Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

209 institutional holders -2 vs Q4 2025
80,094,63480.1m shares reported held*
$1.5bnreported value*
27 new 87 added 67 reduced 26 sold out net bought ≈ $79.6m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($328.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.00.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168Q3 24: 165Q4 24: 187Q1 25: 182Q2 25: 181Q3 25: 188Q4 25: 211Q1 26: 209209Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168
Q3 2024165
Q4 2024187
Q1 2025182
Q2 2025181
Q3 2025188
Q4 2025211
Q1 2026209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 91 bought or addedQ2 24: 70 cut or sold outQ3 24: 89 bought or addedQ3 24: 65 cut or sold outQ3 24Q4 24: 105 bought or addedQ4 24: 54 cut or sold outQ1 25: 98 bought or addedQ1 25: 78 cut or sold outQ1 25Q2 25: 82 bought or addedQ2 25: 89 cut or sold outQ3 25: 101 bought or addedQ3 25: 85 cut or sold outQ3 25Q4 25: 124 bought or addedQ4 25: 70 cut or sold outQ1 26: 114 bought or addedQ1 26: 93 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20249170
Q3 20248965
Q4 202410554
Q1 20259878
Q2 20258289
Q3 202510185
Q4 202512470
Q1 202611493

Biggest buyers

JANE STREET GROUP, LLC New +1,428,742+1.4m
MORGAN STANLEY Added +1,392,965+1.4m
BANK OF AMERICA CORP /DE/ Added +1,364,824+1.4m
UBS Group AG Added +794,651+794.7k
Legacy CG, LLC New +415,652+415.7k
ROYAL BANK OF CANADA Added +351,265+351.3k
HRT FINANCIAL LP New +317,065+317.1k
RAYMOND JAMES FINANCIAL INC Added +238,747+238.7k
Geneos Wealth Management Inc. Added +148,284+148.3k
HighTower Advisors, LLC Added +137,522+137.5k

Biggest sellers

Merit Financial Group, LLC Reduced -1,359,134-1.4m
Ocean Park Asset Management, LLC Sold out -355,500-355.5k
NewEdge Advisors, LLC Reduced -330,804-330.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -319,320-319.3k
Synergy Asset Management, LLC Sold out -177,348-177.3k
Collaborative Wealth Managment Inc. Reduced -139,711-139.7k
Clark Capital Management Group, Inc. Reduced -130,748-130.7k
TrueWealth Financial Partners Sold out -111,376-111.4k
J.W. COLE ADVISORS, INC. Reduced -92,388-92.4k
PRINCIPAL SECURITIES, INC. Sold out -83,245-83.2k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 19,930,88819.9m $378.7m $378.7m 0.02% Added +1.4m +1,392,965
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 9,797,3499.8m $186.1m $186.1m 0.03% Added +794.7k +794,651
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,017,3516.0m $114.3m $114.3m 0.01% Added +1.4m +1,364,824
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 5,375,2155.4m $102.1m $102.1m 0.02% Added +351.3k +351,265
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 4,283,7814.3m $81.4m $81.4m 0.02% Reduced -71.7k -71,690
6 SMITH CHAS P & ASSOCIATES PA CPAS 2.50% of their portfolio LAKELAND, FL 2,424,7672.4m $46.1m $46.1m 2.50% Added +44.3k +44,306
7 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 2,190,7372.2m $41.6m $41.6m 0.15% Reduced -330.8k -330,804
8 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 2,076,6192.1m $39.5m $39.5m 0.01% Added +238.7k +238,747
9 Montis Financial, LLC 7.14% of their portfolio WALTHAM, MA 1,816,8131.8m $34.5m $34.5m 7.14% Added +81.4k +81,387
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,587,8121.6m $30.2m $30.2m 0.01% Reduced -319.3k -319,320
11 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 1,467,4651.5m $27.9m $27.9m 0.04% Added +109.9k +109,888
