Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

136 institutional holders +26 vs Q3 2022
35,976,03136.0m shares reported held*
$640.9mreported value*
36 new 50 added 36 reduced 13 sold out net bought ≈ $241.4m (+13.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.81. Options: 1 managers hold calls ($1.9m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 110Q4 22: 136136Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022110
Q4 2022136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.9mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$1.6m$00.00
Q4 2022$1.9m$00.00

Biggest buyers

MORGAN STANLEY Added +4,370,563+4.4m
SMITH CHAS P & ASSOCIATES PA CPAS New +2,014,435+2.0m
ROYAL BANK OF CANADA Added +1,790,778+1.8m
Composition Wealth, LLC New +1,132,043+1.1m
Csenge Advisory Group Added +714,632+714.6k
BEACON FINANCIAL GROUP New +705,180+705.2k
Raymond James Financial Services Advisors, Inc. Added +558,917+558.9k
Synergy Asset Management, LLC New +526,357+526.4k
Avidian Wealth Enterprises, LLC New +334,753+334.8k
Magnus Financial Group LLC Added +261,392+261.4k

Biggest sellers

JANE STREET GROUP, LLC Sold out -564,314-564.3k
PCG Wealth Advisors, LLC Sold out -227,879-227.9k
Destiny Wealth Partners, LLC Sold out -192,305-192.3k
Crumly & Associates Inc. Sold out -99,916-99.9k
WealthTrust Asset Management, LLC Sold out -98,573-98.6k
QP WEALTH MANAGEMENT, LLC Reduced -95,443-95.4k
Essex LLC Reduced -80,854-80.9k
OLD MISSION CAPITAL LLC Sold out -77,806-77.8k
B. Riley Wealth Advisors, Inc. Reduced -47,131-47.1k
Baird Financial Group, Inc. Sold out -44,270-44.3k

