32% Added +4.9k +4,888
30 TriaGen Wealth Management LLC 0.23% of their portfolio Calabasas, CA 12,12412.1k $600.4k $600.4k 0.23% Reduced -168 -168
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,42510.4k $516.2k $516.2k 0.00% Reduced -76.8k -76,783
32 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,8039.8k $485.4k $485.4k 0.00% Added +4.9k +4,873
33 Warren Street Wealth Advisors, LLC 0.23% of their portfolio IRVINE, CA 9,4189.4k $466.4k $466.4k 0.23% Unchanged
34 Towerpoint Wealth, LLC 0.21% of their portfolio SACRAMENTO, CA 8,6618.7k $428.9k $428.9k 0.21% Unchanged
35 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 8,1008.1k $401.1k $401.1k 0.02% Added +100 +100
36 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 7,8517.9k $388.8k $388.8k 0.02% Unchanged
37 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,7086.7k $332.2k $332.2k 0.01% Added +466 +466
38 Perennial Investment Advisors, LLC 0.05% of their portfolio Los Angeles, CA 6,5266.5k $323.2k $323.2k 0.05% Added +250 +250
39 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 6,1656.2k $305.3k $305.3k 0.00% Unchanged
40 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,5875.6k $277.4k $277.4k 0.00% Added +27 +27
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 4,8234.8k $238.8k $238.8k 0.00% Added +37 +37
42 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,4684.5k $221.3k $221.3k 0.00% Added +302 +302
43 Cypress Wealth Services, LLC 0.05% of their portfolio PALM DESERT, CA 4,2504.2k $210.5k $210.5k 0.05% Unchanged
44 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 4,1824.2k $207.1k $207.1k 0.00% Reduced -8.2k -8,236
45 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,1544.2k $205.7k $205.7k 0.00% Added +24 +24
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,7583.8k $187.0k $187.0k 0.00% Reduced -936 -936
47 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 3,2463.2k $160.7k $160.7k 0.01% Added +200 +200
48 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 1,4141.4k $70.0k $70.0k 0.00% Unchanged
49 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 900900 $44.6k $44.6k 0.00% New
50 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 870870 $43.1k $43.1k 0.00% Added +6 +6
51 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 700700 $34.7k $34.7k 0.00% New
52 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 331331 $16.4k $16.4k 0.00% Unchanged
53 Dunhill Financial, LLC 0.01% of their portfolio LONDON, X0 274274 $13.6k $13.6k 0.01% Added +2 +2
54 Chris Bulman Inc 0.00% of their portfolio ROSEVILLE, CA 132132 $6.5k $6.5k 0.00% First filing
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $18 $18 0.00% Reduced -1 -1
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged