Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

188 institutional holders +7 vs Q2 2025
71,091,45571.1m shares reported held*
$1.4bnreported value*
25 new 76 added 68 reduced 17 sold out net sold ≈ $4.9m (-260.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($30.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.34.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154Q2 24: 168Q3 24: 165Q4 24: 187Q1 25: 182Q2 25: 181Q3 25: 188188Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154
Q2 2024168
Q3 2024165
Q4 2024187
Q1 2025182
Q2 2025181
Q3 2025188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 71 bought or addedQ4 23: 69 cut or sold outQ1 24: 90 bought or addedQ1 24: 67 cut or sold outQ1 24Q2 24: 91 bought or addedQ2 24: 70 cut or sold outQ3 24: 89 bought or addedQ3 24: 65 cut or sold outQ3 24Q4 24: 105 bought or addedQ4 24: 54 cut or sold outQ1 25: 98 bought or addedQ1 25: 78 cut or sold outQ1 25Q2 25: 82 bought or addedQ2 25: 89 cut or sold outQ3 25: 101 bought or addedQ3 25: 85 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20237169
Q1 20249067
Q2 20249170
Q3 20248965
Q4 202410554
Q1 20259878
Q2 20258289
Q3 202510185

Biggest buyers

Montis Financial, LLC Added +1,557,608+1.6m
MORGAN STANLEY Added +1,116,334+1.1m
FUKOKU MUTUAL LIFE INSURANCE Co Added +639,000+639.0k
LPL Financial LLC Added +542,136+542.1k
Ocean Park Asset Management, LLC New +355,500+355.5k
JPMORGAN CHASE & CO Added +311,289+311.3k
UBS Group AG Added +204,869+204.9k
Synergy Asset Management, LLC Added +202,340+202.3k
BANK OF AMERICA CORP /DE/ Added +200,889+200.9k
Synergy Investment Management, LLC New +195,683+195.7k

Biggest sellers

ROYAL BANK OF CANADA Reduced -3,942,088-3.9m
SMITH CHAS P & ASSOCIATES PA CPAS Reduced -901,440-901.4k
ADAMSBROWN WEALTH CONSULTANTS LLC Reduced -426,594-426.6k
RAYMOND JAMES FINANCIAL INC Reduced -359,508-359.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -251,293-251.3k
Rockefeller Capital Management L.P. Reduced -167,752-167.8k
FLAGSTAR SECURITIES, INC Reduced -142,443-142.4k
Clark Capital Management Group, Inc. Reduced -129,767-129.8k
RFG Advisory, LLC Reduced -123,404-123.4k
RENAISSANCE TECHNOLOGIES LLC Sold out -115,827-115.8k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 16,561,02516.6m $320.3m $320.3m 0.02% Added +1.1m +1,116,334
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 8,827,1728.8m $170.7m $170.7m 0.03% Added +204.9k +204,869
3 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 4,774,1384.8m $92.3m $92.3m 0.02% Reduced -3.9m -3,942,088
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,544,9594.5m $87.9m $87.9m 0.01% Added +200.9k +200,889
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 4,269,9964.3m $82.6m $82.6m 0.02% Added +542.1k +542,136
6 NewEdge Advisors, LLC 0.22% of their portfolio NEW ORLEANS, LA 2,478,9332.5m $47.9m $47.9m 0.22% Added +117.9k +117,902
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,806,3831.8m $34.9m $34.9m 0.01% Reduced -251.3k -251,293
8 Merit Financial Group, LLC 0.29% of their portfolio ALPHARETTA, GA 1,653,7871.7m $32.0m $32.0m 0.29% Added +97.3k +97,331
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,647,4451.6m $31.9m $31.9m 0.01% Reduced -359.5k -359,508
10 Montis Financial, LLC 7.00% of their portfolio WALTHAM, MA 1,568,5811.6m $30.3m $30.3m 7.00% Added +1.6m +1,557,608
11 SMITH CHAS P & ASSOCIATES PA CPAS 2.33% of their portfolio LAKELAND, FL 1,390,6741.4m $26.9m $26.9m 2.33% Reduced -901.4k -901,440