Biggest calls

Paladin Advisory Group, LLC Added $1.9m104.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,641,9879.6m $171.7m $171.7m 0.02% Added +4.4m +4,370,563
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,959,7793.0m $52.7m $52.7m 0.03% Added +191.6k +191,623
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,741,0922.7m $48.8m $48.8m 0.01% Added +1.8m +1,790,778
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,191,1522.2m $39.0m $39.0m 0.00% Added +178.0k +178,019
5 SMITH CHAS P & ASSOCIATES PA CPAS 2.55% of their portfolio LAKELAND, FL 2,014,4352.0m $35.9m $35.9m 2.55% New
6 Composition Wealth, LLC 0.69% of their portfolio LOS ANGELES, CA 1,132,0431.1m $20.2m $20.2m 0.69% New
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,118,9721.1m $19.9m $19.9m 0.02% Added +252.0k +251,973
8 Essex LLC 4.87% of their portfolio DEER PARK, IL 904,075904.1k $16.1m $16.1m 4.87% Reduced -80.9k -80,854
9 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 749,427749.4k $13.3m $13.3m 0.03% Added +558.9k +558,917
10 Csenge Advisory Group 1.00% of their portfolio CLEARWATER, FL 726,012726.0k $12.9m $12.9m 1.00% Added +714.6k +714,632
11 BEACON FINANCIAL GROUP 1.71% of their portfolio DALLAS, TX 705,180705.2k $12.6m $12.6m 1.71% New
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 617,199617.2k $11.0m $11.0m 0.01% Added +3.7k +3,690
13 Clearwater Capital Advisors, LLC 1.30% of their portfolio HOFFMAN ESTATES, IL 560,810560.8k $10.0m $10.0m 1.30% Added +117.0k +116,957
14 ADAMSBROWN WEALTH CONSULTANTS LLC 5.81% of their portfolio WICHITA, KS 537,680537.7k $9.6m $9.6m 5.81% Added +79.0k +78,988
15 Synergy Asset Management, LLC 2.40% of their portfolio VANCOUVER, WA 526,357526.4k $9.4m $9.4m 2.40% New
16 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 467,092467.1k $8.3m $8.3m 0.02% Added +221.9k +221,885
17 Elevated Capital Advisors, LLC 3.14% of their portfolio SANDY, UT 462,184462.2k $8.2m $8.2m 3.14% Added +8.8k +8,815
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 443,650443.6k $7.9m $7.9m 0.00% Reduced -5.3k -5,296
19 Cherry Creek Investment Advisors, Inc. 5.21% of their portfolio ENGLEWOOD, CO 376,824376.8k $6.7m $6.7m 5.21% Reduced -29.6k -29,563
20 Avidian Wealth Enterprises, LLC 0.39% of their portfolio Houston, TX 334,753334.8k $6.0m $6.0m 0.39% New
21 Magnus Financial Group LLC 0.93% of their portfolio NEW YORK, NY 319,959320.0k $5.7m $5.7m 0.93% Added +261.4k +261,392
22 PETERSON WEALTH MANAGEMENT 5.53% of their portfolio SPARKS, NV 304,811304.8k $5.4m $5.4m 5.53% Reduced -10.1k -10,140
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 302,940302.9k $5.4m $5.4m 0.01% Added +4.7k +4,704
24 SHELTON WEALTH MANAGEMENT, LLC 4.13% of their portfolio FORT WORTH, TX 293,939293.9k $5.2m $5.2m 4.13% Added +14.7k +14,703
25 MILESTONE ASSET MANAGEMENT, LLC 2.89% of their portfolio PITTSBURGH, PA 261,383261.4k $4.9m $4.9m 2.89% First filing
26 Phocas Financial Corp. 0.64% of their portfolio ALAMEDA, CA 247,641247.6k $4.4m $4.4m 0.64% Reduced -20.4k -20,367
27 Snowden Capital Advisors LLC 0.18% of their portfolio New York, NY 238,746238.7k $4.3m $4.3m 0.18% New
28 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 230,377230.4k $4.1m $4.1m 0.00% Reduced -40.1k -40,099
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 226,602226.6k $4.0m $4.0m 0.01% Added +115.1k +115,126
30 Welch & Forbes LLC 0.06% of their portfolio Boston, MA 186,469186.5k $3.3m $3.3m 0.06% Reduced -33.8k -33,845
31 Founders Financial Alliance, LLC 1.43% of their portfolio RALEIGH, NC 174,739174.7k $3.1m $3.1m 1.43% New
32 Platform Technology Partners 1.43% of their portfolio NEW YORK, NY 155,331155.3k $2.8m $2.8m 1.43% Reduced -493 -493
33 STONEBRIDGE ADVISORS LLC 1.61% of their portfolio WILTON, CT 149,681149.7k $2.7m $2.7m 1.61% New
34 1776 Wealth LLC 1.91% of their portfolio ATLANTA, GA 149,343149.3k $2.7m $2.7m 1.91% Added +2.2k +2,201
35 QP WEALTH MANAGEMENT, LLC 3.93% of their portfolio BOCA RATON, FL 141,586141.6k $2.5m $2.5m 3.93% Reduced -95.4k -95,443
36 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 137,792137.8k $2.5m $2.5m 0.15% Added +110.0k +110,020
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 130,229130.2k $2.3m $2.3m 0.01% Added +59.5k +59,535
38 Walker Asset Management, LLC 2.00% of their portfolio SPRINGFIELD, MO 129,236129.2k $2.3m $2.3m 2.00% Reduced -37.5k -37,500
39 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 118,966119.0k $2.1m $2.1m 0.02% New
40 United Capital Management of KS, Inc. 0.83% of their portfolio SALINA, KS 113,589113.6k $2.0m $2.0m 0.83% Added +4.4k +4,397
41 SUTTON PLACE INVESTORS LLC 2.83% of their portfolio ARMONK, NY 111,180111.2k $2.0m $2.0m 2.83% Added +1.6k +1,560
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 100,370100.4k $1.8m $1.8m 0.01% Added +25.5k +25,488
43 American Institute for Advanced Investment Management, LLP 1.55% of their portfolio Scottsdale, AZ 95,22895.2k $1.7m $1.7m 1.55% New
44 Princeton Global Asset Management LLC 0.54% of their portfolio PRINCETON, NJ 93,47093.5k $1.7m $1.7m 0.54% Reduced -8.8k -8,847
45 VISTA INVESTMENT MANAGEMENT 0.94% of their portfolio PITTSBURGH, PA 91,96892.0k $1.6m $1.6m 0.94% Added +17.9k +17,859
46 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 91,24191.2k $1.8m $1.8m 0.05% Added +1.2k +1,192
47 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 84,15584.2k $1.5m $1.5m 0.04% Added +38.9k +38,873
48 ICA Group Wealth Management, LLC 0.35% of their portfolio DENVER, CO 83,20383.2k $1.5m $1.5m 0.35% Added +6.7k +6,650
49 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 79,53379.5k $1.4m $1.4m 0.01% Added +38.9k +38,928