12 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,428,7421.4m $27.1m $27.1m 0.03% New
13 FUKOKU MUTUAL LIFE INSURANCE Co 1.57% of their portfolio TOKYO, M0 1,259,0001.3m $23.9m $23.9m 1.57% Unchanged
14 Legacy Edge Advisors, LLC 2.43% of their portfolio SYOSSET, NY 1,214,3151.2m $23.1m $23.1m 2.43% Added +91.1k +91,086
15 Annex Advisory Services, LLC 0.37% of their portfolio BROOKFIELD, WI 1,025,5171.0m $19.5m $19.5m 0.37% Added +53.2k +53,239
16 CITIZENS FINANCIAL GROUP INC/RI 0.26% of their portfolio PROVIDENCE, RI 996,035996.0k $18.9m $18.9m 0.26% Added +27.5k +27,511
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 703,169703.2k $13.4m $13.4m 0.02% Added +48.6k +48,648
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 673,855673.9k $12.8m $12.8m 0.01% Reduced -58.2k -58,221
19 Essex LLC 2.17% of their portfolio DEER PARK, IL 645,831645.8k $12.3m $12.3m 2.17% Added +3.6k +3,573
20 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 631,986632.0k $12.0m $12.0m 0.02% Added +14.3k +14,336
21 INTEGRAL INVESTMENT ADVISORS, INC. 2.91% of their portfolio TURLOCK, CA 614,923614.9k $11.7m $11.7m 2.91% Added +12.2k +12,226
22 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 523,479523.5k $9.9m $9.9m 0.01% Added +137.5k +137,522
23 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 493,707493.7k $9.4m $9.4m 0.07% Reduced -1.4m -1,359,134
24 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 487,681487.7k $9.3m $9.3m 0.21% Added +148.3k +148,284
25 ADAMSBROWN WEALTH CONSULTANTS LLC 2.29% of their portfolio WICHITA, KS 455,046455.0k $8.6m $8.6m 2.29% Added +9.8k +9,843
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 417,320417.3k $7.8m $7.8m 0.00% Reduced -22.6k -22,575
27 Legacy CG, LLC 2.19% of their portfolio PLANO, TX 415,652415.7k $7.9m $7.9m 2.19% New
28 Key Financial Inc 1.34% of their portfolio WEST CHESTER, PA 395,547395.5k $7.5m $7.5m 1.34% Reduced -3.3k -3,326
29 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 372,954373.0k $7.1m $7.1m 0.10% Added +17.7k +17,675
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 368,270368.3k $7.0m $7.0m 0.01% Added +32.9k +32,881
31 Elevated Capital Advisors, LLC 1.76% of their portfolio SANDY, UT 367,491367.5k $7.0m $7.0m 1.76% Added +13.6k +13,577
32 Westview Management dba Westview Investment Advisors 3.51% of their portfolio BURLINGTON, VT 355,034355.0k $6.7m $6.7m 3.51% Reduced -30.7k -30,741
33 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 351,943351.9k $6.7m $6.7m 0.11% Added +75.5k +75,451
34 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 349,676349.7k $6.6m $6.6m 0.01% Reduced -32.7k -32,693
35 CWM, LLC 0.02% of their portfolio OMAHA, NE 330,960331.0k $6.3m $6.3m 0.02% Added +87.1k +87,141
36 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 317,065317.1k $6.0m $6.0m 0.02% New
37 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 306,457306.5k $5.8m $5.8m 0.01% Added +70.6k +70,647
38 VISTA INVESTMENT MANAGEMENT 1.78% of their portfolio PITTSBURGH, PA 279,678279.7k $5.3m $5.3m 1.78% Added +4.9k +4,916
39 McAdam, LLC 0.21% of their portfolio Philadelphia, PA 248,429248.4k $4.7m $4.7m 0.21% Added +29.2k +29,215
40 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 213,500213.5k $4.1m $4.1m 0.00% Added +24.2k +24,222
41 Synergy Investment Management, LLC 1.29% of their portfolio ALTAMONTE SPRINGS, FL 208,278208.3k $4.0m $4.0m 1.29% Added +10.3k +10,322