12 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 1,313,8021.3m $25.4m $25.4m 0.03% Added +104.6k +104,624
13 FUKOKU MUTUAL LIFE INSURANCE Co 1.50% of their portfolio TOKYO, M0 1,259,0001.3m $24.3m $24.3m 1.50% Added +639.0k +639,000
14 Legacy Edge Advisors, LLC 2.39% of their portfolio SYOSSET, NY 1,046,9031.0m $20.2m $20.2m 2.39% Added +105.6k +105,561
15 CITIZENS FINANCIAL GROUP INC/RI 0.26% of their portfolio PROVIDENCE, RI 969,212969.2k $18.7m $18.7m 0.26% Added +18.2k +18,210
16 Annex Advisory Services, LLC 0.37% of their portfolio BROOKFIELD, WI 903,544903.5k $17.5m $17.5m 0.37% Added +62.6k +62,592
17 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 787,364787.4k $15.2m $15.2m 0.02% Reduced -8.6k -8,557
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 735,576735.6k $14.2m $14.2m 0.00% Added +311.3k +311,289
19 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 680,269680.3k $13.2m $13.2m 0.02% Reduced -23.7k -23,737
20 Essex LLC 2.38% of their portfolio DEER PARK, IL 678,086678.1k $13.1m $13.1m 2.38% Reduced -85.5k -85,532
21 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 648,089648.1k $12.5m $12.5m 0.02% Reduced -74.5k -74,522
22 INTEGRAL INVESTMENT ADVISORS, INC. 3.06% of their portfolio TURLOCK, CA 588,031588.0k $11.4m $11.4m 3.06% Added +956 +956
23 ADAMSBROWN WEALTH CONSULTANTS LLC 2.33% of their portfolio WICHITA, KS 436,430436.4k $8.4m $8.4m 2.33% Reduced -426.6k -426,594
24 Key Financial Inc 1.50% of their portfolio WEST CHESTER, PA 420,900420.9k $8.1m $8.1m 1.50% Added +17.0k +17,031
25 Synergy Asset Management, LLC 0.28% of their portfolio VANCOUVER, WA 404,680404.7k $7.7m $7.7m 0.28% Added +202.3k +202,340
26 Elevated Capital Advisors, LLC 1.72% of their portfolio SANDY, UT 358,418358.4k $6.9m $6.9m 1.72% Reduced -15.9k -15,929
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 357,518357.5k $6.9m $6.9m 0.01% Reduced -13.5k -13,530
28 Ocean Park Asset Management, LLC 0.28% of their portfolio SANTA MONICA, CA 355,500355.5k $6.9m $6.9m 0.28% New
29 Geneos Wealth Management Inc. 0.17% of their portfolio ENGLEWOOD, CO 340,115340.1k $6.6m $6.6m 0.17% Added +15.7k +15,718
30 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 328,185328.2k $6.3m $6.3m 0.01% Added +39.2k +39,168
31 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 323,582323.6k $6.3m $6.3m 0.10% Added +23.1k +23,133
32 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 280,634280.6k $5.4m $5.4m 0.09% Added +16.4k +16,447
33 VISTA INVESTMENT MANAGEMENT 1.81% of their portfolio PITTSBURGH, PA 268,006268.0k $5.2m $5.2m 1.81% Added +2.0k +2,033
34 CWM, LLC 0.01% of their portfolio OMAHA, NE 239,103239.1k $4.6m $4.6m 0.01% Added +50.8k +50,767
35 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 232,941232.9k $4.5m $4.5m 0.01% Added +94.7k +94,670
36 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 198,084198.1k $3.8m $3.8m 0.01% Reduced -167.8k -167,752
37 Synergy Investment Management, LLC 1.45% of their portfolio ALTAMONTE SPRINGS, FL 195,683195.7k $3.8m $3.8m 1.45% New
38 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 190,306190.3k $3.7m $3.7m 0.02% Added +17.7k +17,705
39 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 174,067174.1k $3.4m $3.4m 0.06% Added +22.5k +22,512
40 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 173,436173.4k $3.4m $3.4m 0.00% Reduced -88.6k -88,628