50 Gladstone Institutional Advisory LLC 0.10% of their portfolio Bedminster, NJ 76,55376.6k $1.4m $1.4m 0.10% New
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 68,97969.0k $1.2m $1.2m 0.01% Added +2.9k +2,870
52 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 67,31067.3k $1.2m $1.2m 0.02% Added +37.9k +37,900
53 Arkadios Wealth Advisors 0.15% of their portfolio ATLANTA, GA 64,84664.8k $1.2m $1.2m 0.15% New
54 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 59,02059.0k $1.1m $1.1m 0.05% Added +19.6k +19,555
55 SAXON INTERESTS, INC. 0.60% of their portfolio HOUSTON, TX 58,18358.2k $1.0m $1.0m 0.60% Added +43.0k +42,979
56 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 57,71457.7k $1.0m $1.0m 0.03% Added +45.6k +45,595
57 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 57,48857.5k $836.9k $836.9k 0.02% New
58 Soltis Investment Advisors LLC 0.13% of their portfolio ST. GEORGE, UT 56,88556.9k $955.7k $955.7k 0.13% Reduced -41.4k -41,430
59 Tradition Wealth Management, LLC 0.13% of their portfolio EDINA, MN 51,04951.0k $909.0k $909.0k 0.13% Reduced -13.9k -13,910
60 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 49,45549.5k $880.8k $880.8k 0.02% Reduced -2.4k -2,377
61 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 45,62945.6k $812.0k $812.0k 0.09% Reduced -9.1k -9,059
62 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 42,92542.9k $764.5k $764.5k 0.02% Reduced -47.1k -47,131
63 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 42,40742.4k $755.3k $755.3k 0.04% Reduced -1.7k -1,711
64 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,67340.7k $724.0k $724.0k 0.00% Added +14.4k +14,411
65 TRUSTMARK BANK TRUST DEPARTMENT 0.07% of their portfolio JACKSON, MS 40,50040.5k $721.3k $721.3k 0.07% New
66 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 40,34240.3k $718.5k $718.5k 0.07% Reduced -33.5k -33,468
67 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 38,56038.6k $687.0k $687.0k 0.00% Added +16.6k +16,615
68 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 37,93637.9k $676.0k $676.0k 0.03% Added +18.9k +18,933
69 Ashton Thomas Private Wealth, LLC 0.06% of their portfolio SCOTTSDALE, AZ 36,25736.3k $645.7k $645.7k 0.06% New
70 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 34,94334.9k $622.3k $622.3k 0.01% Added +24.6k +24,583
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 34,12534.1k $607.8k $607.8k 0.07% New
72 Forum Private Client Group LLC 0.41% of their portfolio FISHERS, IN 33,00033.0k $587.7k $587.7k 0.41% Added +1.0k +1,024
73 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 32,92932.9k $586.5k $586.5k 0.09% Reduced -1.3k -1,304
74 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 32,18732.2k $573.3k $573.3k 0.07% Added +4.1k +4,052
75 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 31,33631.3k $589.1k $589.1k 0.03% Added +4.9k +4,874
76 Family Capital Management, Inc. 0.44% of their portfolio GRAND RAPIDS, MI 30,54830.5k $544.1k $544.1k 0.44% First filing
77 Wagner Wealth Management, LLC 0.33% of their portfolio GREENVILLE, SC 30,17030.2k $537.3k $537.3k 0.33% Reduced -16.9k -16,896
78 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 28,70228.7k $511.2k $511.2k 0.00% Added +17.4k +17,357
79 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 28,18528.2k $502.0k $502.0k 0.01% New
80 AFT, FORSYTH & COMPANY, INC. 0.42% of their portfolio JUPITER, FL 27,64427.6k $492.3k $492.3k 0.42% Reduced -2.1k -2,108
81 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 27,42327.4k $488.4k $488.4k 0.02% Added +1.3k +1,310
82 Jaffetilchin Investment Partners, LLC 0.06% of their portfolio TAMPA, FL 27,32427.3k $486.6k $486.6k 0.06% Reduced -15.1k -15,149
83 Key Client Fiduciary Advisors, LLC 0.31% of their portfolio Fairfield, NJ 25,32625.3k $451.1k $451.1k 0.31% Reduced -6.9k -6,871
84 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,18525.2k $448.5k $448.5k 0.01% New
85 Southern Wealth Management, LLP 0.18% of their portfolio Dallas, TX 25,03125.0k $445.8k $445.8k 0.18% Reduced -14.9k -14,878
86 Citizens Business Bank 0.10% of their portfolio ONTARIO, CA 24,83824.8k $442.4k $442.4k 0.10% New
87 Altus Wealth Group LLC 0.33% of their portfolio COLORADO SPRINGS, CO 24,46424.5k $435.7k $435.7k 0.33% New
88 LFA - Lugano Financial Advisors SA 0.32% of their portfolio LUGANO, V8 24,00024.0k $427.4k $427.4k 0.32% Unchanged
89 Family Investment Center, Inc. 0.31% of their portfolio Saint Joseph, MO 23,62823.6k $420.8k $420.8k 0.31% First filing
90 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 23,35323.4k $415.9k $415.9k 0.04% Added +2.9k +2,914
91 Wambolt & Associates, LLC 0.16% of their portfolio LITTLETON, CO 23,20523.2k $413.3k $413.3k 0.16% Reduced -261 -261
92 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 21,65321.7k $389.5k $389.5k 0.01% New
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 20,90920.9k $372.0k $372.0k 0.00% Reduced -247 -247
94 WealthCare Investment Partners, LLC 0.25% of their portfolio PORTSMOUTH, RI 20,70520.7k $368.8k $368.8k 0.25% Added +5.1k +5,088
95 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 19,74219.7k $351.6k $351.6k 0.01% Added +2.6k +2,633
96 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 19,01419.0k $338.6k $338.6k 0.01% New
97 McElhenny Sheffield Capital Management, LLC 0.15% of their portfolio DALLAS, TX 17,69317.7k $315.1k $315.1k 0.15% Unchanged
98 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 16,91816.9k $301.3k $301.3k 0.05% Reduced -68 -68
99 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 16,69016.7k $297.3k $297.3k 0.02% New
100 Jacobi Capital Management LLC 0.04% of their portfolio PITTSTON, PA 16,33816.3k $291.0k $291.0k 0.04% Reduced -1.3k -1,313