42 VICTORY FINANCIAL GROUP, LLC 0.43% of their portfolio AUSTIN, TX 185,938185.9k $3.5m $3.5m 0.43% Added +12.6k +12,587
43 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 177,403177.4k $3.4m $3.4m 0.02% Reduced -45.6k -45,563
44 FLYNN ZITO CAPITAL MANAGEMENT, LLC 1.03% of their portfolio GARDEN CITY, NY 170,481170.5k $3.2m $3.2m 1.03% Added +58.4k +58,438
45 MARSHALL INVESTMENT MANAGEMENT, LLC 1.44% of their portfolio LITTLETON, CO 158,410158.4k $3.0m $3.0m 1.44% Added +14.5k +14,496
46 Welch & Forbes LLC 0.03% of their portfolio Boston, MA 140,771140.8k $2.7m $2.7m 0.03% Reduced -3.1k -3,089
47 PARK NATIONAL CORP /OH/ 0.08% of their portfolio NEWARK, OH 135,835135.8k $2.6m $2.6m 0.08% Added +20.9k +20,895
48 Veridan Wealth LLC 0.92% of their portfolio WEST LINN, OR 128,009128.0k $2.4m $2.4m 0.92% Added +3.7k +3,726
49 1776 Wealth LLC 0.93% of their portfolio ATLANTA, GA 124,789124.8k $2.4m $2.4m 0.93% Reduced -371 -371
50 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 121,922121.9k $2.3m $2.3m 0.01% Added +15.2k +15,189
51 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 121,120121.1k $2.3m $2.3m 0.01% Added +15.9k +15,925
52 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 120,351120.4k $2.3m $2.3m 0.00% Reduced -79 -79
53 Keebeck Wealth Management 0.25% of their portfolio Chicago, IL 117,430117.4k $2.2m $2.2m 0.25% Added +7.7k +7,680
54 WINEBRENNER CAPITAL MANAGEMENT LLC 1.43% of their portfolio LOUISVILLE, KY 116,928116.9k $2.2m $2.2m 1.43% Reduced -1.6k -1,588
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 113,602113.6k $2.2m $2.2m 0.00% Added +13.5k +13,530
56 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 111,677111.7k $2.1m $2.1m 0.11% Reduced -1.5k -1,460
57 BEACON FINANCIAL GROUP 0.20% of their portfolio DALLAS, TX 107,128107.1k $2.0m $2.0m 0.20% Reduced -4.0k -3,991
58 StoneCrest Wealth Management, Inc. 0.85% of their portfolio CHANDLER, AZ 105,581105.6k $2.0m $2.0m 0.85% Reduced -302 -302
59 True Blue Financial, LLC 1.55% of their portfolio STEVENSVILLE, MI 103,539103.5k $2.0m $2.0m 1.55% Reduced -7.8k -7,837
60 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 103,512103.5k $2.0m $2.0m 0.09% Added +6.7k +6,719
61 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 90,87990.9k $1.7m $1.7m 0.04% Reduced -1.5k -1,451
62 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 90,17490.2k $1.7m $1.7m 0.00% New
63 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 79,98280.0k $1.5m $1.5m 0.01% Reduced -636 -636
64 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 79,27179.3k $1.5m $1.5m 0.05% Reduced -92.4k -92,388
65 Merkkuri Wealth Advisors LLC 0.97% of their portfolio HICKSVILLE, NY 76,85076.8k $1.5m $1.5m 0.97% Reduced -1.2k -1,216
66 Walker Asset Management, LLC 0.79% of their portfolio SPRINGFIELD, MO 76,56276.6k $1.5m $1.5m 0.79% Unchanged
67 Investment Partners Asset Management, Inc. 0.88% of their portfolio METUCHEN, NJ 74,88574.9k $1.4m $1.4m 0.88% Added +31.2k +31,226
68 FWL INVESTMENT MANAGEMENT, LLC 0.31% of their portfolio Dallas, TX 73,27173.3k $1.4m $1.4m 0.31% Added +2.2k +2,176
69 Lakeridge Wealth Management LLC 0.60% of their portfolio MENTOR, OH 73,20873.2k $1.4m $1.4m 0.60% Reduced -5.5k -5,475
70 Jaffetilchin Investment Partners, LLC 0.08% of their portfolio TAMPA, FL 71,87271.9k $1.4m $1.4m 0.08% Reduced -1.1k -1,063
71 SUTTON PLACE INVESTORS LLC 0.72% of their portfolio ARMONK, NY 69,36869.4k $1.3m $1.3m 0.72% Added +773 +773