41 VICTORY FINANCIAL GROUP, LLC 0.44% of their portfolio AUSTIN, TX 165,222165.2k $3.2m $3.2m 0.44% Added +17.7k +17,659
42 ELEVATION WEALTH PARTNERS, LLC 1.14% of their portfolio WALNUT CREEK, CA 164,128164.1k $3.2m $3.2m 1.14% Reduced -28.1k -28,080
43 McAdam, LLC 0.15% of their portfolio Philadelphia, PA 162,584162.6k $3.1m $3.1m 0.15% Added +37.5k +37,451
44 Wayfinding Financial, LLC 1.32% of their portfolio LYNNWOOD, WA 158,332158.3k $3.1m $3.1m 1.32% Added +860 +860
45 Welch & Forbes LLC 0.03% of their portfolio Boston, MA 145,856145.9k $2.8m $2.8m 0.03% Reduced -852 -852
46 MARSHALL INVESTMENT MANAGEMENT, LLC 1.43% of their portfolio LITTLETON, CO 139,951140.0k $2.7m $2.7m 1.43% Added +127.4k +127,381
47 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 139,296139.3k $2.7m $2.7m 0.00% Added +37.3k +37,331
48 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 137,592137.6k $2.7m $2.7m 0.02% Reduced -129.8k -129,767
49 von Borstel & Associates, Inc. 0.41% of their portfolio THE DALLES, OR 136,570136.6k $2.6m $2.6m 0.41% New
50 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 129,363129.4k $2.5m $2.5m 0.08% Reduced -19.6k -19,554
51 1776 Wealth LLC 0.93% of their portfolio ATLANTA, GA 124,572124.6k $2.4m $2.4m 0.93% Reduced -7.8k -7,806
52 Veridan Wealth LLC 0.81% of their portfolio WEST LINN, OR 121,812121.8k $2.4m $2.4m 0.81% First filing
53 BEACON FINANCIAL GROUP 0.23% of their portfolio DALLAS, TX 121,099121.1k $2.3m $2.3m 0.23% Reduced -1.9k -1,917
54 WINEBRENNER CAPITAL MANAGEMENT LLC 1.67% of their portfolio LOUISVILLE, KY 120,247120.2k $2.3m $2.3m 1.67% Reduced -667 -667
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 117,068117.1k $2.3m $2.3m 0.01% Added +2.4k +2,393
56 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 111,181111.2k $2.2m $2.2m 0.03% Reduced -14.4k -14,421
57 Keebeck Wealth Management 0.25% of their portfolio Chicago, IL 109,750109.8k $2.1m $2.1m 0.25% Unchanged
58 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.77% of their portfolio GARDEN CITY, NY 107,694107.7k $2.1m $2.1m 0.77% New
59 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 103,272103.3k $2.0m $2.0m 0.09% Reduced -72.8k -72,772
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 99,16999.2k $1.9m $1.9m 0.00% Added +872 +872
61 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 95,36295.4k $1.8m $1.8m 0.11% Added +19.9k +19,884
62 PARK NATIONAL CORP /OH/ 0.06% of their portfolio NEWARK, OH 91,64591.6k $1.8m $1.8m 0.06% Added +12.1k +12,075
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 90,59590.6k $1.8m $1.8m 0.00% Added +24.1k +24,117
64 Collaborative Wealth Managment Inc. 0.70% of their portfolio LAKE MARY, FL 89,58689.6k $1.7m $1.7m 0.70% Added +49.3k +49,260
65 Ashton Thomas Private Wealth, LLC 0.04% of their portfolio SCOTTSDALE, AZ 88,59188.6k $1.7m $1.7m 0.04% Added +10.7k +10,718
66 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 83,92783.9k $1.6m $1.6m 0.01% Added +48.2k +48,221
67 Lakeridge Wealth Management LLC 0.69% of their portfolio MENTOR, OH 80,70080.7k $1.6m $1.6m 0.69% Added +1.4k +1,386
68 LANARK FINANCIAL, INC. 0.12% of their portfolio BIRMINGHAM, AL 79,51879.5k $1.5m $1.5m 0.12% Added +7.8k +7,759
69 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 79,00379.0k $1.5m $1.5m 0.01% Reduced -2.8k -2,805
70 Walker Asset Management, LLC 0.85% of their portfolio SPRINGFIELD, MO 78,72178.7k $1.5m $1.5m 0.85% Reduced -3.5k -3,490