72 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 68,81268.8k $1.3m $1.3m 0.04% Reduced -43.5k -43,469
73 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 67,53167.5k $1.3m $1.3m 0.04% Added +2.4k +2,441
74 Platform Technology Partners 0.24% of their portfolio NEW YORK, NY 66,48166.5k $1.3m $1.3m 0.24% Added +2.0k +1,956
75 ROMAN BUTLER FULLERTON & CO 0.33% of their portfolio ST LOUIS, MO 62,99263.0k $1.2m $1.2m 0.33% Unchanged
76 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 62,53762.5k $1.2m $1.2m 0.01% New
77 Princeton Global Asset Management LLC 0.18% of their portfolio PRINCETON, NJ 59,27159.3k $1.1m $1.1m 0.18% Reduced -3.7k -3,723
78 TRUSTMARK BANK TRUST DEPARTMENT 0.07% of their portfolio JACKSON, MS 58,92858.9k $1.1m $1.1m 0.07% Reduced -1.3k -1,300
79 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 55,22655.2k $1.0m $1.0m 0.02% Added +33.4k +33,423
80 Ritter Daniher Financial Advisory LLC / DE 0.18% of their portfolio CINCINNATI, OH 54,67554.7k $1.0m $1.0m 0.18% Added +2.5k +2,479
81 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.02% of their portfolio Seattle, WA 54,39254.4k $1.0m $1.0m 0.02% Reduced -5.3k -5,309
82 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 54,36354.4k $1.0m $1.0m 0.01% Added +722 +722
83 Sovran Advisors, LLC 0.08% of their portfolio SAN DIEGO, CA 53,83153.8k $1.0m $1.0m 0.08% Added +16.8k +16,781
84 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 53,80153.8k $1.0m $1.0m 0.02% Added +21.6k +21,620
85 United Capital Management of KS, Inc. 0.15% of their portfolio SALINA, KS 53,36253.4k $1.0m $1.0m 0.15% Reduced -51.2k -51,168
86 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 52,02852.0k $987.4k $987.4k 0.00% Added +23.0k +22,987
87 QP WEALTH MANAGEMENT, LLC 1.69% of their portfolio BOCA RATON, FL 51,81051.8k $984.4k $984.4k 1.69% Reduced -13.4k -13,372
88 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 51,56651.6k $979.8k $979.8k 0.04% Added +256 +256
89 Beacon Financial Advisory LLC 0.22% of their portfolio CLEVELAND, OH 51,05551.1k $970.0k $970.0k 0.22% Reduced -36.4k -36,407
90 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 50,65850.7k $962.5k $962.5k 0.00% Added +15.7k +15,658
91 SHELTON WEALTH MANAGEMENT, LLC 0.42% of their portfolio FORT WORTH, TX 50,15450.2k $952.9k $952.9k 0.42% Reduced -6.3k -6,329
92 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 49,15949.2k $934.0k $934.0k 0.01% Reduced -40.5k -40,454
93 Magnus Financial Group LLC 0.07% of their portfolio NEW YORK, NY 48,33248.3k $918.3k $918.3k 0.07% Reduced -2.6k -2,592
94 Plotkin Financial Advisors, LLC 0.46% of their portfolio CHEVY CHASE, MD 48,23648.2k $916.5k $916.5k 0.46% Added +3.6k +3,635
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 45,24745.2k $859.7k $859.7k 0.00% Reduced -17.4k -17,448
96 TWIN PEAKS WEALTH ADVISORS, LLC 0.21% of their portfolio SAN FRANCISCO, CA 44,19044.2k $839.6k $839.6k 0.21% Reduced -345 -345
97 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 43,75143.8k $831.3k $831.3k 0.02% Added +1.8k +1,787
98 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 43,47043.5k $825.9k $825.9k 0.01% New
99 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 43,25343.3k $821.8k $821.8k 0.00% Added +5.4k +5,397
100 Pinnacle Financial Group, LLC / IL 0.22% of their portfolio WESTERN SPRINGS, IL 41,94441.9k $796.9k $796.9k 0.22% Added +7.3k +7,256