71 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 76,45876.5k $1.5m $1.5m 0.02% Reduced -51.0k -50,971
72 FWL INVESTMENT MANAGEMENT, LLC 0.37% of their portfolio Dallas, TX 73,17073.2k $1.4m $1.4m 0.37% Added +665 +665
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 71,38171.4k $1.4m $1.4m 0.00% Added +30.1k +30,115
74 Beacon Financial Advisory LLC 0.31% of their portfolio CLEVELAND, OH 69,83969.8k $1.4m $1.4m 0.31% Reduced -324 -324
75 SUTTON PLACE INVESTORS LLC 0.75% of their portfolio ARMONK, NY 67,78967.8k $1.3m $1.3m 0.75% Reduced -51.9k -51,858
76 INTEGRITY ALLIANCE, LLC. 0.06% of their portfolio Urbandale, IA 67,21767.2k $1.3m $1.3m 0.06% Reduced -34.9k -34,918
77 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 65,62865.6k $1.3m $1.3m 0.04% Reduced -116 -116
78 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 65,29465.3k $1.3m $1.3m 0.03% Reduced -2.6k -2,573
79 Princeton Global Asset Management LLC 0.21% of their portfolio PRINCETON, NJ 65,19165.2k $1.3m $1.3m 0.21% Reduced -4.4k -4,367
80 Jaffetilchin Investment Partners, LLC 0.08% of their portfolio TAMPA, FL 64,94364.9k $1.3m $1.3m 0.08% Added +686 +686
81 TRUSTMARK BANK TRUST DEPARTMENT 0.08% of their portfolio JACKSON, MS 60,22860.2k $1.2m $1.2m 0.08% Reduced -5.0k -5,024
82 FLAGSTAR SECURITIES, INC 0.34% of their portfolio New York, NY 57,60757.6k $1.1m $1.1m 0.34% Reduced -142.4k -142,443
83 Integrated Advisors Network LLC 0.05% of their portfolio DALLAS, TX 57,26557.3k $1.1m $1.1m 0.05% Added +22.3k +22,343
84 SHELTON WEALTH MANAGEMENT, LLC 0.51% of their portfolio FORT WORTH, TX 56,61456.6k $1.1m $1.1m 0.51% Reduced -54 -54
85 Platform Technology Partners 0.26% of their portfolio NEW YORK, NY 56,53156.5k $1.1m $1.1m 0.26% Reduced -5.3k -5,318
86 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 56,00156.0k $1.1m $1.1m 0.03% Reduced -2.5k -2,533
87 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 53,22553.2k $1.0m $1.0m 0.08% Added +21.9k +21,867
88 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 53,22153.2k $1.0m $1.0m 0.01% Added +557 +557
89 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 52,09052.1k $1.0m $1.0m 0.05% Reduced -1.8k -1,822
90 Magnus Financial Group LLC 0.08% of their portfolio NEW YORK, NY 51,18551.2k $989.9k $989.9k 0.08% Reduced -1.6k -1,567
91 United Capital Management of KS, Inc. 0.13% of their portfolio SALINA, KS 50,89250.9k $984.2k $984.2k 0.13% Added +2.0k +1,965
92 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 49,98250.0k $966.6k $966.6k 0.00% Added +3.8k +3,750
93 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 49,04549.0k $948.5k $948.5k 0.04% Reduced -712 -712
94 TWIN PEAKS WEALTH ADVISORS, LLC 0.32% of their portfolio SAN FRANCISCO, CA 48,76848.8k $943.2k $943.2k 0.32% Reduced -1.8k -1,842
95 Ritter Daniher Financial Advisory LLC / DE 0.17% of their portfolio CINCINNATI, OH 48,65248.7k $940.9k $940.9k 0.17% New
96 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 48,61448.6k $940.0k $940.0k 0.01% Reduced -17.9k -17,885
97 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 45,40745.4k $870.2k $870.2k 0.00% Added +34.7k +34,707
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 41,88141.9k $810.0k $810.0k 0.00% New
99 WINNACLE WEALTH LLC 0.65% of their portfolio WACO, TX 41,40841.4k $828.2k $828.2k 0.65% New
100 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 40,76240.8k $788.3k $788.3k 0.02% Added +742 +742